- City National Bank (Charlotte, NC)
- * DIRECTOR OF AUDIT COMPLIANCE* WHAT IS THE...including any one of operational risk , compliance risk , credit risk , ERM/corporate governance, etc., ... OPPORTUNITY? The Director of Audit for Compliance will support City National...compliance engagements and projects with a focus on compliance risk management practices and regulatory compliance * Audit… more
- Wells Fargo (Charlotte, NC)
- … given the complexity of engagements.** Wells Fargo is seeking a Data Analytics Audit Manager, Executive Director on the Enterprise Technology Audit Group ... diverse team culture in everything you do. **Required Qualifications:** + 7+ years of Audit or Risk experience, or equivalent demonstrated through one or a… more
- Citigroup (Charlotte, NC)
- …role will manage a team that provides governance coverage for RWA related to Market Risk and Credit Risk (including Securitization, Counterparty Credit ... deliverables, and (v) interfaces with key stakeholders including Internal Audit , Compliance, Risk and other control functions....and control environment for Spot RWA related to Market Risk and Credit Risk (including… more
- Wells Fargo (Charlotte, NC)
- … Group - Cybersecurity Audit Team is looking to fill an IT ** Audit Manager, Executive Director ** position to support the coverage of Wells Fargo's core ... segments of the Audit Plan + Ensure audit engagements are risk based, and executed...company. They are accountable for execution of all applicable risk programs ( Credit , Market, Financial Crimes, Operational,… more
- Wells Fargo (Charlotte, NC)
- …this role:** Our Enterprise Technology Audit Group (ETAG) is seeking a Senior Audit Manager, Executive Director who will provide leadership in the audit ... navigating matrixed organizations, interfacing with regulatory agencies and building an effective audit approach to evaluate information and risk in this… more
- Bank of America (Charlotte, NC)
- …streams within an Audit -wide program under the direction of an Audit Director . **Responsibilities:** + Accountable for the successful initiation, planning, ... teams to implement change. The role resides within Corporate Audit and Credit Review (CACR) and will...buy-in, build consensus, and drive forward momentum + Strong risk and governance mindset + Proficient in Microsoft Office… more
- Nuveen Investments (Charlotte, NC)
- The Derivatives Strategies & Trading Senior Director will be responsible for structuring and execution of hedging and yield enhancement strategies across asset ... as the TIAA General Account's CIO office. The Senior Director will also be responsible for assisting the head...with all aspects of the business, from operational processes, audit /compliance to structuring and trading of FX and derivatives… more
- Truist (Charlotte, NC)
- …finance management, and regulation (eg Basel II/III, Dodd-Frank, The Fair and Accurate Credit Transactions Act (FACTA)) and of internal audit and the regulatory ... Represent the EDO for enterprise-level projects. 4. Manages a framework to certify all risk , financial and other key data through a culture of data and a framework… more