- Fidelity TalentSource LLC (Westlake, TX)
- …and Counsel: You are a trusted advisor to business colleagues on legal and regulatory changes that impact Fidelity's provision of administrative services to ... skilled colleagues in Sales, Relationship Management, Operations, Finance, Product Management, Compliance , Finance and Corporate Legal to reach desired business… more
- Community Hospital Corporation (Plano, TX)
- …to the VP of Strategic Accounts and Vendor Management, leads GPO compliance and conversion initiatives to maximize savings and optimize supply chain performance, ... to enhance the organization's competitive advantage.GPO & Contract Management:Spearhead GPO compliance and conversion initiatives to maximize cost savings and drive… more
- Fidelity TalentSource LLC (Westlake, TX)
- …diligence reviews on proposed new alternative investments by applying a compliance -based lens against a set of established investment policies and guidelines.Support ... new and existing advisor and donor relationships though consultative and solution-oriented discussions...operational due diligence reports, and documentation. Collaborate with internal legal and tax teams as needed to support a… more
- Capital One (Plano, TX)
- …experience in compliance , legal or audit + Certified Regulatory Compliance Management (CRCM) or Certified Information Privacy Professional (CIPP) ... Plano 2 (31062), United States of America, Plano, Texas Compliance Advisor Manager The Compliance ...experience + At least 5 years of experience in compliance , legal , audit or risk management Preferred… more
- USAA (Plano, TX)
- …US with occasional business travel. **The Opportunity** As a dedicated Fraud Governance Advisor Senior, you will promote risk and compliance -awareness and the ... and Risk Management, as well as Business Operations, IT, Audit Services, and Legal to support risk and compliance -based initiatives. You will be responsible for… more
- Truist (Dallas, TX)
- …of professionalism, client service and responsiveness. 9. Work within the existing audit, compliance and regulatory framework in order to ensure a high quality, ... resource for clients, their attorney's and CPA's. 11. Work within the existing audit, compliance and regulatory framework in order to ensure a high quality,… more
- Truist (Fort Worth, TX)
- …clients, their attorneys and CPAs. * Maintain appropriate legal , operating and regulatory controls to manage risk and compliance . Works within the existing ... review the following job description:** Serve as primary relationship advisor for high net worth and ultra-high net worth...audit, compliance and regulatory framework in order to ensure a high quality,… more
- USAA (Plano, TX)
- …and advising on and recommending risk mitigation actions by collaborating with Compliance , Legal , Operational Risk Management, and Business Experience Owners. + ... of what makes us so special! **The Opportunity** As a dedicated, Business Advisor Lead-Bank Disputes Employee Orientation you will advise team members by providing… more
- Siemens Digital Industries Software (Plano, TX)
- …providing legal insights to support business objectives. + Act as a key legal advisor on strategic initiatives and projects. **We are looking for** + a ... **Job Family:** Legal & Compliance **Req ID:** 430874...of agreements, ranging from standard to highly complex, ensuring compliance with regulatory and policy requirements, while… more
- HUB International (Dallas, TX)
- … compliance initiatives, conduct periodic and annual risk assessments and draft regulatory compliance bulletins applicable to RIAs. The SVP may also oversee ... to join a multi-billion-dollar, high growth, dynamic company within a rapidly expanding legal and compliance department. The SVP of Compliance ("SVP"),… more
- Citigroup (Irving, TX)
- …the other consumer Legal teams + Serves as business partner and advisor to business stakeholders and functional partners (eg, Risk, Finance, Compliance ) by ... Proactively identifies, evaluates and contributes to the appropriate management of legal , regulatory , and reputational risk through cross-function collaboration,… more
- Wells Fargo (Irving, TX)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... on risk and control issues, issue management and remediation, and regulatory interactions. This individual must foster a collaborative environment that ensures… more
- Wells Fargo (Dallas, TX)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... **In this role, you will:** + Function as an advisor to leadership to develop or influence enterprise risk,...**Required Qualifications:** + 7+ years of Risk Management experience ( Compliance , Financial Crimes, Operational Risk, Audit, Legal ,… more
- Walmart (Lancaster, TX)
- …or business areas. Provides recommendations and solutions to existing and potential legal or regulatory problems. The above information has been designed ... skills when faced with conflicting or ambiguous inputs. Acts as a trusted advisor to diverse business partners, influencing them to act as needed to move… more
- Comerica (Dallas, TX)
- …policies align with our organizational goals, industry standards, and stakeholder, regulatory and compliance expectations. Programs include base salary, annual ... Creates all Board Committee materials. * Provides appropriate reporting to Finance, Tax and Legal in support of regulatory filings and disclosures. * Coaches HR… more
- Fresenius Medical Center (Dallas, TX)
- …patient care while maintaining cost-effective clinical operations in accordance with all legal , compliance , and regulatory requirements and programs. Adheres ... vision, core values and customer service philosophy. Adheres to the FMCNA Compliance Program, including following all regulatory and FMS policy requirements.… more
- Wells Fargo (Irving, TX)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... **In this role, you will:** + Act as an advisor to senior leadership to develop or influence analytical...that align to the enterprise + Ensure adherence to compliance and legal regulations and policies on… more
- Wells Fargo (Westlake, TX)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... desirable. In this role, you will: Act as an advisor to senior leadership to develop or influence plans,...knowledge related to identity and access, independent risk, audit, legal , IT, systems security, business process management, and applicable… more
- Morgan Stanley (Dallas, TX)
- …the Market's financial and sales performance, including expense management * Assists in regulatory , legal and compliance issues including: Risk management ... Market in regards to monitoring sales, human resources, and legal and regulatory practices * Assists in...4 or more years of experience as a Financial Advisor (with satisfactory production and compliance record),… more
- Wells Fargo (Westlake, TX)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... implementation of IAM solutions. **In this role, you will:** + Act as an advisor to IAM Initiatives leadership to report on open risk, roadblocks, and resource needs… more
