- Athene (West Des Moines, IA)
- …dynamic work environment at our various locations. Purpose: This role reports to the SEC Reporting Director and works independently with peers and leaders across ... the respective accounting treatment + Strong technical knowledge of SEC and US GAAP accounting and reporting ...of SEC and US GAAP accounting and reporting requirements + Strong analytical skills, with the ability… more
- Raymond James Financial, Inc. (Des Moines, IA)
- …identified issues with minimal guidance/support from Supervisor/Manager; assists the Manager or Senior Analyst in formalizing milestones needed in order to ... locations: Memphis, TN or Southfield, MI. The Regulatory Operations Analyst ( _CAT/CAIS Reporting Analyst_ ) plays...plans for any identified issues + Assists Manager or Senior Analyst in the design, planning, and… more
- Norstella (Des Moines, IA)
- Senior Analyst II, Domain (Clinical &...and responsive to patient needs. **About the Role:** The Sr . Analyst II is a strategic individual ... + Experience in using research tools and databases (eg, ClinicalTrials.gov, EMA, FDA, SEC filings) + High proficiency in MS Office Suite (Excel, Word, PowerPoint);… more
- Athene (West Des Moines, IA)
- …enable trusted, well-documented, and ethically managed data across the organization. The Sr Analyst drives automation in metadata capture and classification, ... create an inclusive and dynamic work environment at our various locations. Purpose: The Senior Data Governance Analyst is a key leader in advancing enterprise… more
- Guardian Life (Des Moines, IA)
- …Do you want to be part of a collaborative Compliance Legal Team? As a Senior Compliance Analyst , Park Avenue Securities, and Park Avenue Investment Advisory, you ... Broad knowledge of the financial services industry and FINRA, SEC and State rules and regulations along with a...restrictions on travel and extended periods away from home. ** Reporting Relationships** As our Compliance Analyst , you… more
- Aegon Asset Management (Cedar Rapids, IA)
- …review and response to customer complaints and regulatory inquiries ( eg FINRA, SEC ) with direction from senior levels by gathering information. Qualifications + ... regulatory and statutory requirements. + Compile information for completion of reporting , including reports for management and state/federal regulators. Based on the… more