- Citigroup (New York, NY)
- Serves as a function/business/ product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal ... **Job Family Group:** Compliance and Control **Job Family:** Product Compliance Risk Management **Time Type:** Full time **Primary Location:** New York… more
- JPMorgan Chase (New York, NY)
- …status quo and striving to be best-in-class. As a Compliance Risk Management Lead Vice President covering the Futures and Options (F&O) and Futures ... the firm on cross- product initiatives. Additionally, you will partner with other Compliance and Legal teams on assessing and measuring compliance and related… more
- MUFG (New York, NY)
- …our recruitment team will provide more details. **Job Summary:** We're seeking a Credit Vice President who will be part of our growing Portfolio Management ... grade public and privately owned corporate borrowers. As a Vice President , you will be responsible for...relationship managers in GRM (Global Relationship Management), and various product partners + Train and guide the junior members… more
- MUFG (New York, NY)
- …design and deliver bespoke value-added solutions to MUFG's clients. **Job Summary:** The Vice President of Structured Insurance Solutions will assist in the ... evolving market trends and regulatory changes to proactively identify new product opportunities. **2. Client Engagement and Pitch Material Preparation:** + Prepare… more
- MUFG (Jersey City, NJ)
- …team is seeking an experienced and dynamic individual to join as Assistant Vice President , Software Engineer for Regulatory Reporting team, to support projects ... that supports the Regulatory Reporting to support HO and Regulatory Compliance initiatives through projects and BAU enhancements including Financial reporting,… more
- MUFG (New York, NY)
- …experienced professional to join our Project Finance Team as either an Associate or Vice President , covering LATAM markets. The ideal candidate will have a ... and information memoranda. + Own and manage processes required for compliance and execution, including profitability analysis, committee approvals, legal due… more
- Citigroup (Jersey City, NJ)
- …over 60 Countries; covering all post execution Operations teams including product aligned Middle Office groups, Settlements, Margin, Asset Servicing, Listed ... top 3 player in the market, Equity (Cash, Derivatives, Prime Brokerage, Futures , Listed Derivatives, Clearing and Foreign Exchange Prime Brokerage) where Citi has… more
- MUFG (New York, NY)
- …Government bonds, interest rate derivatives, repo, commercial paper, and related rate product . Team members work with traders, strategists, and economists to tailor ... and relative value themes, to asset & liability management. VP Rates Sales will work with teammates to provide...axes + Work closely with other teams to cross-sell product and promote cross selling across the firm +… more
- MUFG (Jersey City, NJ)
- …and implementation of the solution. + Participate in quality control and ensure compliance with Testing strategy and product quality requirements. + Be an ... support, and enhancements of Workday HCM or similar enterprise HR product . You have some experience in Workday, Integrations, Reports, Functional Analysis,… more
- SMBC (New York, NY)
- …Unit interaction with 2nd LoD functions including Risk Management and Compliance . **Scope** The Nikko Securities America, Inc. Midback Business Control Officer ... RCSAs), as required + Ensures the business unit is operating in compliance with applicable laws, rules, and regulations, provides oversight of processes designed… more
- MUFG (New York, NY)
- …and directly to various related parties throughout the bank, business line, product groups and credit divisions + Maintain direct communication with assigned ... customers. **Deal Support** + Work with business lines/ product groups to identify prospective transactions + Identify structural risks and mitigants in prospective… more
- MUFG (New York, NY)
- …all aspects of the firm's corporate federal and state tax liability and compliance and is involved in the development and implementation of effective tax strategies. ... to which significant parts of the tax provision, reporting, compliance and consulting functions have been outsourced. Incumbent at...is fully knowledgeable on the day-to-day activities of a product or process however will require input on more… more
- MUFG (Jersey City, NJ)
- …withLCM solutions + Work with the broader IT security, risk and compliance organization to interpretpolicies and standards, ensuring policies and standards are ... and resolving complex problems + Analyze, plan, coordinate updates and product upgrades + Respond and support business teams on systems functionality,… more
- MUFG (Jersey City, NJ)
- …a single security event + A diverse skill base in both product security and information security including organizational structure and administration practices, ... 27001, NIST 800 series, FFIEC, SOC2, FedRAMP, STAR, etc.) + Support inquiries from compliance teams such as IT risk management and internal and external auditors to… more
- MUFG (New York, NY)
- …and directly to various related parties including the business line, product groups, and credit divisions. + Additional responsibilities will include presentations ... the risk/return dynamic and on minimizing potential credit costs. (3) Policy Compliance + Ensure compliance with external regulatory/internal policy and… more
- MUFG (New York, NY)
- …parties throughout the bank. (3) Other + Engage in special projects including new product and policy reviews. + Ensure compliance with regulatory, policy, and ... of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major responsibilities listed above are the material… more
- MUFG (New York, NY)
- …of financing structures/strategies, including leveraged capital markets and other product areas. + Support credit analysis for structured credit transactions ... regard to exposure on both a transaction and group level. + Ensure compliance with policy and regulatory requirements. **Requirements:** + Bachelor's degree, CFA or… more
- MUFG (New York, NY)
- …independently and directly to various related parties throughout the bank, business line, product groups and credit divisions. + Ensure compliance with external ... of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major responsibilities listed above are the material… more
- MUFG (Jersey City, NJ)
- …Our team is seeking an experienced and dynamic individual to join as a Technical Product Manager for Customer & Compliance reporting directly to Head of Planning ... a concise, logical, and understandable way in supporting the product owners. The successful candidate must be able to...Acumen:** + Must have experience in one or more Compliance domains including AML, KYC, Sanctions Screening + Must… more
- MUFG (Jersey City, NJ)
- …outcomes. Our team is seeking an experienced and dynamic individual to join as ** Vice President ,** **Data Integration Lead,** to support projects and BAU work ... all lines of business (Global Corporate & Investment Banking, Finance, Risk, Compliance , Chief Data Office, Information Technology), Product Owners, and Data… more