- BMO Financial Group (New York, NY)
- …& Regulatory Services Organization and is specifically responsible for the monitoring of trade floor activities and ensuring these activities adhere to all ... and the development and/or continued maintenance of a first line of defense ( Trade Supervision ) protocol for monitoring controls around them. The VP is… more
- BMO Financial Group (New York, NY)
- …& Regulatory Services Organization and is specifically responsible for the monitoring of trade floor activities and ensuring these activities adhere to all ... services to clients around the world. #bmocapitalmarkets **MANDATE** Capital Markets Supervision (CMS) is responsible for directing, leading and operating the First… more
- BMO Financial Group (New York, NY)
- …+ Other Global Markets Groups + I&CB + Commercial Banking + Global Markets Engineering + Trade Floor Supervision + Market Risk + Client Onboarding + Legal & ... Office products. + Able to exercise independent thought and judgment under limited supervision and to adapt to new tasks with little notice + Creative, insightful… more
- TD Bank (New York, NY)
- …multiple locations and various tenures. The role requires working on a trading floor in a fast-paced environment, collaborating with both trading and sales. The team ... provide commentary in a variety of areas including new trade ideas, system enhancements, and fundamental analysis. We are...+ Ability to operate independently with sound judgement without supervision required + Strong proficiency in use of MS… more