- SMBC (New York, NY)
- …portfolio of benefits to its employees. **Role Description** The Head of Risk Assessment , Monitoring and Testing, and Regulatory Change Management is ... role within the Compliance Department, reporting directly to the Head of Corporate Compliance. This role is tasked with...role is tasked with leading three key functions: Compliance Risk Assessment , Monitoring and Testing,… more
- City of New York (New York, NY)
- …tools to address these systemic risks, including -ESG integration work, which ensures that assessment of ESG risk is embedded in our asset manager due diligence ... Economically Targeted Investments (ETIs) - investments that return an appropriate risk -adjusted rate of return while also creating collateral benefits for the… more
- Scotiabank (New York, NY)
- …+ Review and challenge Volcker Rule controls inventories as part of the Compliance Risk Assessment . + Deliver Volcker compliance training to US and Canadian ... Senior Manager, Head of Volcker Compliance **Requisition ID:** 206763 **Salary...provides a full range of investment banking, credit and risk management products and services relevant to the financing… more
- Citigroup (New York, NY)
- …team of Compliance Officers who provide compliance advisory services, design key risk indicators and compliance monitoring programs, identify reporting metrics ... overseeing implementation of related remediation. + Conduct and supervise regulatory risk assessments and monitoring /testing thought leadership, creating action… more
- SMBC (New York, NY)
- …office, to maintain and promote a robust risk management framework; - Daily market risk monitoring team to ensure the monitoring are managed within ... role will have a matrixed reporting line into the Head of Market Risk Governance and Strategy...in performing annual/quarterly/monthly risk governance requirements including risk limit review and assessment , etc. as… more
- SMBC (New York, NY)
- …strategy, testing results and corrective measures. + Oversee quarterly and annual continuous monitoring / risk assessment process to identify business trends ... activities within the Internal Audit Department. Reporting to the Risk and Lending Business Function Head , the...the delivery and execution of IAD's broader annual audit risk assessment and assurance planning activities and… more
- SMBC (New York, NY)
- … Risk Associate will provide facilitation of cross regional liquidity risk projects including Head Office Communication and Internal/External Oversight ... risk -related matters in a timely manner to the Head of Liquidity Risk Strategy 1. Collaborates...quarterly, and monthly risk governance tasks, including risk limit review and assessment , as required… more
- Citigroup (New York, NY)
- …In-Business QA (IBQA) function in the establishment of WCR IBQA policies, procedures, risk assessment and controls to drive effective QA coverage and standards ... provide an integrated "end-to-end" credit underwriting, identification, measurement, management, monitoring and reporting for wholesale credit businesses across the… more
- Citigroup (New York, NY)
- … & Controls - MCA Control Design Lead** This role reports into Client Organization- Head of MCA, Risk Assessment , Control Design and will manage several ... Controls team, to ensure standardization + Embed a strong risk assessment and governance approach around delivery...cultures at a senior level. + Proven experience in Risk Management, including monitoring and identification of… more
- WTW (New York, NY)
- … management programs, including governance, risk appetite and tolerance, assessment and mitigation strategies, monitoring and reporting, and integrating ... to all clients. We cover all things related to assessment of risk , optimization of risk...WTW. The role will report to the North America Head of ERC. We currently work with some of… more
- SMBC (New York, NY)
- …**Responsibilities:** + Review and challenge Front Office ("1Lod") judgement of ES Risk factors identified through deal/ monitoring application processes. + ... with other business lines and functions in the Americas Division, the Head of Sustainability, Head of ES Model Risk and broader Risk organization in the … more
- Mizuho Corporate Bank (New York, NY)
- …valuations, discounted cash flow analysis. + Assess the sufficiency of credit risk monitoring programs, relevant performance covenants and monitoring ... professional networks, to provide as accurately and timely an assessment as possible. + Perform Continuous Monitoring ...the Mizuho America's credit portfolio and enhance Credit Review's Risk Assessment process. + Draft potential review… more
- Scotiabank (New York, NY)
- …changes (business/industry/regulatory) / emerging risks/themes or systemic issues that may impact the risk assessment of the audit universe and the audit plan. ... governance framework is preferred including understanding of Supervision, Surveillance & Monitoring , Trade Floor Supervision, Risk and Control Library etc.… more
- SMBC (New York, NY)
- …strategy, testing results and corrective measures. * Oversee quarterly and annual continuous monitoring / risk assessment process to identify technology ... Internal Audit Department. Reporting to the Information Technology Audit Head , the Audit Executive Director will be responsible for...FFIEC, etc ) * Expert knowledge of audit techniques, risk and internal controls assessment , and workpaper… more
- Citigroup (New York, NY)
- …businesses. This position reports to the Wealth Client Segments Control Testing Head within the Control Testing Utility and is an execution-oriented individual ... technical strategy. Responsible for supporting the Wealth Client Control Testing Head on performance initiatives related tasks, including interaction with other… more
- Wells Fargo (New York, NY)
- …deliver dynamic presentations to all levels of the organization + Experience with Risk and Control Self- Assessment activities and programs + Strong relationship ... Processing functions. This role will report directly to the Head of CSBB Debit Card, Wallets & Emerging Payments...effective escalation and remediation of issues, and making sound risk decisions. There is emphasis on proactive monitoring… more
- Mizuho Corporate Bank (New York, NY)
- …implementation of Internal Audit Department America's (IADA's) annual risk assessment , audit plan and schedule, continuous monitoring and preparation and/or ... areas of the bank to evaluate the effectiveness of risk management and governance processes. Along with its counterparts...+ Communicate, as needed, with Internal Audit Department (IAD) Head Office, other IAD overseas offices, IADA management and… more
- AIG (New York, NY)
- At AIG, we are reimagining the way we help customers to manage risk . Join us as to play your part in that transformation. It's an opportunity to grow your skills and ... We are reimagining how we help customers to manage risk , transforming our operating model and reshaping our role...value to our customers and AIG. Reporting to the Head of Retail Property, North America, this role is… more
- MUFG (New York, NY)
- …Americas region. + Working with Compliance stakeholders to develop and implement Privacy risk assessment and testing programs. + Leading the ongoing ... our recruitment team will provide more details. MUFG is seeking a Vice President and Head of the Americas Data Privacy and Protection Office (DPPO). The Head of… more
- Axis (New York, NY)
- …insurance and reinsurance. We stand apart for our outstanding client service, intelligent risk taking and superior risk adjusted returns for our shareholders. We ... this role contribute to our collective success? This role reports to the Global Head of Credit Pricing. We expect the successful applicant to manage internal models… more