- Robert Half Management Resources (New York, NY)
- Description We are in search of an AML Audit Manager to join our team in the Financial Services industry, based in New York. This role offers a contract ... financial services industry * Strong knowledge and experience in audit procedures and compliance and AML , OFAC,...experience in audit procedures and compliance and AML , OFAC, Sanctions and BSA regulations * Possess relevant… more
- Bank of America (New York, NY)
- Senior Audit Manager - BSA/ AML including Sanctions Charlotte, North Carolina;East Hartford, Connecticut; Plano, Texas; Boston, Massachusetts; Wilmington, ... of Business (LOBs) ranging in scale and scope. Key responsibilities include developing BSA/ AML and Sanctions audit plans, assessing issues for impact, assigning… more
- TD Bank (New York, NY)
- …management regarding audit scope, status, and findings + Works at direction of Audit Manager + May perform testing procedures for more critical areas of ... discipline + Works independently but receives assistance/coaching from the audit manager + May be Auditor in...Preferred experience: CAMS or CFE certification Financial Crimes or AML audit experience **Who We Are:** TD… more
- Scotiabank (New York, NY)
- Senior Audit Manager , Compliance Audit (Non- AML ) **Requisition ID:** 209949 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range ... to drive ambition for every future! **Purpose** Seeking a detail-oriented Senior Audit Manager who is seasoned Compliance Auditor with significant experience… more
- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Line of Business:** Audit **Job Description:** The Audit Manager is accountable for overseeing ... new hires Preferred experience: CAMS or CFE Certification Financial Crimes/ AML audit experience **Who We Are:** TD...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- TD Bank (New York, NY)
- …in responding to periodic exams/audits by regulatory bodies and Internal Audit , to determine level of BSA/ AML compliance **Employee/Team Accountabilities:** ... this role. **Line of Business:** Financial Crime Risk Management **Job Description:** The AML Financial Crime Risk Specialist role develops and maintains TD's AML… more
- TD Bank (New York, NY)
- …role. **Line of Business:** Financial Crime Risk Management **Job Description:** The AML Financial Crime Risk Oversight Specialist acts as key business oversight ... and functions on development, maintenance, and implementation of all aspects of AML /ATF/Sanctions/ABAC compliance programs in line with the Bank's risk appetite and… more
- ManpowerGroup (New York, NY)
- … risk assessment and pre- audit planning + Partnering with the IT Audit Manager and/or external auditors to plan and execute integrated/dual purpose audits, ... of company assets + Designing specific programs for the audit of selected operating, compliance and financial units and...units and assist in establishing the scope of each audit + Preparing audit work papers and… more
- Robert Half Management Resources (New York, NY)
- …We are offering a short term contract employment opportunity for an OFAC / Sanctions Audit Manager in the Financial Services industry, based in New York, New ... York. As an Audit Manager , you will be instrumental in...and sanctions * Ensure adherence to compliance functions, including AML and BSA * Utilize Audit Program… more
- Scotiabank (New York, NY)
- Senior Audit Manager , US Loan Review **Requisition ID:** 210150 **Salary Range:** 117,400.00 - 224,700.00 _Please note that the Salary Range shown is a guideline ... across industries! We work together to drive ambition for every future! **Purpose** The Audit Manager /Senior Audit Manager supports/leads and oversees… more
- Capital One (New York, NY)
- …of the AML , Sanctions and Fraud risk profile of the audit universe. Responsibilities: + Lead and/or execute compliance related audits within Capital One, ... (22957), United States of America, New York, New York Audit Director, Financial Crimes Compliance (Hybrid) Capital One's ...a risk-based testing strategy to ensure the quality of AML , Sanctions and Fraud risk management is effective across… more
- City National Bank (Jersey City, NJ)
- *SR. MANAGER OF AUDIT - COMPLIANCE* WHAT IS THE OPPORTUNITY? The Senior Audit Manager will lead a team of auditors to assess the design and operating ... Bank policies, and the effectiveness of operations of the BSA/ AML function. The Senior Manager will be... will be responsible for all aspects of the audit , including the planning, execution, and reporting phases. The… more
- City National Bank (Jersey City, NJ)
- * MANAGER OF AUDIT II- IT INFRASTRUCTURE* WHAT IS THE OPPORTUNITY? The Audit Manager II position is a leadership role as an auditor-in-charge to guide a ... and effectively communicate audit results to the Audit Senior Manager /Director and senior management in...groups to effectively plan, integrate and execute audits.Understands fraud, BSA/ AML and general IT risks in order to identify… more
- Deloitte (New York, NY)
- …issues in the AML and Economic Trade Sanctions domain. As a Data Analytics Manager focusing on AML , you will have the opportunity to be on the forefront ... data analytics and solution development engagements in partnership with internal and external AML and financial crimes compliance, audit , IT, and business teams.… more
- TD Bank (New York, NY)
- …Looking for candidates with attention to detail, who are proactive and driven. The Manager , AML Financial Crime Risk Management role leads and develops a team ... and/or a control function related to specialized domains of TD's AML /ATF/Sanctions /ABAC programs. This role provides specialized project support or services.… more
- Bank of America (New York, NY)
- Quantitative Finance Manager Charlotte, North Carolina;Jersey City, New Jersey; New York, New York; Atlanta, Georgia **Job Description:** At Bank of America, we are ... areas and oversees stakeholder engagement, including team effort in preparation for audit and regulatory exams + Sets priorities related to quantitative modeling in… more
- New York State Civil Service (New York, NY)
- …Anti-Money Laundering Specialists: Certified Anti-Money Laundering Specialist, Advanced AML Audit Certification, Advanced Financial Crimes Investigations ... off-chain alerts/investigations* Solid knowledge of Bank Secrecy Act/Anti-Money Laundering (BSA/ AML ), Sanctions (OFAC), and related laws, regulations, guidance, and… more
- TD Bank (New York, NY)
- …contributes to the development and maintenance of TD's AML /ATF/Sanctions/ABAC programs, including frameworks, methodologies, policies, standards, procedures, ... the US FCRM new business and product assessment program and coordinates with AML subject matter experts, control groups, and business groups to facilitate effective… more
- Scotiabank (New York, NY)
- Manager , First Line Operational Risk, SBUS Risk Assessments and New Initiatives **Requisition ID:** 209639 **Salary Range:** 85,700.00 - 159,100.00 _Please note that ... including First Line (FLSS), Second Line (Operational Risk Management), and Internal Audit , to confirm comprehensive and consistent practices are followed to allow… more
- Scotiabank (New York, NY)
- Manager , First Line Operational Risk & RCSA **Requisition ID:** 209641 **Salary Range:** 85,700.00 - 159,100.00 _Please note that the Salary Range shown is a ... CIB, etc.) + Serve as the First Line Risk Manager for operational risk and technology to design, develop,...RCSA technology universe. + Evaluate enterprise-wide assessments in TPRM, BSA/ AML , CRCA, Risk ID, operational resiliency, to tie critical… more