- City of New York (New York, NY)
- …annual EEO plans required by the New York City Charter Chapter 35, Section 814.1. The Investigations and Compliance Officer plays a key role in assisting the ... and other EEO-related policies, including the Reasonable Accommodations Procedural Guidelines. The Investigations and Compliance Officer will work directly… more
- Bloomberg (New York, NY)
- …as personal account dealing, conflicts of interest, anti-bribery and anti-corruption, and compliance investigations . You will be responsible for conducting and ... Head of Employee Compliance .** **What's the Role?** **We are seeking a Compliance Officer with deep E-Comms Surveillance & Monitoring experience. You will be… more
- City National Bank (New York, NY)
- * COMPLIANCE OFFICER * WHAT IS THE OPPORTUNITY? The Compliance Analyst will work to review a variety of employee compliance requests to ensure that they ... procedures, and training for new or revised laws and regulations. * Assist the Compliance Manager, Senior Compliance Officer , and Risk Assessment team with… more
- Santander US (New York, NY)
- VP- Bank Regulatory Compliance Officer New York, United States of America USA Job Family Description: Vice President, Bank Regulatory Compliance Advisory ... which focuses on investment banking advisory engagements and lending services. Compliance Officer implements a comprehensive and sustainable compliance… more
- Westchester Jewish Community Services (White Plains, NY)
- Overview: WJCS is seeking a dedicated and experienced Compliance Officer to join our team. This role oversees the implementation and management of the ... Officer and the Board of Directors, the Compliance Officer plays a key role in...liaison to and is a member of the BOD Compliance Committee. + Coordinating internal investigations of… more
- Citigroup (New York, NY)
- …on internal policies and procedures. This role is in support of the Chief Compliance Officer (CCO) of the Futures Commission Merchant and covers the FDC ... Serves as a senior function/business/product compliance risk officer for Independent ...regulatory examinations, reviews and inquiries and internal and external investigations , as well as testing and audit. + Designing… more
- SMBC (New York, NY)
- …of the broker dealer's compliance risk, and is represented by the Chief Compliance Officer as either a member or observer of various committees such as ... Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage...Contributes to various reporting requirements and other ad hoc investigations . + Work with Global Advisory team and other… more
- Citigroup (New York, NY)
- Serves as a senior Research, Marketing, and Content Compliance Officer for Independent Compliance Risk Management (ICRM) responsible for establishing ... with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors, providing day-to-day Compliance advice relating… more
- Marex (New York, NY)
- …(http://www.marex.com/) (http://www.marex.com/) (http://www.marex.com/) Purpose of Role: Marex is seeking a Compliance Officer - FCM Advisor who is an ... to support a fast-paced, growing FCM global business. This individual provides compliance advisory services for the FCM (futures commission merchant) entity as well… more
- Scotiabank (New York, NY)
- Senior Manager, Markets Compliance Officer **Requisition ID:** 204138 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a ... requests. In coordination with Legal, analyze and respond to regulatory enforcement investigations . + Conduct assigned monitoring and compliance processes in… more
- Meta (New York, NY)
- …The role requires extensive experience conducting complex and platform-wide Sanctions Compliance investigations and presenting the results of your investigation ... variety of audiences to include the Head of Sanctions Compliance , Chief Compliance Officer , among...Qualifications: 21. 10+ years of professional experience in Sanctions Compliance investigations , AML Compliance … more
- City of New York (New York, NY)
- …with wide latitude, exercise independent initiative and judgment, supervise the Executive Officer of the Bureau of Investigations , the Sheriff's Marshal ... efficiently, and transparently to instill public confidence and encourage compliance while providing exceptional customer service. The Sheriff's Office serves… more
- S&P Global (New York, NY)
- …to key policies and facilitate compliance training programs. + Contribute to compliance investigations and reviews. + Define and execute compliance ... use):** 12 **About the Role:** S&P Global is seeking a Compliance Director to join our Compliance Team for the S&P Global Dow Jones Indices (SPDJI) division.… more
- Citigroup (New York, NY)
- …the Chief Legal Officer , the Head of HR, the Chief Compliance Officer , other senior management, the Compensation, Performance Management and Culture ... including with other Citi control functions, to oversee internal investigations of employee-related issues and to identify and escalate...New York, Tampa, or Irving, the Ethics Sr Lead Officer will report to an Ethics Sr Group Manager… more
- City of New York (New York, NY)
- …the PREA Executive Director and Executive Director of detention facilities to ensure compliance with the Prison Rape Elimination Act standards - Lead and support the ... Sexual Abuse Incident Review meetings at the end of investigations - Assist the PREA Executive Director with response...PREA Executive Director with response to inquiries, audits and investigations by City, State and Federal oversight bodies -… more
- CUNY (New York, NY)
- …Section 504, and the Americans with Disabilities Act, responding to and conducting investigations of non- compliance complaints - Collects and analyzes data for ... Chief Diversity Officer **POSITION DETAILS** **ABOUT JOHN JAY COLLEGE** John...the preparation of internal and external reports on data, compliance , audit responses, etc. regarding the College's equal employment… more
- MTA (New York, NY)
- Police Officer Highway and Bridge Safety Unit Job ID: 10894 Business Unit: MTA Headquarters Location: New York, NY, United States Regular/Temporary: Regular ... THE MTA POLICE DEPARTMENT Job Title: Request for Consideration - Police Officer , Highway and Bridge Safety Unit Dept/Div: MTA Police Department/ Special Operations… more
- CUNY (New York, NY)
- Employee Relations Officer - Deputy Director of Human Resources (Reopened) **POSITION DETAILS** Central Office Human Resources (COHR) within University Human ... offices located across New York City and Albany, NY. The Employee Relations Officer - Deputy Director of Human Resources provides strategic leadership and management… more
- City of New York (New York, NY)
- … and/or designee. The individual in this role will report all DEI and Compliance activities and all EEO investigations and confidential matters to the Chief ... Law Department is accepting applications from admitted attorneys for an Assistant EEO Officer position in the Executive Division. The individual in this role will… more
- SUNY Suffolk County Community College (Selden, NY)
- …to handle inquiries regarding the College's non-discrimination polices: Civil Rights Compliance Officers Christina Vargas Chief Diversity Officer /Title IX ... 23-40 DATE: July 26, 2023 TITLE: College Public Safety Officer I Part Time CAMPUS: College START DATE: ASAP...Investigates complaints made directly to Public Safety-SCCC or assigned investigations from the administration. + Enforces the laws of… more