- S&P Global (New York, NY)
- …Role:** **Grade Level (for internal use):** 14 **The** **Role** **:** Head of Product , Regulatory & Compliance **The Team** : The Enterprise Solutions ... an experienced Executive Director of Product Management to lead the Regulatory & Compliance product team. To be successful in this role, a seasoned… more
- JPMorgan Chase (New York, NY)
- …business, its process and regulatory complexities and reports into the Global Head of Mortgage Solutions. The Mortgage product team aims to enable the ... of credit needs and a ~30 member global mortgage product . **Global Mortgage Product ** The Head...and efficiencies. It also helps adapting to a dynamic regulatory framework. To achieve its goals, the product… more
- Citigroup (New York, NY)
- …be to: + Deliver an effective control framework that fully meets Audit, Compliance and Regulatory requirements. + Accountable for integrity of operational ... 60 Countries; covering all front post execution Operations teams including product aligned Middle Office groups, Settlements, Margin, Asset Servicing, Listed… more
- S&P Global (New York, NY)
- …with infrastructure teams to manage AWS environments effectively. + Lead technology audit compliance efforts in line with regulatory requirements. + Stay current ... **About the Role:** **Grade Level (for internal use):** 14 ** Head of Software Engineering: Data Platforms** The Head...cloud-based software development (AWS or Azure) and partnering with Product Management in an agile SDLC. + Experience in… more
- Citigroup (New York, NY)
- …issues and operational risk events. This position will report directly to the Head of Services Controls and Regulatory Management. **Key Responsibilities** + ... The Services In-Business Operational Risk and Resiliency Head is a first line of defence specialist...the Services Exco and work with the Global Services Product and Cluster Business Heads, Controls Heads, Services partner… more
- MUFG (New York, NY)
- …A member of our recruitment team will provide more details. **Job Description:** The Head of Global Sanctions Controls reports into MUFG Bank's Global Head of ... across the globe + Partner with global and regional compliance teams as well as first line of defense...guidance or training may be required due to evolving regulatory landscape. + Provide sanctions subject matter expertise and… more
- S&P Global (New York, NY)
- …as revenue retention rates, market share and client satisfaction scores. + Ensure compliance with regulatory and corporate governance requirements in all sales ... team is sales focused, energetic, and intellectually curious. **The Role:** The Head of Financial Services and Sponsors is a pivotal leadership position responsible… more
- Raymond James Financial, Inc. (New York, NY)
- …risk inventory. . Prepares appropriate RJF Risk Committee, Executive Committee, and regulatory reports. . Works across all levels of the organization (1st, 2nd, ... current and future practices, standards, and procedures. . Writing and ensuring compliance with firm policies for risk identification through periodic training of… more
- BlackRock (New York, NY)
- …Our clients can access our investment solutions through a variety of product structures, including individual and institutional separate accounts, mutual funds and ... team is responsible for leading Global Trading's strategic response to commercial, regulatory and technology driven changes in capital markets. The team engages… more
- Citigroup (New York, NY)
- …ensuring the proper application of policies and institutional processes + Ensures compliance with regulatory requirements and Citi's policies / guidelines at ... Drive innovation on the solutions we provide clients through partnerships with product specialists and subject matter experts, while structuring deals that balance… more
- S&P Global (New York, NY)
- …This commercial position is part of S&P Global Market Intelligence's Regulatory Compliance Division. Reporting to the Commercial Head of Documentation and ... that span client reference data collection and management, client lifecycle management, regulatory compliance , and document management. + ** Regulatory … more
- MongoDB (New York, NY)
- …make an immediate impact. The ideal candidate will have some experience in product counseling, regulatory compliance , licensing and intellectual property ... to work independently and efficiently and enjoy meeting challenges head on. MongoDB is growing rapidly, and every person...product experiences for its customers + Advise on regulatory compliance across the entire customer journey,… more
- Scotiabank (New York, NY)
- …close, financial and management reporting, booking model, financial projection and analysis, regulatory reporting, and product control under GAAP and IFRS. + ... mix of securities, loans, and derivatives. + A thorough understanding of financial/ regulatory and compliance policies and procedures + Possess an adequate… more
- Intuit (New York, NY)
- … Product Management organization and drive our Enterprise Security & Compliance product strategy and execution across key domains, including Governance, ... Risk, and Compliance (GRC), Application Security, Third Party Security, Workforce Identity,...In this role, you will manage a team of product managers, collaborating closely with engineering, design, and cross-functional… more
- Morgan Stanley (New York, NY)
- …potential gaps/conflict and path to resolution -Provide overall support to Global Head of Regulatory Affairs -Manage/oversee contingent resources Skills required ... of our culture. Department Profile Professionals within Legal and Compliance provide a wide range of services to our...complex and sensitive cross-border transaction; advise on a new product introduction; develop a training program or defuse an… more
- Citigroup (New York, NY)
- …ensure compliance with policies and procedures. + Establish New Product /Activity Due-Diligence and Change Management best practices and continuously improve each ... Manager, SVP reports to the Core Accounts Global CRM Head . This role will lead the implementation of end-to-end...regulatory changes through diligence across the business on compliance with regulatory changes. + Coordination with… more
- Bank of America (New York, NY)
- …is responsible for defining, providing and overseeing analytical processes for highly complex regulatory reporting for one or more operations product teams. Key ... reports - with the overall goal of centralizing and standardizing regulatory reporting across Global Market Operations. The Product management function… more
- SMBC (New York, NY)
- …as either a member or observer of various committees such as the New Product , Underwriting, Risk Management, Compliance , IT Risk and Training committees. The ... planning within area of expertise. Reports directly to the Head of Private Side Compliance Advisory for...Nikko Securities Inc. **Role Objectives** + Assists in providing regulatory and compliance advice, identifying training needs,… more
- Citigroup (New York, NY)
- …risk, digital assets risk and climate risk. The group is headed by the Head of ERM who reports directly to the Citigroup Chief Risk Officer (CRO).** **About ... Risk Data & Technology solutions to deliver on our regulatory commitments. But our mission extends beyond solving our...tech transformation team has 3 core teams: 1. ERM Product technology to drive the buildout of enterprise risk… more
- Citigroup (New York, NY)
- …Exchange. The Collateral Management Services Product Lead reports to the Global Product Head of Collateral Management, and will be responsible for strategy, ... Management along with potential synergies and system enhancements to streamline the product support model. The overall objective of this role is to coordinate… more