- Citigroup (New York, NY)
- Serves as a function/business/ product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal ... **Job Family Group:** Compliance and Control **Job Family:** Product Compliance Risk Management **Time Type:** Full time **Primary Location:** New York… more
- MUFG (New York, NY)
- …our recruitment team will provide more details. **Job Summary:** We're seeking a Credit Vice President who will be part of our growing Portfolio Management ... grade public and privately owned corporate borrowers. As a Vice President , you will be responsible for...relationship managers in GRM (Global Relationship Management), and various product partners + Train and guide the junior members… more
- MUFG (New York, NY)
- …design and deliver bespoke value-added solutions to MUFG's clients. **Job Summary:** The Vice President of Structured Insurance Solutions will assist in the ... evolving market trends and regulatory changes to proactively identify new product opportunities. **2. Client Engagement and Pitch Material Preparation:** + Prepare… more
- MUFG (New York, NY)
- …experienced professional to join our Project Finance Team as either an Associate or Vice President , covering LATAM markets. The ideal candidate will have a ... and information memoranda. + Own and manage processes required for compliance and execution, including profitability analysis, committee approvals, legal due… more
- MUFG (New York, NY)
- …Government bonds, interest rate derivatives, repo, commercial paper, and related rate product . Team members work with traders, strategists, and economists to tailor ... and relative value themes, to asset & liability management. VP Rates Sales will work with teammates to provide...axes + Work closely with other teams to cross-sell product and promote cross selling across the firm +… more
- SMBC (New York, NY)
- …Unit interaction with 2nd LoD functions including Risk Management and Compliance . **Scope** The Nikko Securities America, Inc. Midback Business Control Officer ... RCSAs), as required + Ensures the business unit is operating in compliance with applicable laws, rules, and regulations, provides oversight of processes designed… more
- MUFG (New York, NY)
- …and directly to various related parties throughout the bank, business line, product groups and credit divisions + Maintain direct communication with assigned ... customers. **Deal Support** + Work with business lines/ product groups to identify prospective transactions + Identify structural risks and mitigants in prospective… more
- MUFG (New York, NY)
- …all aspects of the firm's corporate federal and state tax liability and compliance and is involved in the development and implementation of effective tax strategies. ... to which significant parts of the tax provision, reporting, compliance and consulting functions have been outsourced. Incumbent at...is fully knowledgeable on the day-to-day activities of a product or process however will require input on more… more
- MUFG (New York, NY)
- …and directly to various related parties including the business line, product groups, and credit divisions. + Additional responsibilities will include presentations ... the risk/return dynamic and on minimizing potential credit costs. (3) Policy Compliance + Ensure compliance with external regulatory/internal policy and… more
- MUFG (New York, NY)
- …parties throughout the bank. (3) Other + Engage in special projects including new product and policy reviews. + Ensure compliance with regulatory, policy, and ... of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major responsibilities listed above are the material… more
- MUFG (New York, NY)
- …of financing structures/strategies, including leveraged capital markets and other product areas. + Support credit analysis for structured credit transactions ... regard to exposure on both a transaction and group level. + Ensure compliance with policy and regulatory requirements. **Requirements:** + Bachelor's degree, CFA or… more
- MUFG (New York, NY)
- …independently and directly to various related parties throughout the bank, business line, product groups and credit divisions. + Ensure compliance with external ... of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major responsibilities listed above are the material… more
- Synchrony (Stamford, CT)
- …role is responsible for the oversight and management of the Consumer Bank's deposit product set. Synchrony is continuing to build a world class Online Digital Bank - ... with smart savings products that help consumers prepare for their futures . Our Bank Marketing team brings these products to life through all stages and touchpoints… more
- MUFG (New York, NY)
- …for relevant committees such as MUSA Management Committee, Risk, Controls and Compliance Committee, MUSA Board Meeting Update + FOCE Meeting material and acting ... reports) are aligned to the overall departmental business strategy for your product / domain this includes meeting/exceeding the official minimum financial and… more
- MUFG (New York, NY)
- …provides a unique opportunity to work across multiple businesses and product categories and participate in liquidity risk matters including liquidity management, ... consolidated US operations (CUSO), including understanding business funding requirements and product liquidity risk, play a key role in driving liquidity project,… more
- TD Bank (New York, NY)
- …Management Professional (PMP), Agile Certification or actively working towards is preferred. The Vice President , Change Delivery - TDS is aligned with the TDS ... (TDS) including members of the Corporate Banking business, Technology, Operations, Compliance , Legal, Risk and others. The **Project** **Manager** is accountable to… more