- MUFG (Irving, TX)
- …team will provide more details. **Major Responsibilities:** Responsible for supporting the Global Financial Crimes Compliance Testing ("GFCCT") function ... deep dive reviews and targeted risk-based thematic assessments of financial crimes compliance (AML, Sanctions,...with management with a goal to independently lead end-to-end compliance testing reviews, applying the Bank's … more
- MUFG (Irving, TX)
- …our recruitment team will provide more details. Additional Job Description ** Financial Crimes Compliance Systems Testing , AVP** **Job Summary:** This ** ... Financial Crimes Compliance Systems Testing , AVP** role is in the Global Financial Crimes Division of MUFG Bank, Ltd. This role will be required… more
- MUFG (Irving, TX)
- … Crimes Division of MUFG Bank, Ltd. This role will assist in the execution of testing of the Bank's Financial Crimes systems and tools in accordance with ... as needed. **Major Responsibilities** + Gain familiarity with MUFG Bank's financial crimes systems, including sanctions screening, transactions monitoring and… more
- Wells Fargo (Irving, TX)
- …validation efforts, providing independent, comprehensive testing of operational and compliance risks for Financial Crimes , and enhancing collaboration ... activity. **About this role:** Wells Fargo is seeking a Financial Crimes Testing & Validation...for execution of all applicable risk programs (Credit, Market, Financial Crimes , Operational, Regulatory Compliance ),… more
- Guidehouse (Lewisville, TX)
- …Investigator **Travel Required** **:** Up to 10% **Clearance Required** **:** None ** Financial Crimes Compliance Analyst** _Opportunities available for ... relation to reviews, investigations and escalations. + Develop QA testing to ensure all client required processes are followed,...guidelines (eg, BSA, OFAC, FinCEN guidance). + Knowledge of Financial Crimes Compliance functions such… more
- Bank of America (Dallas, TX)
- Global Financial Crimes Compliance (GFCC) Investigator - Brokerage Charlotte, North Carolina;New York, New York; Hunt Valley, Maryland; Pennington, New ... and acting as the liaison to Law Enforcement as required. The Global Financial Crimes Compliance (GFCC) Investigator performs end-to-end investigations… more
- MUFG (Irving, TX)
- …finance, literature, law, geography, or security studies preferred + Strong interest in financial crimes compliance , including economic sanctions + Ability ... senior sanctions compliance managers in the United States and regional financial crimes offices (RFCOs) across the globe. **Responsibilities:** + Interpret… more
- Bank of America (Dallas, TX)
- …in identifying potential operational or compliance risks and partners with Global Financial Crimes (GFC) Management and/or Front Line Units (FLU) to resolve ... Global Financial Crimes Sr. Investigator Charlotte, North...the investigation to assist in identifying potential operational or compliance risks, and completing Suspicious Activity Reports (SAR) in… more
- MUFG (Irving, TX)
- …capabilities for MUFG. One of several key positions in the new Global Financial Crimes Division Operations function, this position will be responsible for ... heard and your actions to count?** Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's 10 largest financial institutions… more
- Bank of America (Dallas, TX)
- …in identifying potential operational or compliance risks and partners with Global Financial Crimes (GFC) Management and/or Front Line Units (FLU) to resolve ... Senior Global Financial Crimes Investigator - Proficiency Coach...+ Minimum of five years of relevant experience + Financial crime compliance support experience a must… more
- Wells Fargo (Irving, TX)
- …7+ years of relevant experience in regulatory reporting and risk management including compliance , operational risk, financial crimes , audit, legal, credit ... role:** Wells Fargo is seeking a Senior Lead Independent Testing Officer in Independent Testing & Validation...for execution of all applicable risk programs (Credit, Market, Financial Crimes , Operational, Regulatory Compliance ),… more
- Wells Fargo (Irving, TX)
- …are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes , Operational, Regulatory Compliance ), which includes ... sampling guidance, socializing issues, preparing reports, etc. + Experience within the financial services industry, especially in compliance , risk management, or… more
- Bank of America (Fort Worth, TX)
- …responsible for executing testing that measures the performance of AML/ Financial Crimes Global Standard requirements. Responsible for overseeing QC/QA ... Sr Business Controls Specialist - GCAOO QC/QA Testing Manager: Monitoring & Inspection Charlotte, North Carolina;Fort...are guided by a common purpose to help make financial lives better through the power of every connection.… more
- TIAA (Frisco, TX)
- ** Financial Crimes Compliance Associate** This role supports the planning for enterprise compliance programs related to financial crimes ... as directed by the FIU Sr. Director to include testing and training. **Key Responsibilities and Duties** + Analyzes...an analysis of the findings. + Communicates with the Financial Crimes Compliance Team and… more
- Wells Fargo (Irving, TX)
- …are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes , Operational, Regulatory Compliance ), which includes ... **About this role:** Wells Fargo is seeking a Senior Independent Testing Specialist within Independent Testing & Validation (IT&V) Chief Operating Office (COO)… more
- MUFG (Irving, TX)
- …continued progress against broader area objectives + Engage with and support initiatives across financial crimes compliance and core compliance while ... Compliance Analyst Program **Experience** + A keen interest in banking law/ regulation, financial crimes compliance , or risk management is key + BA/BS… more
- Wells Fargo (Addison, TX)
- …are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes , Operational, Regulatory Compliance ), which includes ... **About this role:** Wells Fargo is seeking a Lead Financial Controls Analyst to support our Technology ITAC team. This team supports the firm's maintenance of an… more
- Wells Fargo (Irving, TX)
- …are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes , Operational, Regulatory Compliance ), which includes ... is seeking a Senior Financial Controls Analyst to join our Enterprise COSO testing team. The Enterprise COSO Testing team within the Enterprise Controls and… more
- USAA (Plano, TX)
- …to implement first-line model management activities on a portfolio of fraud and financial crimes models, while closely partnering with Bank Financial ... function + Experience in model development and validation specifically in the fraud/ financial crimes domain + Experience partnering with vendors to understand… more
- MUFG (Irving, TX)
- …IM Program Governance. **Responsibilities:** + Liaise across all three of the MUFG financial crimes compliance lines of defense, including core second-line ... **Qualifications:** + 3+ years of experience in Financial Services, preferably in Financial Crimes Compliance , Risk Management, Internal Audit or related… more