- USAA (Plano, TX)
- …so special! **The Opportunity** We are seeking a dedicated Enterprise Compliance and Operational Risk Testing Analyst Lead-CFO to work a hybrid schedule ... rules, regulations, policies, and procedures. The enterprise Compliance and Operational Risk Testing (ECORT) Analyst Lead supports the Second Line of… more
- USAA (Plano, TX)
- …special! **The Opportunity** We are seeking a dedicated Enterprise Compliance and Operational Risk Testing Analyst Senior-CFO to work a hybrid schedule ... rules, regulations, policies, and procedures. The enterprise Compliance and Operational Risk Testing (ECORT) Analyst Senior supports the Second Line of… more
- Bank of America (Fort Worth, TX)
- …matter expert in test script design and test execution for Compliance and Operational Risk . The Testing Manager IC, in collaboration with Testing ... timely manner. The Testing Manager IC consults with compliance officers and operational risk to execute an effective testing program per… more
- Bank of America (Plano, TX)
- Compliance and Operational Risk ...+ Monitoring, Surveillance, and Testing + Regulatory Compliance + Reporting + Risk Management + ... job is responsible for executing second line of defense compliance and operational risk oversight...plans, executes and / or oversees execution of independent risk monitoring, testing and risk … more
- Bank of America (Plano, TX)
- …**Required Skills:** + Knowledge of the Global Compliance & Operational Risk Program with an emphasis on monitoring, testing and risk assessment ... (MRM) & Global Risk Analytics (GRA) Compliance and Operational Risk Manager...+ Monitoring, Surveillance, and Testing + Regulatory Compliance + Reporting + Risk Management +… more
- Bank of America (Plano, TX)
- Compliance and Operational Risk ...units for ongoing oversight. + Establish, inspect, and maintain risk owned testing to identify emerging risks. ... responsible for the execution of the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy and the Compliance and … more
- Bank of America (Dallas, TX)
- Compliance and Operational Risk Specialist...and Testing + Process Management + Regulatory Compliance + Reporting + Risk Management + Attention ... Join us! **Job Description:** This job is responsible for assisting the Compliance and Operational Risk officer team to execute second line of defense… more
- Bank of America (Plano, TX)
- EAC Compliance & Operational Risk Manager - Operational Resiliency Charlotte, North Carolina;Atlanta, Georgia; Plano, Texas; Plymouth, Massachusetts; ... responsible for the execution of the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy and the Compliance and … more
- JPMorgan Chase (Plano, TX)
- …As a Technology Resiliency Risk Lead, you will report to the Head of Compliance , Conduct, Operational Risk (CCOR) Resiliency Risk and work across ... results to technical/non-technical audiences through senior levels within the firm. The Compliance , Conduct, and Operational Risk Technology & Cybersecurity… more
- Wells Fargo (Irving, TX)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... **About this role:** Wells Fargo is seeking a Lead Operational Risk Officer. Technology and Information Security...on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly… more
- PNC (Farmers Branch, TX)
- …and Critical Thinking, Effective Communications, Industry Knowledge, Internal Controls, Operational Risk , Organizational Governance, Regulatory Environment - ... Senior Group Manager for the Change and Release Management, Testing and Validation for SDLC within PNC's Technology organization,...and assessment in working with the businesses and other risk partners (eg, Compliance , Credit, Legal, Audit).… more
- Grant Thornton LLP (Dallas, TX)
- As a Regulatory Compliance and Operational Risk Senior Associate, you will get the opportunity to grow and contribute to our clients' business needs by ... handling compliance issues, CRCM certification preferred + Compliance risk management, audit, or risk...relating to consumer financial products + Practical experience involving compliance testing , compliance audits, … more
- Grant Thornton LLP (Dallas, TX)
- As a Regulatory Compliance and Operational Risk Manager, you will get the opportunity to grow and contribute to our clients' business needs by providing ... compliance issues + Knowledge of consumer protection principles, compliance management systems, compliance risk ...relating to consumer financial products + Practical experience involving compliance testing , compliance audits, … more
- Grant Thornton LLP (Dallas, TX)
- As a Regulatory Compliance and Operational Risk Manager, you will get the opportunity to grow and contribute to our clients' business needs by providing ... compliance issues + Knowledge of consumer protection principles, compliance management systems, compliance risk ...relating to consumer financial products + Practical experience involving compliance testing , compliance audits, … more
- Grant Thornton LLP (Dallas, TX)
- As a Banking Compliance Risk Senior Associate, you will get the opportunity to grow and contribute to our banking clients' business needs by providing in-depth ... and Issue Validation + Knowledge of consumer protection principles, compliance management systems, compliance risk ...various types and sizes + Practical work experience involving compliance testing /monitoring, compliance audits, … more
- Amazon (Dallas, TX)
- …connecting drivers of future trends to historical behavior, creating operational risk frameworks and models, and testing hypotheses using rigorous monitoring ... have the business background necessary to manage a Governance Risk and Compliance function? AWS Professional Services...structures that ultimately impact how we manage and report operational risk to the ProServe Business. You… more
- JPMorgan Chase (Plano, TX)
- …and maintain collaborative relationships across the firm. + Knowledge of operational risk and control management. **Preferred qualifications, capabilities, and ... Join JPMorgan Chase as a vital member of the Risk Management and Compliance team, where your...identify and implement enhancements to reporting tools, ensuring thorough testing and effective communication. + Direct the creation of… more
- Fannie Mae (Plano, TX)
- …6 years of related experience. * Experience in conducting controls testing ( compliance , Audit, SOX, operational risk , or related function), evaluating ... Compliance and Ethics team, you will advise on risk monitoring and reviews for the organization, coordinate ...TX office. * *THE IMPACT YOU WILL MAKE* The Compliance Controls Testing Advisor role will offer… more
- JPMorgan Chase (Plano, TX)
- …the box, challenging the status quo and striving to be best-in-class. As a Compliance , Conduct and Operational Risk (CCOR) Branch Examination Associate, you ... and global/regional Compliance teams; including Internal Audit, Operational Risk and other Control functions. This...and procedures. + Develop scope, process flows, design evaluation, testing evaluations to ensure risk controls are… more
- Bank of America (Dallas, TX)
- …is responsible for executing substantive money laundering, economic sanctions and fraud compliance and operational risk practices. Key responsibilities ... financial crimes risk management reporting to Global Compliance & Operational Risk (GC&OR)...a fast-paced and dynamic environment + Monitoring, Surveillance, and Testing + Regulatory Compliance + Risk… more