- Citigroup (New York, NY)
- …audit reports in a timely manner, in accordance with Internal Audit and Regulatory standards + Review and approve the Business Monitoring Quarterly summary and serve ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- Citigroup (New York, NY)
- …firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying ... Citi (https://www.citigroup.com/citi/accessibility/application-accessibility.htm)** . View the "EEO is the Law (https://www.dol.gov/sites/dolgov/files/ofccp/regs/ compliance /posters/pdf/eeopost.pdf) " poster. View the EEO is the Law… more
- Scotiabank (New York, NY)
- … compliance , AML/ATF/sanctions and conduct risk. ** Governance ** + Compliance Oversight: Ensures compliance with regulatory requirements such ... Manager, USCM Governance & Program Initiatives, Global AML **Requisition ID:**...AML/Sanctions risk assessments to identify potential vulnerabilities. Liaise with Regulatory Compliance Management (RCM) and Issue Management… more
- Ankura (New York, NY)
- …and implementation; Requirements: + At least 10 years of related experience in regulatory environment: Governance , Risk and Compliance . + Bachelor's Degree ... + Working knowledge/experience with virtual currency, non-US AML and regulatory compliance , fraud prevention, consumer compliance...role. This compensation range is specific to the said markets and takes into account a broad range of… more
- International Rescue Committee (New York, NY)
- …security threats and industry trends. * Commitment to ethical conduct and regulatory compliance . Language Skills:English required; French and Arabic a plus ... Requisition ID: req56629 Job Title: Governance Risk and Compliance Program Manager...refine internal processes and policies to address and anticipate compliance needs in rapidly evolving regulatory landscapes,… more
- Bloomberg (New York, NY)
- …or Risk Management and familiarity with regulatory frameworks and compliance standards - Understanding of management information, governance reporting, risk ... Electronic Trading and Index. You will provide support to help meet our Compliance governance reporting obligations at the firm-wide and licensed entity… more
- BMO Financial Group (New York, NY)
- …for ensuring that the "organization" operates with transparency, integrity, and in compliance with legal, regulatory , and internal policies and standards. This ... Structure and Policy Oversight:** + Develop and maintain assigned governance frameworks for Capital Markets and Capital...risk metrics and key risk indicators (KRMs and KRIs) ** Compliance and Regulatory Oversight:** + Coordinate with… more
- TD Bank (New York, NY)
- …timeline identification, escalation, and remediation of Operational Risk Events and regulatory violations. + Collaborate with Global Market Supervision, business ... for this role. **Job Description:** **Preferred Qualifications** **Department Overview** TDS Governance & Controls team (TDS G&C) is accountable to perform the… more
- Amazon (New York, NY)
- …Working closely with engineering, compliance , security, and Legal teams to meet compliance and regulatory requirements and design compliance solutions; * ... * 10+ years of experience in security risk management, regulatory , or compliance role, preferably in a...reflects the cost of labor across several US geographic markets . The base pay for this position ranges from… more
- Amazon (New York, NY)
- …Working closely with engineering, compliance , security, and Legal teams to meet compliance and regulatory requirements and design compliance solutions; * ... and security while meeting internal and external standards and compliance requirements. In this role, you will work across...to design solutions that meet global industry standards and regulatory requirements. As part of the team, you will… more
- Scotiabank (New York, NY)
- Senior Manager, Markets Compliance Officer **Requisition ID:** 204138 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a ... in an inclusive and high-performing culture. **Global Banking and Markets ** Global Banking and Markets (GBM) is...management and US Compliance personnel on relevant compliance issues, the regulatory environment, and … more
- News Corp (New York, NY)
- …join our team. In this role, you will gain hands-on experience with governance frameworks, risk management, and compliance strategies while supporting our ... potential cybersecurity risks. + Help conduct internal audits and compliance checks to ensure adherence to regulatory ...set based on a variety of factors including competitive market practice. For benefits eligible roles, in addition to… more
- RGP (New York, NY)
- …enough to convey to regulators that the program ensures data quality within US Regulatory Reports. + Utilize audit and/or compliance background to make roadmap ... suggestions to ensure the Data Governance Program meets external regulatory and internal...and ensure its effectiveness. + Experience in audit or compliance , particularly in 2nd Line roles over regulatory… more
- Synchrony (Stamford, CT)
- …to improve efficiency and effectiveness. + Monitor the performance of the cloud governance program and compliance efforts. + Develop and present regular reports ... remediation, and/or control execution. + Proven experience in cloud governance , compliance , or similar roles. + Strong..., or similar roles. + Strong knowledge of cloud governance principles, regulatory requirements, and best practices.… more
- CIBC (New York, NY)
- …CIBC.com (https://www.cibc.com/en/about-cibc.html) **What You'll Be Doing** The US Capital Markets Compliance Analyst is responsible for performing important ... at the time of your interview. **How You'll Succeed:** The US Capital Markets Compliance Analyst is primarily accountable for: + Processing employee and… more
- Citigroup (New York, NY)
- …the design, roll-out and governance forums + Develops and maintains governance reporting, including Board reports + Manages regulatory communications and ... ensures alignment with target state priorities + Ensures Governance forums are in compliance with firms...processes + Participates in assessing and incorporating changing business, regulatory and market information needs into finance… more
- TD Bank (New York, NY)
- …area accountable for + Develops and maintains a robust understanding of the regulatory requirements, customer, market , and industry to deliver product and ... will support TD's US Bankcard credit card business in uplifting its governance and control environment, strengthening its foundation to unlock the long-term growth… more
- Mizuho Corporate Bank (New York, NY)
- …MDs at Americas Compliance Department in their efforts in effecting regional governance (General and Markets Compliance areas excluding AML/CFT) over ... reports and metrics on target offices from the regional governance point of view. + Grasp the main cause...Compliance Dept in Tokyo. + Regularly publish the General/ Markets Compliance related report to RCCO without… more
- Synchrony (Stamford, CT)
- … examinations and internal audits of the modeling process and lead the model governance sessions to ensure compliance and foster continuous improvement in model ... role will manage the model risk management framework and overall model governance process and oversight for Synchrony Financial. **_Our Way of Working_** **_We're… more
- MUFG (New York, NY)
- …activities designed to evaluate and assess the effectiveness of the Bank's governance , risk management and control processes. This role includes, but is not ... and/or symptoms of process control breakdowns. + Assess the business' governance , risk management and control environment and generate insightful, meaningful… more