- USAA (Charlotte, NC)
- …impactful. **The Opportunity** We are seeking a dedicated Enterprise Compliance and Operational Risk Testing Analyst Senior-CFO to work a hybrid schedule ... rules, regulations, policies, and procedures. The enterprise Compliance and Operational Risk Testing (ECORT) Analyst Senior supports the Second Line of… more
- TEKsystems (Charlotte, NC)
- …Treasury * Financial Forecasting * Enterprise Cost Management * Compliance & Operational Risk * Enterprise Independent Testing * Enterprise Credit ... Description This team is within Enterprise Risk and Finance Technology. Consists of program managers...Risk * Market & Counterparty Credit Risk * Climate Risk * Model … more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... work experience, training, military experience, education + 3+ years of Operational Risk Management experience **Desired Qualifications:** + Demonstrated… more
- Equitable (Charlotte, NC)
- Staff Auditor II - Products Compliance and Operational Risk Management ( 2500004B ) **Primary Location** : UNITED STATES-NC-Charlotte **Organization** : ... systematic, disciplined approach to evaluate and improve the effectiveness of risk management, control and governance processes. Key responsibilities include the… more
- TIAA (Charlotte, NC)
- …requirements and lead enhancements for the eGRC tool + Perform and oversee Operational Risk third-party assessments + Recommend program and process improvements ... areas of resiliency, data integrity and security, offshoring, privacy, technology, fraud, compliance as well as operational and reputational risks. This involves… more
- Grant Thornton (Charlotte, NC)
- As a Regulatory Compliance Risk Senior Associate (Banking/Financial Services), you will get the opportunity to grow and contribute to our banking clients' ... with the FDIC, FRB, OCC, or CFPB preferred + Compliance risk management, audit, or risk...various types and sizes + Practical work experience involving compliance testing /monitoring, compliance audits, … more
- USAA (Charlotte, NC)
- …knowledge of the business, its products, and processes, to identify, work, and escalate operational risk and compliance issues. + Supports and contributes to ... guidance regarding business products, services, and processes through a risk and compliance framework to ensure they...in the business to identify, assess, aggregate and document operational and compliance risks and controls, including… more
- Grant Thornton (Charlotte, NC)
- As a Regulatory Compliance Risk Manager, you will get the opportunity to grow and contribute to our banking clients' business needs by providing in-depth ... compliance issues + Knowledge of consumer protection principles, compliance management systems, compliance risk ...various types and sizes + Practical work experience involving compliance testing /monitoring, compliance audits, … more
- Truist (Charlotte, NC)
- …footprint. The Operational Resilience Senior Specialist - DR Planning & Testing position is responsible to support the enterprise in developing, maintaining, and ... compliance with all federal regulations (FFIEC) for BC/DR related planning, testing and risk mitigation. **ESSENTIAL DUTIES AND RESPONSIBILITIES** Following… more
- TD Bank (Charlotte, NC)
- …support the governance of Non-Model/EUC risk to the bank by executing compliance and control testing to validate that Non-Models/EUC risks are managed in ... including risk level assessment and controls + Compliance or QA/QC testing or audit experience...+ Establishes and provides on-going analysis and reporting on operational risk and/or other major risk… more
- Wells Fargo (Charlotte, NC)
- …in risk management, control testing , issue identification and validation, compliance , operational risk , internal audit, business process management, ... will be accountable for developing and executing independent control testing over operational and compliance ...Qualifications:** + Minimum 2 years of experience in audit, risk , or compliance testing . +… more
- Wells Fargo (Charlotte, NC)
- …in risk management, control testing , issue identification and validation, compliance , operational risk , internal audit, business process management, ... will be accountable for developing and executing independent control testing over operational and compliance ...Qualifications:** + Minimum 2 years of experience in audit, risk , or compliance testing . +… more
- Bank of America (Charlotte, NC)
- …may include the ability to recognize all risk categories including credit, market, operational and compliance , as well as directing risk staff or ... risk management procedures and standards + Conducts execution of risk framework activities including independent monitoring and testing of controls… more
- Truist (Charlotte, NC)
- …and ensure adherence to the enterprise risk and operational risk programs . Manage performance of control testing activities (including control design ... and effectiveness testing ), compliance monitoring indicator (CMI) activities, and Issue Validation aligned...effective challenge to assigned Technology business units across all risk types to promote and strengthen compliance … more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... enhance, manage, and govern data management and reporting processes for credit risk regulatory reporting. This includes ensuring compliance with policy… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... and interpersonal communication skills. + Specialized knowledge or prior regulatory compliance testing or review experience + Experience creating, executing,… more
- Deloitte (Charlotte, NC)
- …non-financial) + Business and risk domains including credit, liquidity, market, operational risks, fraud, and payments + Data testing methodologies (eg, ... helps our clients with leveraging data as a strategic asset for their risk , regulatory and compliance programs. Leveraging traditional and advanced solutions,… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... . **In this role, you will:** + Perform audit testing components of assigned audits within multiple segments of...on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly… more
- TD Bank (Charlotte, NC)
- …the business, control, and infrastructure functions are meeting the organization's effective risk management requirements. + Ensure the compliance of capital ... for existing and new regulations + Manages or oversees a number of major risk area requirements such as Credit, Operational , Regulatory and/or Market Risk… more