- USAA (Charlotte, NC)
- …be a part of what makes us so special! We are seeking a Mid-Level Risk and Compliance Analyst with IT Operations domain experience including Incident Management, ... This role involves providing independent oversight and guidance within a risk and compliance framework, ensuring alignment with regulatory requirements… more
- Truist (Charlotte, NC)
- …business units to inspire and build better lives and communities. The Cybersecurity Technology Senior Risk Advisor is responsible for providing first line of ... Matter Expert (SME) to assigned Business Unit across all risk types to promote and strengthen compliance ...all risk types to promote and strengthen compliance with applicable regulations, policies, procedures and risk… more
- Truist (Charlotte, NC)
- …build better lives for our clients and communities. The Identity and Access Management Risk Advisor is responsible for providing first line of defense end-to-end ... lines of defense. Partner with Identity and Access Management senior leaders to: + Influence, advise, and challenge the...or equivalent work experience and training. + Experience in compliance and operational risk mitigation and remediation.… more
- Truist (Charlotte, NC)
- …improved communication and collaboration, and an intense focus on coordinated execution. GCO Risk Advisor is responsible for providing effective challenge of ... management direction and oversight to applicable business unit senior leadership on all key risk initiatives...needed risk enhancements or remediation. Advocate Truist's risk culture, compliance with enterprise risk… more
- Truist (Charlotte, NC)
- …facilitate and monitor risk governance mechanisms, including but not limited to, Compliance Risk and Control Self-Assessment (C-RCSA), Risk and Control ... risk aggregation, key risks and emerging risks to senior Business Unit Leadership. Identify and opine on remediation...BU, and ensure appropriate remediation. + In conjunction with Compliance Risk Management and Legal, monitor BU… more
- Truist (Charlotte, NC)
- …providing expert risk management direction and oversight to applicable business unit senior leadership on all key risk initiatives and functions. Guide ... assigned business units; provide counsel, advice, and concurrence to senior business unit leaders to drive needed risk...needed risk enhancements or remediation. Advocate Truist's risk culture, compliance with enterprise risk… more
- Truist (Charlotte, NC)
- …providing expert risk management direction and oversight to applicable business unit senior leadership on all key risk initiatives and functions. Guide ... assigned business units; provide counsel, advice, and concurrence to senior business unit leaders to drive needed risk...needed risk enhancements or remediation. Advocate Truist's risk culture, compliance with enterprise risk… more
- Truist (Charlotte, NC)
- …**Please review the following job description:** A first line of defense risk professional within the Governance and Controls Office (GCO), responsible for the ... execution and support of various risk programs including but not limited to the ...regulatory knowledge with an emphasis on: Credit, Market, Liquidity, Compliance , Operational, Reputation and Strategic Risks. . Strong communications… more
- Vanguard (Charlotte, NC)
- …on a mission, and we want you to be a part of it! As a Senior Wealth Advisor within Vanguard's Personal Investor, Wealth Management, you will develop tailored ... investment philosophy and making recommendations that consider client suitability, risk tolerance, appropriate saving/spending strategies, Senior Wealth Advisors… more
- Comerica (Charlotte, NC)
- Senior Trust Advocacy Advisor The Trust Advisor in Comerica's Trust Advocacy group responsible for reviewing legal documentation for new business and ... * Design and implement new processes to support ongoing administration. Compliance / Risk Management: * Complete consultations with trust advisors in… more
- Truist (Charlotte, NC)
- …shift (United States of America) **Please review the following job description:** The GCO Senior Risk Advisory Manager I is responsible for providing first line ... activities as defined in policy. 10. Coach and develop risk advisor teammates within the GCO. 11....11. Communicate, lead discussions, present materials as needed to senior leaders, committees, audit and/or regulators. Serve as a… more
- Deloitte (Charlotte, NC)
- … Risk Management (QRM) team is seeking a Deal Strategy, Contracting, and Risk Senior Manager with extensive experience in supporting deal and contract ... Deal Strategy, Contracting, and Risk Support Senior Manager, Government &...legal, finance and delivery to act as a strategic advisor to help manage deal flow and to optimize… more
- Truist (Charlotte, NC)
- …In partnership with process owners, lead the engagement and completion of the compliance risk assessments for applicable RCSAs. 4. Support the business in ... with assigned business line leadership to drive alignment of Compliance and Regulatory Risks with enterprise risk ...activities as defined in policy. 10. Coach and develop risk advisor teammates within the GCO. **Qualifications**… more
- Deloitte (Charlotte, NC)
- Deloitte Consulting LLP's Quality and Risk Management group is seeking a Risk Senior Manager with extensive experience in supporting deal and contract ... structuring, drafting customized contractual provisions and risk review, negotiations, operations, and operational aspects of professional...legal, finance and delivery to act as a strategic advisor to help manage deal flow and to optimize… more
- Truist (Charlotte, NC)
- …and CPAs. * Maintain appropriate legal, operating and regulatory controls to manage risk and compliance . Works within the existing audit, compliance ... track record working complex credit deals and/or in tandem with a senior credit advisor . * Advanced and proven working knowledge of deposit, credit and… more
- Vanguard (Charlotte, NC)
- …and we want you to be a part of it! As a Financial Advisor within Vanguard's Advice & Wealth Management sub-division, you will develop tailored strategies that ... investment philosophy and making recommendations that consider client suitability, risk tolerance, appropriate saving/spending strategies, Advisors give our clients… more
- Truist (Charlotte, NC)
- …**Please review the following job description:** Responsible for conducting and directing compliance risk oversight of Sales & Trading business units such ... issues of regulatory concern, inappropriate behavior and market manipulation. Executes compliance risk management activities to reasonably ensure compliance… more
- Bank of America (Charlotte, NC)
- …and thresholds within the defined corporate standards. Ability to recognize all risk categories including credit, market, operational and compliance and bringing ... Risk Management Executive I Charlotte, North Carolina;Chicago, Illinois...and process improvement opportunities. * Act as subject matter advisor to senior management across the Company… more
- US Bank (Charlotte, NC)
- …issue management programs. This role is responsible for identifying gaps in model risk management policy compliance with regulatory and Bank policy changes. ... regulatory exam management and status update. + Serve as a valued business partner, trusted advisor and key contact for model risk partners in first and second… more
- Wells Fargo (Charlotte, NC)
- …Threat Prevention Product Area **In this role, you will:** + Act as an advisor to senior leadership to develop or influence digital products, initiatives, plans, ... **About this role:** Wells Fargo is seeking a Cybersecurity Senior Lead Digital Product Manager to serve as L2...on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly… more