- Citigroup (New York, NY)
- Serves as a senior compliance risk analyst for the CBNA, Banking and International Independent Compliance Risk Management (ICRM) programs team ... of Compliance transformation milestones + Supporting the day-to-day operations of Compliance risk management programs including Management Reporting,… more
- Citigroup (New York, NY)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, ... to influence and lead people across cultures at a senior level + Experience in managing regulatory exams and...Family Group:** Compliance and Control **Job Family:** Compliance Risk Management **Time Type:**… more
- Scotiabank (New York, NY)
- Senior Manager, US Compliance Risk ...provides a full range of investment banking, credit and risk management products and services relevant to the ... together to drive ambition for every future! **Purpose** The Senior Manager, US Compliance Risk ...judgment in identifying risks to proactively escalate with relevant senior management . + Strong organizational, communication (oral… more
- Federal Reserve Bank (New York, NY)
- …reviews of complex institutions to evaluate the quality and effectiveness of BSA/AML compliance risk management practices and controls, including for ... other examination, analytical, and policy work in collaboration with senior supervisors and FRS management , legal staff,...bank examiner. + Demonstrated knowledge of BSA/AML and sanctions compliance risk management programs and… more
- JPMorgan Chase (New York, NY)
- …outside the box, challenging the status quo and striving to be best-in-class. As a Compliance Risk Management Lead for the Commodities team within ... Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you...comfortable working with a wide range of stakeholders including senior management , and maintain credible relationships across… more
- Bloomberg (New York, NY)
- …and operational analysis, process documentation and improvements, financial modeling, reporting and senior management support to drive the strategic direction of ... to join our larger finance team supporting the Legal, Compliance , & Risk organization. In this role,...analysis; * Participate in the development of presentations for Senior Management , both on a regularly scheduled… more
- Citigroup (New York, NY)
- …as required._ **Job Family Group:** Compliance and Control **Job Family:** Compliance Risk Management **Time Type:** Full time **Primary Location:** ... (UAT) experience in financial services or consulting; prior experience working in a compliance or risk -related function is desirable, but not required. To be… more
- S&P Global (New York, NY)
- …Global Chief Matrix Officer, including support for the members of the Compliance & Risk senior management team, and the Designated Compliance Officer ... + Provides high-level administrative and operational support to Ratings Compliance & Risk senior leadership,...is a decisive asset. **Experience with** : + Calendar management , + Coordinating travel arrangements, + Processing T&Es, +… more
- HSBC (New York, NY)
- …stakeholders, including the Compliance teams, Monitoring Teams, COOs and other senior management in the business, including keeping abreast of key business, ... Assurance you will: + Utilice SME knowledge in the compliance risk environment to support the business...the RC team and with the active participation of senior managers in the Business + Contribute to the… more
- MetLife (New York, NY)
- …The Senior Auditor is responsible for performing audits of financial, operational, and compliance risk management as well as legal management ... and internal controls. We are looking for a Senior Auditor who would be excited to join a...in model risk , operational risk , compliance risk , or legal management … more
- Morgan Stanley (New York, NY)
- …> Produce a Project Charter > Prepare project/workstream plans and gain agreement with senior management through governance > Liaise with program management ... providing a wide range of investment banking, securities, investment management and wealth management services. The Firm's...of leading change as a Project Manager in a risk , controls, compliance or cyber environment. Morgan… more
- JPMorgan Chase (New York, NY)
- … Management - Associate** Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan ... impact our company, customers and communities. Our culture in Risk Management and Compliance is...liquidity risk for independent risk management . + Articulate key evolving risks to senior… more
- Amazon (New York, NY)
- …regulatory, etc) risk programs to deliver data driven insights that balance risk management and compliance concerns with supporting business growth and ... response to inquiries. Develop detailed, data-driven narratives to inform senior leaders of risk levels, mitigations, and...Risk Management . - Professional certification in Risk Management and/or Compliance . Amazon… more
- Citigroup (New York, NY)
- …bank. In line with the Operational Risk Management (ORM) and Independent Compliance Risk Management (ICRM) frameworks, we aim to ensure that the ... to provide subject matter expertise in line with our operational and compliance risk management frameworks. A successful candidate will be a subject… more
- Deloitte (Stamford, CT)
- Financial Services Risk Management Senior Consultant Our practitioners have the opportunity to engage a diverse and challenging portfolio of projects which ... critical to the success of our clients. As a Senior Consultant, you will have opportunities to: + Learn...working experience related to product management , regulatory compliance , risk management or controls… more
- SMBC (New York, NY)
- …with senior management , regulators, and the business to advise on compliance risk management strategies and regulatory change implications. + Team ... advanced degree preferred. + Experience: Minimum of 15 years of experience in compliance , risk management , or a related field within the financial services… more
- Citigroup (New York, NY)
- …Credit Risk (CCR) and Market Risk Data Assets. + Develop senior management -ready materials for RMEC ( Risk Management Executive Committee) ... Risk Data and Technology (RD&T) is part of Citi's Enterprise Risk Management (ERM) Group within Independent Risk Management and is responsible for… more
- Scotiabank (New York, NY)
- …to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, and the Code of Conduct. + ... Senior Manager, US Liquidity Risk **Requisition...business activities, particularly related to liquidity and interest rate risk management , are in compliance … more
- Citigroup (New York, NY)
- … Risk . This role will be responsible for building and managing relationships with senior Independent Risk Management leadership across a number of Risk ... the Senior Leadership team for IA Legal, Compliance and Risk , the incumbent is also... Management :** As part of the broader Legal, Compliance & Risk IA Leadership Team, contribute… more
- Morgan Stanley (New York, NY)
- …Risk Officer is responsible for a wide variety of supervisory, compliance and risk functions. In conjunction with the Senior Risk Officer (SRO) and ... clients Facilitates any supervisory inquiry or process that requires escalation from the Senior Risk Officer (SRO) and/or the Associate/Regional Risk Officer… more