- NatWest Markets (Stamford, CT)
- Senior Monitoring and Testing Compliance Assurance Officer - Swap Dealer Stamford,United States Permanent Full Time \#R-00244248 Share: ... proper operations of the department and the business._ Senior Monitoring and Testing Compliance Assurance Officer reportingto the US General Counsel and… more
- SMBC (New York, NY)
- …and ensuring they are appropriately managed and mitigated. + Monitoring and Testing : Oversee the Compliance Monitoring and Testing Program, ... Corporate Compliance . This role is tasked with leading three key functions: Compliance Risk Assessment, Monitoring and Testing , and Regulatory Change… more
- City of New York (New York, NY)
- …for requesting and testing expenditures, supporting documents and track monitoring and compliance issues from identification to resolution. - Design ... Job Title: One (1) Assistant Analyst / Analyst / Senior Analyst Control Code: BAW-25-05 Summary: The Mayor's Office...implement compliance strategies. - Assist in planning compliance monitoring reviews and set up management… more
- Citigroup (New York, NY)
- …a manner consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors, providing day-to-day Compliance ... Serves as a senior product compliance risk officer for...on swaps regulations on a real-time basis to manage compliance risk. + Overseeing the monitoring and… more
- MTA (New York, NY)
- …Office of the Chief Counsel Date Posted: Nov 7, 2024 Description JOB TITLE: Senior Compliance Manager SALARY RANGE: $97,000 ‐ $109,000 HAY POINTS: 634 DEPT/DIV: ... after their effective date of hire. * SUMMARY: The Senior Compliance Manager is responsible for assisting...development of new policies, review of existing policies, and monitoring policy compliance . Lend technical support with… more
- Capital One (New York, NY)
- …reflect actual practice and address regulatory requirements + Assist in designing second line compliance monitoring and testing + Advise CBD business leaders ... 299 Park Avenue (22957), United States of America, New York, New York Compliance Advisor Senior Manager The Compliance Advisor Senior Manager will report… more
- Scotiabank (New York, NY)
- …escalate compliance issues and execute action plans for Internal Audit and Compliance Testing findings assigned to Compliance to adequately address ... Senior Manager, Markets Compliance Officer **Requisition...and evaluate the impact of controls to address ongoing compliance . + Participate in the review of monitoring… more
- Scotiabank (New York, NY)
- …training materials, and giving presentations. + Manage and respond to Audit, Compliance Testing , and regulatory examination findings and self-identified issues ... Senior Manager, Head of Volcker Compliance ...ensure content is consistent with Volcker classifications. + Conduct monitoring for Volcker breaches and ensure valid breaches are… more
- MetLife (New York, NY)
- …while advocating for risk management and internal controls. We are looking for a Senior Auditor who would be excited to join a dynamic and highly collaborative team. ... The Senior Auditor is responsible for performing audits of financial, operational, and compliance risk management as well as legal management processes. The… more
- Scotiabank (New York, NY)
- Senior Audit Manager, Compliance Audit (Non-AML) **Requisition ID:** 209949 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is ... work together to drive ambition for every future! **Purpose** Seeking a detail-oriented Senior Audit Manager who is seasoned Compliance Auditor with significant… more
- M&T Bank (New York, NY)
- …of the CRM Program and related initiatives: Requirements & Standards Documentation, Compliance Monitoring Activities, Compliance Control Management, ... design a plan for timely and effective resolution of complex issues identified through monitoring and testing . + May interact with State and Federal Regulatory… more
- Mizuho Corporate Bank (New York, NY)
- Join the Mizuho team in Cyber Defense, Monitoring & Incident Management! Major Duties & Responsibilities: In this role you will report to the Head of Cyber Defense, ... (MAS). You will be responsible for managing the broader Monitoring & Incident Management activities and their various responsibilities....IT departments to address the event and escalating to senior members of the team as necessary. + Operational… more
- Wells Fargo (New York, NY)
- …rigorous testing protocols, including functional, non-functional, security, performance, and compliance testing , across all applications and systems. + Lead ... test coverage, defect rates, and resolution timelines. Risk & Compliance Management: + Ensure that all testing ...testing , quality assurance, or software engineering in a senior leadership role within a large technology, banking or… more
- Citigroup (New York, NY)
- …an execution-oriented individual contributor position accountable for end-to-end controls monitoring - ie, operational controls performance assurance/ testing - ... results reporting, and insight sharing related to the above scope of controls monitoring / testing . The Wealth Client Segments Control Testing Leader is… more
- Atlas (New York, NY)
- **Position** : Senior Program/Project Manager **Location** : New York, NY Atlas is a nationwide leader in civil engineering, materials testing and geotechnical ... We are a great company. Come join us! We are seeking a ** Senior Program/Project Manager capable of leading Major Transportation Construction Management and Quality… more
- Bank of America (New York, NY)
- …+ Written Communications + Issue Management + Monitoring , Surveillance, and Testing + Regulatory Compliance + Technical Documentation + Trading Strategy ... Global Markets Senior Risk Manager New York, New York **Job...Oversees development of market risk coverage plans, execution of monitoring , testing and risk assessments, and market… more
- KPMG (Stamford, CT)
- … compliance program (for example, performing internal audits or compliance testing reviews, remediating identified deficiencies) preferred; strong involvement ... **Business Title:** Senior Associate, Financial Crimes Analytics **Requisition Number:** 119351...+ Provide support for financial services or financial crimes compliance initiatives at the direction of the national financial… more
- City National Bank (New York, NY)
- …for ongoing monitoring , identification and reporting of risk findings to senior management and remedial corrective actions through risk and control testing ... * SENIOR BUSINESS CONTROL MANAGER - CAPITAL MARKETS* WHAT...through 1st, 2nd, 3rd LOD and external regulatory examinations, monitoring and testing . * Analyze findings and… more
- Bank of America (Stamford, CT)
- Credit Review Senior Examiner Charlotte, North Carolina;Stamford, Connecticut; Norfolk, Virginia; Dallas, Texas; Wilmington, Delaware; Providence, Rhode Island; New ... to make a difference. Join us! **Job Description:** Through examinations and monitoring , Credit Review provides an independent assessment of credit decisions and the… more
- Bank of America (Stamford, CT)
- Credit Review Senior Portfolio Specialist Dallas, Texas;Stamford, Connecticut; East Hartford, Connecticut; Charlotte, North Carolina; Providence, Rhode Island **Job ... (EIC) or Assistant Examiner-in-Charge (AEIC), secondary reviews of transaction testing completed by other examiners and issues management. Manages field… more