- KPMG (Stamford, CT)
- **Business Title:** Manager / Senior Manager , Compliance & Reporting Specialist **Requisition Number:** 113212 - 20 **Function:** Tax Services **Area of ... seeking a Manager / Senior Manager to join our Global Compliance Management...courteous work environment Additional Responsibilities for Senior Manager : + Participate in and contribute to market… more
- MTA (New York, NY)
- …Office of the Chief Counsel Date Posted: Nov 7, 2024 Description JOB TITLE: Senior Compliance Manager SALARY RANGE: $97,000 ‐ $109,000 HAY POINTS: ... after their effective date of hire. * SUMMARY: The Senior Compliance Manager is responsible...Meet with individuals, groups and management as necessary to " market " the Internal Control program for integration into business… more
- Scotiabank (New York, NY)
- Senior Manager , US Compliance ...in an inclusive and high-performing culture. **Global Banking and Markets ** Global Banking and Markets (GBM) is ... our clients an important bridge to this key global market for trade and investment flows across the Americas...together to drive ambition for every future! **Purpose** The Senior Manager , US Compliance Risk… more
- Scotiabank (New York, NY)
- Senior Audit Manager , Compliance Audit (Non-AML) **Requisition ID:** 209949 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range ... ambition for every future! **Purpose** Seeking a detail-oriented Senior Audit Manager who is seasoned Compliance Auditor with significant experience in Trade… more
- Scotiabank (New York, NY)
- Senior Manager , Markets Compliance Officer **Requisition ID:** 204138 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown ... in an inclusive and high-performing culture. **Global Banking and Markets ** Global Banking and Markets (GBM) is...our clients an important bridge to this key global market for trade and investment flows across the Americas… more
- Scotiabank (New York, NY)
- Senior Manager , Conduct Compliance ...in an inclusive and high-performing culture. **Global Banking and Markets ** Global Banking and Markets (GBM) is ... our clients an important bridge to this key global market for trade and investment flows across the Americas...across the Americas and the world. Global Banking & Markets provides a full range of investment banking, credit… more
- Capital One (New York, NY)
- NYC 299 Park Avenue (22957), United States of America, New York, New York Compliance Advisor Senior Manager The Compliance Advisor Senior Manager ... support three institutional FINRA registered broker dealers and provide compliance support to the Capital Markets line...TripleTree, LLC. (collectively "Commercial Broker Dealers" or "CBDs"). The Compliance Advisor Senior Manager will… more
- Scotiabank (New York, NY)
- Senior Manager , Head of Volcker Compliance **Requisition ID:** 206763 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a ... in an inclusive and high-performing culture. **Global Banking and Markets ** Global Banking and Markets (GBM) is...breaches and ensure valid breaches are promptly remediated and senior management is informed. + Execute Enterprise Compliance… more
- Amazon (New York, NY)
- Description We are looking for an exceptional leader to build and manage compliance processes and protocols for Amazon Fashion. This role will enable new business ... opportunities by executing on a broad range of product compliance matters, working directly with business leadership, procurement, transportation, operations, legal,… more
- KPMG (Stamford, CT)
- …KPMG is currently seeking a Manager or Senior Manager to join our Global Compliance Management Services (https://tax.kpmg.us/services/ compliance ... KPMG's respectful and courteous work environment Additional Responsibilities for Senior Manager : + Participate in and contribute to market and business… more
- Wells Fargo (New York, NY)
- …Fargo is seeking an Executive Director to serve as a Commercial Mortgage Insurance Senior Manager to ensure life-of-loan compliance with Fannie Mae, Freddie ... are accountable for execution of all applicable risk programs (Credit, Market , Financial Crimes, Operational, Regulatory Compliance ), which includes effectively… more
- Bank of America (New York, NY)
- Global Markets Senior Risk Manager New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to help make financial lives ... responsible for the local and/or global management and direction of applicable market related risk management functions within a specific product area. Key… more
- City National Bank (New York, NY)
- * SENIOR BUSINESS CONTROL MANAGER - CAPITAL MARKETS * WHAT IS THE OPPORTUNITY? The Senior Business Control Manager will report into the Business ... in the team that will design, maintain, implement, manage and enhance the capital markets first line risk program for four separate line verticals (FX, Interest Rate… more
- KPMG (Stamford, CT)
- **Business Title:** Senior Manager , NYFS Banking and Capital Markets **Requisition Number:** 116858 - 20 **Function:** Tax Services **Area of Interest:** ... we stand for as a firm KPMG is currently seeking a Senior Manager to join our Business Tax Services (https://tax.kpmg.us/content/tax/en/index.html) practice.… more
- Bank of America (New York, NY)
- Senior Technology Manager - Global Markets Low Latency SOR Manager New York, New York **Job Description:** At Bank of America, we are guided by a common ... **LOB Specific Summary** We are looking to hire a Senior Technology Manager to lead development of...exams and reviews), ensuring all relevant risk, financial, and compliance policies are met + Manages relationships with business… more
- Citigroup (New York, NY)
- The Senior Audit Manager is a ...assurance coverage of the Broker Dealer - Citi Global Markets Inc. This role will include producing relevant Management ... insights to the CGMI Board. + Coordinating with Head of Internal Audit and Markets Chief Auditor for presentation of key management information related to the broker… more
- Citigroup (New York, NY)
- The Senior Audit Manager is a senior level management position responsible for managing a complex and critical unit within Internal Audit, in coordination ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- Truist (New York, NY)
- …during the design. Focuses on applications specific to the Capital Markets technology platform. **ESSENTIAL DUTIES AND RESPONSIBILITIES** Following is a summary ... Deep and broad knowledge of Fixed Income products, trade life cycle, and compliance related activities. + Hands on experience and expertise with Broadridge platforms… more
- Bank of America (New York, NY)
- Global Markets Risk Sr Manager New York, New...support groups (ie, Compliance , Finance, Operations, etc.). Senior market risk manager leading the ... major driver of both revenue and risk for Global Markets . This role requires close interaction with the trading...regular routines and regulatory exams + Provide updates to senior management within risk on key CLO market… more
- KPMG (Stamford, CT)
- **Business Title:** Manager , Capital Markets **Requisition Number:** 118214 - 20 **Function:** Advisory **Area of Interest:** **State:** CT **City:** Stamford ... we don't anticipate that slowing down. In this ever-changing market environment, our professionals must be adaptable and thrive...Minimum five years of related work in a regulatory compliance and/or risk management function, capital markets … more