- NatWest Markets (Stamford, CT)
- Director Electronic Trading Compliance Officer, US Closing date for applications: 31/12/2199 Stamford,United States Permanent Full Time \#R-00241613 Our ... to ensure the proper operations of the department and the business. ** Director , Electronic Trading Compliance Officer, US** Seeking an experienced… more
- TD Bank (New York, NY)
- …We are looking to hire a Director -level, Quantitative Developer for the Electronic Trading desk within Global Markets at TD Securities in New York. ... _General S&T job description:_ The Director TDS Sales & Trading (US) may...areas of uncertainty or concerns to your Supervisor and/or Compliance . Always demonstrate regulatory and TD expectations of appropriate… more
- SMBC (New York, NY)
- …markets products (interest rate swaps, fixed income securities) + Good understanding of electronic trading + Experience related to auditing Capital Markets and ... audit coverage of Front Office and associated support functions including Sales, Trading , risk management and Operations within the Internal Audit Department. The… more
- Citigroup (New York, NY)
- …across the different product ecosystems. **Responsibilities:** + Originate and source new electronic trading relationships to increase breadth of clients doing ... also be focused on growth with key existing clients trading cash electronic products. Salesperson will also...in close partnership with control functions such as Legal, Compliance , Market and Credit Risk, Audit, Finance in order… more
- Scotiabank (New York, NY)
- …performance. + Ensure compliance with regulatory requirements and best practices in electronic FX trading . **What You'll Bring:** + Advanced degree (PhD or ... every future! **Overview:** We are seeking a highly skilled Director -level eFX Quant to join our eFX Trading...Deep understanding of eFX market structure, liquidity dynamics, and electronic trading workflows. + Expertise in building… more
- Scotiabank (New York, NY)
- …and/or Sell Side experience required + Strong working knowledge of Equities, Electronic Trading , Equity Research, Financing and Balance Sheet, Securities Lending ... Director , Equity Sales Trader; Global Banking & Markets;...financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products, derivatives, energy, foreign… more
- Raymond James Financial, Inc. (New York, NY)
- …Advanced concepts, practices, and procedures of institutional equity sales & sales trading . + Financial markets, products, and electronic networks. **Skill in** ... and skills obtained through education and experience to provide marketing and trading support to Institutions. Regular contact with internal and external customers… more
- S&P Global (New York, NY)
- …of interest by monitoring and placing restrictions on personal securities holding and trading . The Policy is designed to promote compliance with global ... Role:** **Grade Level (for internal use):** 13 **The** **Role:** Director of Data Science - NLP, LLM and GenAI...monitoring and placing restrictions on personal securities holding and trading . The Policy is designed to promote compliance… more
- TD Bank (New York, NY)
- …findings, enhancements, and overall effectiveness of a surveillance program. The Director Compliance TDS oversees/leads a team(s) of specialists/professionals ... specific details for this role. **Job Description:** TD Securities Compliance team is seeking a Director level... trading activities of firm employees (sales and trading ) and clients, and employee electronic communications… more
- Mizuho Corporate Bank (New York, NY)
- … or research (including corporate bonds, securitized products, treasury auctions, equities, electronic and program trading , equity research, sales, trading ... project management and talent development. Under the direction of the Managing Director , maintain a robust audit program including overall management and/or leading… more
- S&P Global (New York, NY)
- …This commercial position is part of S&P Global Market Intelligence's Regulatory Compliance Division. Reporting to the Commercial Head of Documentation and Regulatory ... and enhance our suite of offerings. S&P Global's Regulatory and Compliance Solutions encompass comprehensive services that span client reference data collection… more
- S&P Global (New York, NY)
- …of interest by monitoring and placing restrictions on personal securities holding and trading . The Policy is designed to promote compliance with global ... Team** : S&P Global Ratings is seeking an Associate Director to join its Structured Finance practice, which provides...global markets. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks to mitigate conflicts… more
- S&P Global (New York, NY)
- …of interest by monitoring and placing restrictions on personal securities holding and trading . The Policy is designed to promote compliance with global ... to transform risk management. We are seeking an **Associate Director of Generative AI Platform Engineering** to join our...align with business requirements. + Implement security measures and compliance standards of the platform and APIs to ensure… more
- S&P Global (New York, NY)
- …of interest by monitoring and placing restrictions on personal securities holding and trading . The Policy is designed to promote compliance with global ... Level (for internal use):** 12 **The Team:** The **Associate Director ** will be responsible for managing two global teams,...global markets. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks to mitigate conflicts… more
- S&P Global (New York, NY)
- …of interest by monitoring and placing restrictions on personal securities holding and trading . The Policy is designed to promote compliance with global ... **Grade Level (for internal use):** 12 **The** **Role:** Associate Director of Data Science - RAG, NLP, LLM and...global markets. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks to mitigate conflicts… more
- S&P Global (New York, NY)
- …of interest by monitoring and placing restrictions on personal securities holding and trading . The Policy is designed to promote compliance with global ... to the Global Head of Ratings Strategy, the Senior Director of Strategy and Business Development will be responsible...global markets. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks to mitigate conflicts… more
- S&P Global (New York, NY)
- …of interest by monitoring and placing restrictions on personal securities holding and trading . The Policy is designed to promote compliance with global ... mix of in-person days and virtual days. **Responsibilities and Impact:** As a Director of Full Stack Engineering/Architecture at Ratings division you will be +… more
- Tradeweb (New York, NY)
- **Company Description** Tradeweb Markets is a world leader in the evolution of electronic trading . A fintech company serving over 2,500 clients - including the ... to create and build solutions that drive efficiency, connectivity, and transparency in electronic trading . Tradeweb Markets LLC ("Tradeweb") is proud to be an… more
- S&P Global (New York, NY)
- …of interest by monitoring and placing restrictions on personal securities holding and trading . The Policy is designed to promote compliance with global ... & key insights when requested for reporting. + Ensure compliance with regulatory and corporate governance requirements in all...for all. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks to mitigate conflicts… more
- S&P Global (New York, NY)
- …of interest by monitoring and placing restrictions on personal securities holding and trading . The Policy is designed to promote compliance with global ... we drive innovation and power global markets. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks to mitigate conflicts… more