- Deloitte (New York, NY)
- …you to develop personally and professionally, consider a career in Deloitte Advisory 's Infrastructure & Capital Projects practice. We are seeking individuals ... Advisory Senior Consultant - (Davis-Bacon Act/PWA) - Infrastructure & Capital Projects Do you want to help clients identify key business issues to drive… more
- Raymond James Financial, Inc. (New York, NY)
- …deliver a plan for significant aspects of the financial management and/or control process. Analyze, assess, and quantify the risks associated with products, ... individual applications, business activities, and the market to determine whether any risk is within the...and good financial practice. Analyze and forecast investment or market trends by designing and developing nonroutine investment models.… more
- Raymond James Financial, Inc. (New York, NY)
- …for developing and delivering the organization's risk management and/or risk control policies and procedures. Lead the development of policies, procedures, and ... data in order to develop a comprehensive understanding of customer and market conditions that enables maximum return on investments. Acts as the organizational… more
- NatWest Markets (Stamford, CT)
- …issuespertaining tothe Swap Dealer. **Experience** : + Experience withRates andFXproducts/services within capital markets and banking as well as a focused ... to the swap dealer and policies and procedures. + Advisory coverage of the NatWest Markets business...to work collaboratively and persuasively with front office and control functions toleverageavailable resources and talent to help drive… more
- Scotiabank (New York, NY)
- …and Markets ** Global Banking and Markets (GBM) is a leading Canadian Capital Markets and Investment Banking business with a growing platform in the US ... Director, OFAC Advisory **Requisition ID:** 208494 **Salary Range:** 174,700.00 -...the Scotiabank Group. Be part of an innovative, Global Capital Markets and Investment Banking business with… more
- SMBC (New York, NY)
- …include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets , Inc., SMBC Rail Services LLC, Manufacturers Bank, JRI ... Mexico, Brazil, Chile, Colombia, and Peru. Backed by the capital strength of SMBC Group and the value of...clients. It connects a diverse client base to local markets and the organization's extensive global network. The Group's… more
- SMBC (New York, NY)
- …include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets , Inc., SMBC Rail Services LLC, Manufacturers Bank, JRI ... Mexico, Brazil, Chile, Colombia, and Peru. Backed by the capital strength of SMBC Group and the value of...teams across functions, including Compliance Surveillance and Swap Dealer Advisory , to review control reports and enhance… more
- Santander US (New York, NY)
- …to the US Global Banking coverage business including Debt and Equity Capital Markets , M&A, Leveraged Finance, Lending, Structuring, execution, and syndication ... VP, Global Business Line Compliance Advisory (SCIB) New York, United States of America...stakeholders within the Bank eg, Legal, Risk, First Line Control teams, building credibility for the Compliance function and… more
- Neuberger Berman (New York, NY)
- …a self-starter mindset + Strong interest in investments, investment products, asset allocation and capital markets + Progress toward CFA or CAIA is a plus, but ... As part of the newly created Client Advisory Specialist team, the primary responsibility of the...with colleagues for periodic/ad hoc requests and maintain quality control oversight + Assist with client database (SalesForce.com) management… more
- MUFG (New York, NY)
- …+ Demonstrated experience providing AML advice for Securities sales and trading, capital markets , and/or investment banking business lines. + Demonstrated ... is responsible for advising the Global Head of AML Advisory and relevant first-line business leaders on strategies to...control issues to the Global Head of AML Advisory . + Coordinates risk re-evaluation and reviews of client… more
- Scotiabank (New York, NY)
- …and Markets ** Global Banking and Markets (GBM) is a leading Canadian Capital Markets and Investment Banking business with a growing platform in the US ... our clients an important bridge to this key global market for trade and investment flows across the Americas...the Scotiabank Group. Be part of an innovative, Global Capital Markets and Investment Banking business with… more
- Scotiabank (New York, NY)
- …the design and effectiveness Internal control and COO areas supporting capital markets trading, investment banking, global transaction banking, and corporate ... Manager, US Internal Control and Global Wholesale Operations - Audit **Requisition...and Markets (GBM) is a leading Canadian Capital Markets and Investment Banking business with… more
- BMO Financial Group (New York, NY)
- BMO Capital Markets is a leading, full-service financial services provider. We offer corporate and investment banking, treasury management, as well as research ... and advisory services to clients around the world. #bmocapitalmarkets The...(OCCO) Operational Risk and Resilience (ORR) team within the Capital Markets Operational Risk and Resilience (CM… more
- Citigroup (New York, NY)
- …Servicing, Listed Derivative & Commodities Operations. We support an extensive range of Capital Markets products and services including: + Fixed Income (FX, ... Audit Interface and oversight, Issues & CAP analysis/remediation, and Control Advisory + A Centralized Controls function...Banking, Finance, or related consulting with a focus on Capital Markets , Operations, Risk and Controls management**… more
- Scotiabank (New York, NY)
- …and Markets ** Global Banking and Markets (GBM) is a leading Canadian Capital Markets and Investment Banking business with a growing platform in the US ... the Scotiabank Group. Be part of an innovative, Global Capital Markets and Investment Banking business with...development of KRIs and KPIs as relates to the Control Room + Work with Advisory Compliance… more
- SMBC (New York, NY)
- …include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets , Inc., SMBC MANUBANK, JRI America, Inc., SMBC Leasing and ... Head of Americas Control Room. Performs core Control Room advisory and monitoring functions including... and monitoring functions. This requires interacting with Debt Capital Markets (DCM), Equity Capital … more
- Mizuho Corporate Bank (New York, NY)
- …tailored for different employee profiles. Qualifications Industry Background: Corporate Banking/ Capital Markets - Financial Services Years of Experience: ... Through its acquisition of Greenhill, Mizuho provides M&A, restructuring and private capital advisory capabilities across Americas, Europe and Asia. Mizuho… more
- Mizuho Corporate Bank (New York, NY)
- …Through its acquisition of Greenhill, Mizuho provides M&A, restructuring and private capital advisory capabilities across Americas, Europe and Asia. Mizuho ... Join the Mizuho team as the Data Quality & Control Lead! In this role, you will spearhead Enterprise...professionals, and its capabilities span corporate and investment banking, capital markets , equity and fixed income sales… more
- Scotiabank (New York, NY)
- …and Markets ** Global Banking and Markets (GBM) is a leading Canadian Capital Markets and Investment Banking business with a growing platform in the US ... our clients an important bridge to this key global market for trade and investment flows across the Americas...the Scotiabank Group. Be part of an innovative, Global Capital Markets and Investment Banking business with… more
- BMO Financial Group (New York, NY)
- BMO Capital Markets is a leading, full-service financial services provider. We offer corporate and investment banking, treasury management, as well as research ... to clients around the world. #bmocapitalmarkets **Role:** Assist in the execution of Capital Markets Operational Risk and Resilience strategy, risk and … more