- Morgan Stanley (Garden City, NY)
- *POSITION SUMMARY:* The Complex Risk Officer is responsible for a wide variety of supervisory, compliance, and risk functions. In conjunction with the Senior ... Complex Risk Officer , the Complex Risk Officer has accountability for maintaining a consistent controlled environment through adherence of business… more
- Morgan Stanley (New York, NY)
- *POSITION SUMMARY:* *__* The National Risk Officer is responsible for a wide variety of supervisory, compliance, and risk functions. In conjunction with the ... Senior Risk Officer , the NRO has accountability for maintaining a consistent...policies, and other regulations. The NRO keeps the Senior Risk Officer informed of significant matters. The… more
- Morgan Stanley (New York, NY)
- …lifestyles, perspectives and needs is an important part of our culture. The National Risk Officer is responsible for a wide variety of supervisory, compliance ... and risk functions. In conjunction with the Senior Risk Officer (SRO) and the Associate/Regional Risk Officer (ARRO/RRO), the National Risk … more
- Arena Investors LP (New York, NY)
- …spectrum in areas where conventional sources of capital are scarce. We are seeking a Chief Risk Officer (CRO) to join Arena. The newly created role will create a ... global investment management firm that seeks to generate attractive risk -adjusted, consistent, and uncorrelated returns by employing a fundamentals-based,… more
- Amazon (New York, NY)
- …2LoD Risk Function. The successful candidate will already be operating at Chief Risk Officer level at a financial services regulated company. They will have ... staff planning and budgeting. Basic Qualifications - Already operating at Chief Risk Officer level / previously approved for risk management function(s) by… more
- Raymond James Financial, Inc. (New York, NY)
- **Description** **Job Summary** The Senior Vice President, Chief Risk Officer for the Private Client and Asset Management business reports to the Chief Risk ... of Raymond James Financial and is responsible for comprehensive and strategic risk management responsibilities within Private Client and Asset Management. This role… more
- Morgan Stanley (Purchase, NY)
- …governments, financial institutions and individuals. The VP will report to the Senior Privacy Risk Officer of the US Banks and will be responsible for supporting ... law. **Job:** **Operational Risk * **Title:** *Vice President US Banks Privacy Risk Officer * **Location:** *New York-Purchase* **Requisition ID:** *3260972* more
- US Bank (New York, NY)
- …and discover what you excel at-all from Day One. **Job Description** The Chief Model Risk Officer is responsible for developing and maintaining the bank's model ... risk governance framework and policies, performing model review and...activities, monitoring model quality and performance, ensuring compliance with risk management requirements and regulatory standards, as well as… more
- Citigroup (New York, NY)
- …strong governance to measure, monitor, manage and escalate key risks. The Business Risk Officer is a strategic professional who stays abreast of developments ... focused on delivering the strategic objectives of the Price Risk program and a key member of the 1st...program and a key member of the 1st Line Risk & Control function directly supporting Global Markets. The… more
- Morgan Stanley (Purchase, NY)
- …benefit programs. **Job:** **Wealth Management* **Title:** *Business Control Unit Risk Officer * **Location:** *New York-Purchase* **Requisition ID:** *3261773* ... Control Unit (BCU) is a first line of defense risk function responsible for overseeing operational risks and controls...third lines of defense to continually monitor and assess risk . The BCU engages in risk analysis… more
- Citigroup (New York, NY)
- The Finance Risk Officer will join a team that reviews and challenges liquidity processes and assumptions from the Finance/Liquidity Management team. **Role ... + Identifying key risks by product or business area and quantifying the amount of risk that Citi can accept. + Analyzing financial statements for both Citi and peer… more
- Citigroup (New York, NY)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, ... of law, rule, or regulation and design and deliver a risk management framework that maintains risk levels within the firm's risk appetite and protect… more
- Citigroup (New York, NY)
- Serves as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal ... of law, rule, or regulation and design and deliver a risk management framework that maintains risk levels within the firm's risk appetite and protect… more
- MTA (New York, NY)
- …30 days after their effective date of hire. SUMMARY: The Agency Ethics and Risk Officer is responsible for planning, directing and administering the operations ... include marketing, training and communication of the program. The Agency Ethics and Risk Officer assists the Deputy Chief Ethics, Risk and Compliance … more
- Citigroup (New York, NY)
- Job Description The Market Risk Senior Officer I is a strategic professional who closely follows the Equities Markets and oversees market risk coverage of ... the Global Equities desks. The Equity Market Risk team is responsible for measuring, monitoring, and analyzing...responsible for measuring, monitoring, and analyzing the organization's market risk exposure on a day-to-day and long-term basis for… more
- Citigroup (New York, NY)
- The Operational Risk Sr Officer I is a strategic professional who closely follows latest trends in own field and adapts them for application within own job and ... team/project. **Responsibilities:** + Establishes and oversees the application of operational risk policies, technology and tools, and governance processes to create… more
- Citigroup (New York, NY)
- …accordance with appropriate controls **Qualifications** + Experienced credit underwriter and/or credit risk officer with relevant Funds industry expertise + 5+ ... **Citi Commercial Bank - Institutional Credit Management Counterparty Credit Risk - Funds Underwriting Credit Officer , Asset Management Companies, VP**… more
- Citigroup (New York, NY)
- The Business Risk and Control Officer is a strategic professional who stays abreast of developments within own field and contributes to directional strategy by ... the execution of the Manager Control Assessment (MCA, ie Risk & Control Self-Assessment) as required by the MCA...MCA Standard including the assessment and appropriate approval of risk associated with business changes. + Support teams in… more
- Morgan Stanley (Purchase, NY)
- …* #LI-AJ1 * **Job:** **Wealth Management* **Title:** *Assistant Vice President - Risk and Controls Officer * **Location:** *New York-Purchase* **Requisition ID:** ... for people to learn, achieve, and grow. *Department Profile:* The WM Financial Crimes Risk Team is embedded within the Firm's business line. It is responsible for… more
- Citigroup (New York, NY)
- Job Description The Business Risk and Control Officer will have responsibility for overseeing the quality of documentation and artifacts which evidence the ... Root cause assessment + Completion criteria + Dependency evaluation + Sustainability + Risk reduction + Action plan quality + Liaise with issue owners and… more