- TD Bank (Charlotte, NC)
- …you more specific details for this role. **Job Description:** **Preferred Qualifications:** Focus on Non - Trading Market Risk (Interest Rate Risk ... on Banking Book or Treasury/Balance Sheet Risk Management). A non - trading market risk management position with oversight of the US Treasury team,… more
- TD Bank (Charlotte, NC)
- …you more specific details for this role. **Job Description:** **Preferred Qualifications:** Focus on Non - Trading Market Risk (Interest Rate Risk ... on Banking Book or Treasury/Balance Sheet Risk Management). A non - trading market risk management position with oversight of the US Treasury team,… more
- TD Bank (Charlotte, NC)
- …can provide you more specific details for this role. **Job Description:** The Head of Non - Trading Market Risk Management is accountable for driving the ... promoting teamwork and handling any/all disciplinary actions, as required + Monitors and assesses non - trading market risk in AMCB and TDS US + … more
- Citigroup (Charlotte, NC)
- The Non -Traded Market Risk (NTMR) Transformation team within the Treasury organization works closely with stakeholders to drive day to day progress on the ... + Participates in assessing and incorporating changing business, regulatory and market information needs into finance processes and applications + Strategic… more
- Citigroup (Charlotte, NC)
- The Non -Traded Market Risk (NTMR) Transformation team within the Treasury organization works closely with stakeholders to drive day to day progress on the ... NTMR Transformation book of work to ensure on-time delivery through well governed execution that addresses the root cause of challenges and advancement towards the NTMR Target State. The team collaborates with stakeholders across NTMR, Treasury Transformation,… more
- Nuveen Investments (Charlotte, NC)
- …Communication, Data Engineering/Analytics, Digital Savviness, Financial Markets, Financial Risk Management, Negotiation, Relationship Management, Trading Best ... The Derivatives Strategies & Trading Senior Director will be responsible for structuring...problem solve, advise and work closely with Nuveen public market portfolio managers, private market investment officers,… more
- Wells Fargo (Charlotte, NC)
- …Management Team, and Compliance subject matter expert for the Fixed Income Electronic Trading , Non -Financial Regulatory Reporting (eg TRACE, SDR), and 3rd party ... customers and company. They are accountable for execution of all applicable risk programs (Credit, Market , Financial Crimes, Operational, Regulatory Compliance),… more
- Principal Financial Group (Charlotte, NC)
- …with market data providers, competitive intelligence and benchmarking firms, fraud/ risk data and data brokers are strongly preferred for the Business ... **What You'll Do** Bring your expertise in Market Data to Principal! You will be part...aspects of strategic sourcing for medium-to-high complexity (dollar and risk ) third-party needs, through negotiation of agreements. + Lead… more
- Truist (Charlotte, NC)
- …**Please review the following job description:** Responsible for conducting and directing compliance risk oversight of Sales & Trading business units such as ... to detect issues of regulatory concern, inappropriate behavior and market manipulation. Executes compliance risk management activities...risk scenarios within the Fixed Income Sales & Trading business unit and/or functions. 4. Take lead of… more
- Bank of America (Charlotte, NC)
- …maintain all Client, Compliance and Regulatory Incoming and Outgoing Correspondence * Provide market and non - market action decisions. * Review and approval ... * Monitor accounts with large debit balances and short market values over $500,000 and coordinate approval with Credit...FSA's/CFSA's/SRM's * Monitor and review client accounts for potential risk with regard to mutual fund trading ,… more
- Principal Financial Group (Charlotte, NC)
- …leading all aspects of strategic sourcing for high complexity (dollar and risk ) third-party needs including supply & demand planning, supplier selection, and ... to the total cost of ownership model, internal data and market intelligence + Collaborate with internal leaders to develop sourcing/procurement requirements… more
- KPMG (Charlotte, NC)
- …mobilize capital to fund global operations, taking into account a multinationals tax risk profile, global effective tax rate, and cash posture; in advising clients, ... of their wider business objectives and taking into account a multinationals tax risk profile, global effective tax rate, and cash posture + Collaborate with our… more
- Truist (Gastonia, NC)
- …as directed from Financial Advisor and assigned clients. Reply to queries regarding general market information such as quotes and news, as well as trading and ... signatures, submission and follow-up of new account documentation. 9. Mitigate risk through appropriate authentication standards. This includes the authentication of… more
- Truist (Charlotte, NC)
- …Broker Dealers as it relates to identifying and reporting suspicious activity, insider trading , market manipulation as well as an understanding of general ... relevant sources to mitigate the company's reputation or regulatory risk . 9. Identify key risks and control points, providing...learn more about the specific benefits available for any non -temporary position for which you apply, based on full-time… more