- US Bank (Charlotte, NC)
- …One. **Job Description** US Bank is seeking a highly skilled **IS Governance Risk & Compliance Specialist ** specializing in **federal audits** and **v** ... **ndor compliance ** to drive our audit initiatives, ensuring full compliance with applicable federal regulations and internal risk management standards.… more
- Skanska (Charlotte, NC)
- …work, which is why our values support and drive our D&I efforts. As a Cybersecurity Governance & Compliance Specialist II you will assist the IT organization ... for a dynamic Cybersecurity Specialist II - Governance and Compliance . This is a great... Required Qualifications:** + 3+ years working with Information Security/IT/ Governance / Risk + Certified CISA, CRISC, MGT415, GSLC,… more
- TD Bank (Charlotte, NC)
- …role. **Line of Business:** Governance & Control **Job Description:** The Senior Governance & Control Specialist is the leading expert for a significant ... risk and control functions + Expert knowledge of governance , risk and control procedures, strategies &...with stakeholders across all lines of defense to perform compliance / risk reporting and routines. + Strong project… more
- BMO Financial Group (Charlotte, NC)
- …or an equivalent combination of education and experience. + Expert knowledge of risk management, audit, compliance , governance and/or project management is ... to deliver on business and financial goals. + Measures the effectiveness of risk governance system and framework; recommends changes as required. + Leads… more
- Bank of America (Charlotte, NC)
- Compliance and Operational Risk Specialist - Credit Risk Charlotte, North Carolina;Dallas, Texas; Newark, Delaware; Plano, Texas **Job Description:** At ... actions to address the root causes that lead to compliance risk issues and/or operational risk...experience + Credit Experience **Desired Skills:** + Knowledge of governance and reporting practices including escalation best practices and… more
- TD Bank (Charlotte, NC)
- …are not considered models. The role will support the governance of Non-Model/EUC risk to the bank by executing compliance and control testing to validate ... Business:** Risk Management **Job Description:** The Group Risk Specialist provides a comprehensive and diverse... management/ governance experience + Knowledge of Non-Model/EUC governance , risk , and compliance +… more
- Bank of America (Charlotte, NC)
- Enterprise Financial Risk Sr. Specialist Charlotte, North Carolina;Jersey City, New Jersey; New York, New York; Chicago, Illinois **Job Description:** At Bank of ... reports, and interfacing with the trading desk and other risk and support groups (ie, Compliance , Finance,... and Business Controls** + Establish and oversee the risk management governance structures + Establish … more
- Truist (Charlotte, NC)
- …and associated reporting and analytics tools (eg Tableau). 3. Familiarity with enterprise Governance Risk and Compliance (eGRC) platforms and tools (eg, ... Units through the effective identification, mitigation, monitoring and reporting of technology risk and other related risks (eg, operational, compliance ) within… more
- Truist (Charlotte, NC)
- …and associated reporting and analytics tools (eg Tableau). 4. Familiarity with enterprise Governance Risk and Compliance (eGRC) platforms and tools (eg, ... Units through the effective identification, mitigation, monitoring and reporting of technology risk and other related risks (eg, operational, compliance ) within… more
- TD Bank (Charlotte, NC)
- …Financial Crime Risk Management **Job Description:** The Financial Crime Risk Specialist role develops and maintains TD's AML/ATF/Sanctions/ABAC programs, ... with FCRM partners and other related groups (such as Compliance , Legal and Risk etc.) to support...compliance professionals, interacting with key stakeholders + Provides governance oversight through management of the policy and training… more
- TD Bank (Charlotte, NC)
- …exist + Leads/facilitates and/or implements action/remediation plans to address performance/ risk / governance issues + Actively manages relationships within and ... Undertakes and completes a variety of complex projects and initiatives requiring specialist knowledge and/or the integration of cross functional processes within own… more
- Wells Fargo (Charlotte, NC)
- …our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those ... risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to applicable Wells Fargo… more
- Wells Fargo (Charlotte, NC)
- …Enterprise Functions Testing & Validation team is seeking an Independent Testing Specialist with the Regulatory Reporting Incremental Compliance Team to support ... Federal Reserve, OCC, and SEC. + Experience in Audit, Compliance , Risk and Testing. + Public Accounting...risk decisions. There is emphasis on proactive monitoring, governance , risk identification and escalation, as well… more
- Bank of America (Charlotte, NC)
- …measure, monitor, and control risk , and ensure we have proper Risk Governance in place to communicate, escalate, and debate risks. _Responsibilities ... Senior Business Control Specialist Charlotte, North Carolina;Plano, Texas **Job Description:** At...Credit Operations team. This role requires a strong operational risk and compliance background, and understanding of… more
- Bank of America (Charlotte, NC)
- …milestones and task management, resources, risks/dependencies **Skills** + Business Controls + Compliance + Audit + Risk Management + Quality Assurance + ... Sr. Business Controls Specialist - AML QA/QC Oversight (M&I) Charlotte, North...**Responsibilities:** + Oversees the design and effectiveness of the risk and control environment to support Client Operational Services… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Financial Crimes Specialist to join the Financial Crimes Risk Management Wealth & Investment Management ... Advisory Leader and to other various stakeholders, including WIM Risk , WIM Compliance , and FCRM. + Work...risk decisions. There is emphasis on proactive monitoring, governance , risk identification and escalation, as well… more
- Wells Fargo (Charlotte, NC)
- …working in a large enterprise environment. + Knowledge and understanding of audit, regulatory compliance , or risk management. + Ability to identify risk ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- Wells Fargo (Charlotte, NC)
- …our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those ... risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to applicable Wells Fargo… more
- Wells Fargo (Charlotte, NC)
- …our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those ... risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to applicable Wells Fargo… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Financial Crimes Specialist in Financial Crimes Risk Management as part of Independent Risk Management. ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more