• AVP, Principal Compliance Advisor

    Nuveen Investments (Frisco, TX)
    …+ Conduct daily monitoring of question/answer pairs for RFPs, DDQs and Consultant Databases as well as periodic monitoring of client reporting communications and ... enhancements in connection with business transformation initiatives. + Assist the VP , Compliance Officer with oversight of complaints process including intake,… more
    Nuveen Investments (08/29/24)
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