- SMBC (New York, NY)
- …support across the Advisory Function with respect to broker-dealer-applicable regulatory engagements, support function coordination, governance and reporting . ... Tokyo Home Office, Finance & Operations, Risk, HR, Internal Audit, and Technology . The Regulatory Governance team collaborates with internal support functions… more
- Neuberger Berman (New York, NY)
- …managed accounts (SMAs). + Extensive experience with trade management workflows, regulatory reporting , incident oversight, and operational KPIs/SLAs; ability to ... Compliance, Technology , and Risk; represent investment teams in process, regulatory , and platform forums. + Lead resolution efforts for operational issues with… more
- SMBC (New York, NY)
- …architectures. + Familiarity with trade lifecycle, settlements, risk management, and regulatory reporting . + Exceptional ability to influence senior stakeholders ... **Role Description** We are seeking an experienced Technical Program Manager / Tech Lead with 15+ years of experience...Lead with 15+ years of experience to lead large-scale technology programs in an Agile environment within an investment… more
- Memorial Sloan-Kettering Cancer Center (New York, NY)
- …cost-effective patient care and ensure compliance with departmental, MSKCC, and regulatory standards. + Where applicable, functions as modality or department expert. ... proven supervisory experience. + Licenses: New York State in Radiologic Technology . + Registration: ARRT. **Core Skills:** + **Strategic Leadership:** Ability to… more
- Tradeweb (New York, NY)
- …and money markets. As financial markets become increasingly interconnected, our technology enables efficient, multi-asset trading on a global scale. We serve ... trading. https://www.dol.gov/ofccp/regs/compliance/posters/pdf/eeopost.pdf **Group Details** Tradeweb is seeking a VP, Technology , Internal Audit to take on a key role… more
- Deloitte (New York, NY)
- Manager , Regulatory Reporting - Technology , Media & Telecom Our Deloitte Regulatory , Risk & Forensic team helps client leaders translate multifaceted ... their path to value creation. Work You'll DoAs a Manager , you will lead project teams and collaborate with...and executive communications. + Proficiency with reporting technology /tools (eg, Axiom). + Demonstrated experience in regulatory… more
- Bank of America (New York, NY)
- Global Markets Non-Financial Regulatory Reporting (GM NFRR) Operational Monitoring New York, New York;, **To proceed with your application, you must be at least ... with the overall goal of centralizing, standardizing and remediating (as necessary) regulatory reporting processes within NTCO NFRR Operations. We are therefore… more
- Synchrony (New York, NY)
- …visualization tools. This role will engage with multiple functions including regulatory reporting , controllership, credit strategies and portfolio management to ... changes. **Essential Responsibilities:** + Responsible for interpreting and delivering regulatory reporting requirements, external requests and corresponding… more
- Capital One (New York, NY)
- Manager , Regulatory Affairs & Liaison Support Capital One, a Fortune 500 company and one of the nation's top 10 banks, offers a broad spectrum of financial ... providing advisory consulting to senior management with respect to onsite supervision and evolving regulatory policy matters. We are seeking a Manager to play an… more
- Robert Half Technology (New York, NY)
- …looking for an experienced individual to lead our Data Management and Client Reporting initiatives. This role requires a strategic thinker with a deep understanding ... Addepar. The successful candidate will oversee the integrity and evolution of reporting systems, manage a team member, and align data strategies with organizational… more
- Capital One (New York, NY)
- Senior Manager , IFX, AIML, & Regulatory Risk - Enterprise Services Risk The Enterprise Services Risk (ESR) organization is expanding with a focus on attracting ... redefine the financial sector. This role is within ESR's Technology Product Risk division, on the "AIFX" Team. The...Product Risk division, on the "AIFX" Team. The Senior Manager in this role will lead a small team… more
- Pfizer (New York, NY)
- …mission is to deliver breakthroughs that change patients' lives. As the Global IVD Regulatory COE Portfolio Manager , you will play a critical role in advancing ... prior to study start-up. + Forecast and plan resource requirements (people, financial, technology ) for projects across the IVD Regulatory COE/Portfolio. + Lead… more
- Robert Half Finance & Accounting (New York, NY)
- Description Senior Manager , SEC Reporting & Technical Accounting Role Overview This leader will drive the integrity of external reporting and guide the ... new accounting guidance, determine organizational impact, and lead adoption efforts External Reporting & Compliance + Lead preparation and review of quarterly and… more
- TD Bank (New York, NY)
- …by regulators covering various businesses, functions and topics, including operations, finance, regulatory reporting , and sales and trading, and prepare business ... requests. + Provide periodic examination status updates and contribute to internal reporting and tracking related to examinations and regulatory findings. +… more
- MUFG (New York, NY)
- …requested to Central PMO for inclusion in executive reporting about the Technology portfolio. + To support portfolio manager in the delivery of portfolio ... of date. Ensure that reporting updates are meaningful to all project and Technology portfolio stakeholders, not all of whom will be SME's in all aspects of the… more
- MUFG (New York, NY)
- …firm's technology risk management function within the First Line of Defense, reporting directly to the Technology Business Unit Risk and Control Officer ... team will provide more details. The Head of Technology Risk Management will lead and oversee the...information, and reputation. The First Line Business Unit Risk Manager is responsible for managing organizational risks through the… more
- City National Bank (New York, NY)
- *OPERATIONAL RISK BUSINESS OVERSIGHT MANAGER I - Technology * WHAT IS THE OPPORTUNITY? Operational Risk Management (ORM) is responsible for providing independent ... of defense (1LOD) to support decision-making, primarily covering CNB Technology and Innovation. The ORBO Manager 1...units regarding the ORM framework, tools, policies, procedures, and reporting metrics. * Provides 2LOD audit and regulatory… more
- Deloitte (New York, NY)
- …implementing, or supporting systems for trading, settlements, recordkeeping, compliance monitoring, regulatory reporting , risk or case management, operations, or ... Manager - Capital Markets Operations and Technology...professionals deliver sustainable value across the organization, leverage emerging technology , impacting trading strategy, operational efficiency, regulatory … more
- Capital One (New York, NY)
- Manager , Technology Risk Oversight Capital One is one of the fastest growing organizations in the world today, powered by our passion for our customers. We are ... high-impact results in their areas of expertise. As a ** Manager , Technology Risk Oversight** **,** you will...key role in the review, risk identification, risk assessment, reporting , and effective challenge of technology processes,… more
- CIBC (New York, NY)
- …with related policies and processes. **What You'll Be Doing** As the Manager , Cybersecurity & Technology Control Assessment you will independently conduct ... consulting, and reporting on operational risk and controls involving people, technology , processes or external events that arise from audit and control testing.… more
