- USAA (Charlotte, NC)
- …Be part of what truly makes us special and impactful. **The Opportunity** As a dedicated Compliance and Operational Risk Testing Analyst Lead, you will be a ... degree). + 8 or more years of relevant work experience (internal/external audit, operational risk / compliance testing, quality assurance). + Expert knowledge… more
- City National Bank (Charlotte, NC)
- …banking environment * Minimum 10 years of experience in risk management, operational risk management, compliance , or audit functions in the financial ... *MANAGER OPERATIONAL RISK MANAGEMENT OVERSIGHT* WHAT IS...ORBO team(s) in the execution of ORM framework key risk activities, including monitoring compliance with ORM… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... Annual Compliance tracking. + Develop excellent relationships with peer Executive Assistants and coordinate team admins across functions + Heavy scheduling of… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... as deep understanding of operations, customer data, and how operational , risk and financial crimes data is...on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... this role:** Wells Fargo is seeking an Audit Manager, Executive Director on the Financial Crimes Audit Team. The...on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... execution of Risk and Control Self-Assessment (RCSA), Operational Risk Events (ORE), Issue Management and...on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... Chief Operating Office. The COO is responsible for delivering operational processes and redesigning business workflows by efficiently utilizing...and subject matter expert who will face off to Risk , Compliance and Audit (internal) and external… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... modeling to ensure accurate and timely and accurate monitoring, accurate risk ratings, covenant compliance , watchlist updates, recognition of potential… more
- USAA (Charlotte, NC)
- …activities are effectively identified, measured, monitored, and controlled in accordance with risk and compliance policies and procedures **What you have:** ... ability to connect data/metrics to business metrics/results. + Deep understanding of risk management and compliance practices with experience developing data… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- TD Bank (Charlotte, NC)
- …Tableau, Rahona, Excel and Power Point + Knowledge with Enterprise Governance, Risk Management and compliance systems suggested + Previous experience developing ... procedures in coordination with management in line with TD's Risk Program + Works with executive team,...+ Meets with business partners and leaders to determine Risk strategies and compliance culture + Takes… more
- TD Bank (Charlotte, NC)
- …and enhancing their knowledge and expertise; and employees assume responsibility in minimizing operational and regulatory risk by complying with Bank policy and ... you more specific details for this role. **Line of Business:** Financial Crime Risk Management **Job Description:** The Manager, Financial Crime Risk Oversight… more
- TD Bank (Charlotte, NC)
- ….** **The** **Senior Third Party Risk Management** **team, within the Operational Risk Management team is responsible for assisting businesses and Corporate ... offices with managing Third Party risk and performance, while ensuring compliance to...party risk (and performance) management** **Knowledge of operational risk processes - especially risk… more
- Wells Fargo (Charlotte, NC)
- …of Directors **Required Qualifications:** + 5+ years of Risk Management experience ( Compliance , Financial Crimes, Operational Risk , Audit, Legal, Credit ... of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to… more
- Truist (Charlotte, NC)
- …to create PRC inventories and execute RCSAs + Coordinate with LOD2 and Operational Risk Management to ensure processes are aligned to authoritative sources ... challenge output + Monitor level III metrics aligned to control effectiveness and compliance risk + Provide appropriate training and awareness to promote… more
- Truist (Charlotte, NC)
- …plays a significant role in optimizing business processes and implementing enhancements for compliance and risk management within the Legal Department. The role ... sharing, mentoring, and training. 10. Stay abreast of industry trends related to operational efficiency, risk management, and legal operations. 11. Support, and… more
- Truist (Charlotte, NC)
- …facilitate and monitor risk governance mechanisms, including but not limited to, Compliance Risk and Control Self-Assessment (C-RCSA), Risk and Control ... impact to the BU, and ensure appropriate remediation. + In conjunction with Compliance Risk Management and Legal, monitor BU adherence to applicable policies,… more
- Truist (Charlotte, NC)
- …of business specialty and/or equivalent education, training and experience. + Experience in compliance and operational risk mitigation and remediation + ... facilitate and monitor risk governance mechanisms, including but not limited to, Compliance Risk and Control Self-Assessment (C-RCSA), Risk and Control… more
- Motion Recruitment Partners (Charlotte, NC)
- …governance, escalation, meeting, and reporting routines, including for issues management and operational risk events + Providing control management support as ... needed for exams, testing engagements, issues, operational risk events and projects impacting multiple...make their needs known in advance. **Posted by:** Chris Clark **Specialization:** GRC - Governance Risk and Compliance… more