- The Rare Wine Co. (Brooklyn, NY)
- Compliance Associate Vieux Vins Group is a prestigious wine and spirits company dedicated to curating a unique selection of fine wines and artisanal spirits from ... with our customers and partners. Position Overview: We are seeking a mid-level Compliance Associate to join our energetic and talented team at Vieux Vins Group.… more
- Dorsey & Whitney LLP (New York, NY)
- Capital Markets & Corporate Compliance Associate (#986) - New York Dorsey & Whitney LLP is seeking a corporate associate attorney with three to six years of ... experience to join the Capital Markets and Corporate Compliance practice group in our Toronto or New York...group in our Toronto or New York office. This associate will have extensive knowledge of US securities and… more
- City of New York (New York, NY)
- …Review & Implementation of Contracts (BRICS) team is searching for a Budget Compliance Associate to manage the implementation and coordination of DYCD's fiscal ... policies in provider submitted budgets processed by DYCD's BRICS Unit. Under the general supervision of the Deputy Director of BRICS, the Budget Review Analyst will: - Monitor and evaluate budget and budget modification submissions by funded Community Based… more
- SMBC (Jersey City, NJ)
- …**Role Description** Sumitomo Mitsui Banking Corporation (SMBC) is seeking a dynamic Compliance Training Associate to join our Compliance Department ... this role, you will report to the Director/Head of Compliance Training Development and will provide support in the...focused on training delivered and monitored by the AD Compliance Training team, encompassing training across SMBC Group's AD,… more
- SMBC (Jersey City, NJ)
- …SMBC's Compliance Department Americas Division ("CPAD") is seeking a Compliance Monitoring and Testing Associate . The Associate -level position ... of monitoring and testing engagements to validate the efficacy of regulatory compliance internal controls. This role will primarily support the monitoring and… more
- TD Bank (New York, NY)
- …can provide you more specific details for this role. **Job Description:** The TDS US Compliance team is looking for an Associate candidate (Senior Compliance ... New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $100,000 - $135,000 USD TD is committed to providing fair… more
- SMBC (New York, NY)
- …Underwriting, Risk Management, Compliance , IT Risk and Training committees. The Compliance Advisory Associate role assists in managing coverage areas or ... portfolio of benefits to its employees. **Role Description** The Compliance group within SMBC Nikko Securities Inc. serves as...responsible for overseeing the management of the broker dealer's compliance risk and is represented by the Chief … more
- SMBC (Jersey City, NJ)
- …first line of defense activities and performing second level controls. The Anti-Fraud Compliance Associate functions within the Compliance Anti-Fraud team ... its employees. **Role Description** This position sits within the Compliance Anti-Fraud Team which is part of the SMBC... Anti-Fraud Team which is part of the SMBC Compliance department (CPAD). The Anti-Fraud Team is responsible for… more
- Mizuho Corporate Bank (New York, NY)
- Job Description : The Corporate Tax Compliance Associate will be responsible for assisting the Director of Compliance on: Tax Compliance , Provision, ... Requirements: + Bachelor's Degree. + CPA preferred. + 1-3 years of Corporate Tax Compliance experience. Nice to Have: + Familiarity with ASC 740. + Experience with… more
- TD Bank (New York, NY)
- …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $110,000 - $135,000 USD TD is committed to providing fair ... specific details for this role. **Job Description:** This Senior Compliance Officer is a key member of the TDS...Officer is a key member of the TDS US Compliance Monitoring & Testing (M&T) Team, responsible for working… more
- City of New York (New York, NY)
- …and safety in the BWS workplace. Under direction, of the Chief of Project and Field Compliance , the Associate Project Manager II will serve as Project & Field ... City Bureau of Water Supply seeks to hire an Associate Project Manager II for a position within the...The Bureau of Water Supply EHS Project and Field Compliance Section is responsible for providing environmental health and… more
- HSBC (New York, NY)
- …Internal Controls and any Compliance policy including the Group Compliance policy. The Associate may also support presentations/escalations to and ... Associate , Institutional Portfolio Group Brand: HSBC Area of...Work style: Hybrid Worker Date: 16 Dec 2025 In compliance with applicable laws, HSBC is committed to employing… more
- TD Bank (New York, NY)
- …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $100,000 - $135,000 USD TD is committed to providing fair ... for this role. **Job Description:** **Preferred Qualifications:** This Senior Compliance Officer is a key member of the TDS...Officer is a key member of the TDS US Compliance Monitoring and Testing Team and Core Compliance… more
- Meta (New York, NY)
- …offers a unique opportunity to shape Meta's approach to digital health and regulatory compliance at a global scale. As Associate General Counsel, Healthcare ... law and driving meaningful change in the tech industry. **Required Skills:** Associate General Counsel, Healthcare Compliance Responsibilities: 1. Deliver legal… more
- ADP (Florham Park, NJ)
- … compliance platform by associates. + Obtain approval from the Chief Compliance Officer for associate financial accounts and notify financial institutions of ... Inspiring Innovation, Each Person Counts, Results-Driven, & Social Responsibility. The Compliance Administrator plays a critical operational and support role within… more
- JPMorgan Chase (Jersey City, NJ)
- Bring your expertise to JPMorganChase (the firm). As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. ... impact our company, customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging the status quo and… more
- Reckitt (Parsippany, NJ)
- …in our great organisation. **About the role** The Regulatory Affairs & Safety Associate , Regulatory and Compliance provides regulatory and compliance support ... Regulatory and Safety Affairs Associate City: Parsippany **We are Reckitt** Home to...quality and packaging engineering teams to manage regulatory and compliance approvals (ie regulatory checks, MPL approvals, registrations, labeling,… more
- Bayer (Whippany, NJ)
- …** **YOUR TASKS AND RESPONSIBILITIES** The primary responsibilities of this role, Associate Director GTN Audit, Compliance and Performance are to: The ... Associate Director of Gross-to-Net Audit & Compliance Performance leads Bayer's strategic customer audit program including PBMs, Wholesalers and others. The role… more
- Scotiabank (New York, NY)
- …loan transactions, performing due diligence, negotiating documentation, and monitoring compliance and industry trends. Furthermore, the Associate will ... Associate , Corporate Banking - REGAL (Real Estate, Gaming...to meet obligations with respect to operational risk, regulatory compliance risk, AML/ATF risk and conduct risk, including but… more
- Capital One (New York, NY)
- …to identify and mitigate potential risks to the Company using various compliance surveillance tools and methods. The Associate Risk Specialist's primary ... Associate Broker Dealer Risk Specialist **The Associate...or equivalent certification** + **At least 3 years of compliance or operational experience** **Preferred Qualifications:** + **4+ years… more