- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking an Independent Testing Manager in Independent Testing & Validation (IT&V) as part of Corporate Risk. ... risk programs, risks, and controls according to standards and other applicable policies. The Testing Manager will execute horizontal compliance testing … more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Lead Independent Testing Officer to support the Independent Testing & Validation (IT&V) Emerging Risk team. ... part of Wells Fargo's second line of defense and Independent Risk Management team, Independent Testing...(CIA) + Certified Public Accountant (CPA) + Certified Regulatory Compliance Manager (CRCM) + Certified Risk and… more
- Bank of America (Charlotte, NC)
- …regulatory inquiries, other audits, and examinations + Engages in activities to provide independent compliance and operational risk oversight of FLU or Control ... Compliance and Operational Risk Manager Charlotte,...team work. **Skills:** + Advisory + Monitoring, Surveillance, and Testing + Regulatory Compliance + Reporting +… more
- Bank of America (Charlotte, NC)
- …regulatory inquiries, other audits, and examinations + Engages in activities to provide independent compliance and operational risk oversight of FLU or Control ... Compliance and Operational Risk Manager - Enterprise...of coverage **Skills:** + Advisory + Monitoring, Surveillance, and Testing + Regulatory Compliance + Reporting +… more
- City National Bank (Charlotte, NC)
- * MANAGER OF AUDIT II- COMPLIANCE * WHAT IS THE OPPORTUNITY? The Audit Manager II position is a leadership role as an auditor-in-charge to guide a team of ... identify data analytic opportunities, execute audit programs, analyze results of testing performed, and effectively communicate audit results to the Audit Senior… more
- Bank of America (Charlotte, NC)
- …rules, and regulations and adhering to policies + Engages in activities to provide independent compliance and operational risk oversight of Front Line Unit or ... Enterprise Privacy Compliance & Operational Risk Manager Charlotte,...Process Analysis + Issue Management + Monitoring, Surveillance, and Testing **Desired Skills** : + In depth knowledge of… more
- Bank of America (Charlotte, NC)
- …and Committee materials + Wholesale/Retail spot RWA and manual adjustment testing , interpretations, rule compliance and calculator change control reviews ... Enterprise Financial Risk Manager Charlotte, North Carolina;Jersey City, New Jersey; New...Active Listening + Issue Management + Monitoring, Surveillance & Testing + Regulatory Compliance + Technical Documentation… more
- Bank of America (Charlotte, NC)
- Sr Quantitative Finance Manager New York, New York;Jersey City, New Jersey; Charlotte, North Carolina **Job Description:** At Bank of America, we are guided by a ... Description:** Wholesale Model Validation Lead ("MVL") oversees the team conducting independent validation and quantitative analytics for wholesale (C&I and CRE)… more
- City National Bank (Charlotte, NC)
- * MANAGER OPERATIONAL RISK MANAGEMENT OVERSIGHT* WHAT IS THE OPPORTUNITY? Operational Risk Management (ORM) is responsible for providing independent and objective ... National Bank's business processes, people, systems or external events. The Manager Operational Risk Business Oversight (ORBO) is responsible for providing advisory… more
- PNC (Charlotte, NC)
- …findings and recommendations regarding business process optimization, internal control, and compliance . Reviews work papers. Performs complex testing procedures ... an opportunity to contribute to the company's success. As an Internal Audit Manager you will be within PNC's Internal Audit organization, supporting the Technology… more
- PNC (Charlotte, NC)
- …opportunity to contribute to the company's success. As an Internal Audit Team Manager Sr., you will be within PNC's Internal Audit organization, supporting IT Issues ... the field on a regular basis. Some responsibilities may be performed remotely, at manager 's discretion. Are you interested in an opportunity to join a dynamic and… more
- Bank of America (Charlotte, NC)
- Asset Liability Manager Charlotte, North Carolina **Job Description:** At Bank of America, we are guided by a common purpose to help make financial lives better ... ensure efficient usage of the balance sheet, (4) stress testing the balance sheet under adverse economic scenarios with...interest income (NII) forecasts, and producing an empirically based independent forecast for the balance sheet and NII. This… more
- Bank of America (Charlotte, NC)
- …procedures and standards + Conducts execution of risk framework activities including independent monitoring and testing of controls and risk management processes ... Risk Management Manager - Risk Governance Charlotte, North Carolina **Job...Written Communications + Issue Management + Monitoring, Surveillance, and Testing + Regulatory Compliance **Shift:** 1st shift… more
- TD Bank (Charlotte, NC)
- …Internal Audit's compliance with established standards and procedures. The Senior Manager , Quality Control will execute Quality Control reviews and act as a ... resides on the East Coast. The Senior Audit Group Manager leads and develops a team of audit professionals...part of the Bank to provide strategic guidance and independent oversight. Through due diligence, and with a strong… more
- Truist (Charlotte, NC)
- …**Please review the following job description:** This role is a Product Manager who balances business, technology and design priorities to deliver brand-defining ... product and service experiences. The Product Manager will work with the Product Owner to convert...planning. 8. Obtain partner alignment and approvals including legal, compliance , security, fraud and others as needed. 9. Partner… more
- Bank of America (Charlotte, NC)
- Credit Review Senior Portfolio Manager Charlotte, North Carolina;East Hartford, Connecticut; Dallas, Texas; Providence, Rhode Island; New York, New York **Job ... Description:** Through examinations and monitoring, Credit Review provides an independent assessment of the quality of credit decisioning, portfolio management,… more
- Lowe's (Mooresville, NC)
- …party) and independent auditors to resolve complex issues. + Leads testing around financial controls to provide documentation and support for SOX compliance ... judgment and advanced knowledge of GAAP and regulatory requirements. The Senior Manager will identify and lead opportunities to partner with the business and… more
- Truist (Charlotte, NC)
- …in the Truist footprint. We are looking for a dynamic Senior Product Manager for Enterprise Client Alerts. This teammate will balance business, regulatory, and ... deliver brand-defining, time-critical servicing communications to our clients. The Sr. Product Manager will be a thought leader amongst our team, responsible for… more
- Deloitte (Charlotte, NC)
- Do you have a focus on compliance with regulations and policies? Are you passionate about quality-assurance and risk-management in a professional services ... environment? Then our Independence compliance group may be the right fit for you!...technology development on these enhancements and performing user acceptance testing + Take a management role in completing independence… more
- NRG Energy, Inc. (Charlotte, NC)
- …sales team functions + Oversees sales agents expense reports to ensure compliance with T&E policy + Establishes effective reporting and communication with sales ... collective bargaining agreement, employees are subject to periodic random drug testing , and post-accident and reasonable suspicion drug and alcohol testing… more