- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Job Description:** TD Securities offers a wide range of capital markets products and services to ... accurate submission of data to the respective systems and market operators. The successful candidate will have proficiency in...essential functions for ADA purposes. **Who We Are** TD Securities offers a wide range of capital markets… more
- Tradeweb (Jersey City, NJ)
- …department. The ideal candidate will have extensive knowledge of broker dealer operations , securities regulations, and financial reporting standards. You will be ... from Dealerweb management team **Qualifications** + 5+ years of experience in securities accounting and/or broker dealer operations within the financial services… more
- TD Bank (New York, NY)
- …procedures as related to Payment Card Network rules and regulations **Who We Are** TD Securities offers a wide range of capital markets products and services to ... York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $100,000 - $120,,000 USD TD is committed to providing fair… more
- Citigroup (Jersey City, NJ)
- **Organization Overview:** Markets Operations represents the evolution and transformation of Operations in the Finance Industry which creates a uniqueness ... across our industry. **Team/Position Overview:** Margin & Collateral Optimisation within Markets Operations helps mitigate risk and comply with regulatory… more
- Citigroup (New York, NY)
- …+ Work with senior-level team members (ECM, Corporate & Investment Banking, Risk, Legal , Operations ) and external partners (Investors, External Counsel) to guide ... The Equity Capital Markets (ECM) Investment Banking Vice President (VP) is...our clients by facilitating capital formation in the equity market . **Responsibilities:** + Assume significant levels of responsibility for… more
- NatWest Markets (Stamford, CT)
- …policy, parental leave and tuition reimbursement. **It is the policy of NatWest Markets Securities Inc. and its parent, affiliates and/or subsidiaries to provide ... may be assigned as necessary to ensure the proper operations of the department and the business._ **Head of...the strategy for regulatory relations on behalf of NatWest Markets , working closely with US regulators including responding to… more
- BMO Financial Group (New York, NY)
- …effective challenge. + Build relationships and collaborate with other department teams such Legal , Operations , Middle Office, and Sales & Trading. + Assist with ... BMO Capital Markets is a leading, full-service financial services provider....the First Line of Defense responsibilities outlined in the Legal Regulatory Compliance Risk Management (LRCRM) Policy, the Enterprise… more
- Citizens (New York, NY)
- Description The Senior Risk Manager, Capital Markets and Advisory is a key role on the Commercial Banking Risk team, which is a front-line unit risk function. The ... Senior Risk Manager will support the loan capital markets businesses of Citizens, which includes syndicated loan underwriting...to new initiatives; liaise with other risk areas and operations to ensure processes are designed with proper controls;… more
- NatWest Markets (Stamford, CT)
- …time off policy, parentalleaveand tuition reimbursement. **It is the policy of NatWest Markets Securities Inc. and its parent, affiliates and/or subsidiaries to ... may be assigned as necessary to ensure the proper operations of the department and the business._ We are...theRegulatory Relations and Corporate Governanceresponsibilities team within the US legal Team. The role will report to the Head… more
- NatWest Markets (Stamford, CT)
- …policy, parental leave and tuition reimbursement. **It is the policy of NatWest Markets Securities Inc. and its parent, affiliates and/or subsidiaries to provide ... within the firm and regulators. + Collaborate with internal stakeholders such as legal , business risk management, operations , finance and other control functions… more
- NatWest Markets (Stamford, CT)
- …policy, parental leave and tuition reimbursement. **It is the policy of NatWest Markets Securities Inc. and its parent, affiliates and/or subsidiaries to provide ... may be assigned as necessary to ensure the proper operations of the department and the business._ **Job Description**...are embedded across relevant teams. + Ensure that NatWest Markets ' policies and procedures are in compliance with the… more
- NatWest Markets (Stamford, CT)
- …policy, parental leave and tuition reimbursement. **It is the policy of NatWest Markets Securities Inc. and its parent, affiliates and/or subsidiaries to provide ... in other NWM regions. + Collaborate with internal senior stakeholders such as legal , business risk management, operations , finance and other control functions to… more
- TD Bank (New York, NY)
- …details for this role. **Job Description:** Preferred Qualifications: **Company Overview** TD Securities provides a wide range of capital market products and ... team is divided into five main functional areas: Capital Markets , Financing Operations , Payment and Correspondent Banking...as well as any trade fails, and buy-ins on securities transactions. Our team interacts with many operations… more
- SMBC (New York, NY)
- …companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets , Inc., SMBC MANUBANK, JRI ... Department, reporting to the Executive Director and Head of the Technology, Operations and Procurement (TOP) Legal team. **Role Objectives** + Primary… more
- SMBC (New York, NY)
- …companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets , Inc., SMBC MANUBANK, JRI ... SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130… more
- SMBC (New York, NY)
- …companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets , Inc., SMBC MANUBANK, JRI ... SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130… more
- SMBC (White Plains, NY)
- …companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets , Inc., SMBC MANUBANK, JRI ... SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130… more
- SMBC (New York, NY)
- …companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets , Inc., SMBC MANUBANK, JRI ... of the markets to assist with funding and cash management operations . Develop a working knowledge of underwriter and rating agency grading components and… more
- SMBC (Jersey City, NJ)
- …companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets , Inc., SMBC MANUBANK, JRI ... SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130… more
- Citigroup (New York, NY)
- …the Banking Book. Provide support to the NTMR manager to liaise with businesses, legal entity treasury, CTI and Markets Treasury, and Controllers teams to ensure ... and 1st line role in Fixed income Asset Management. **Fixed Income Securities ** ** Market experience is preferred.** + Proficient with **portfolio management… more