- Mizuho Corporate Bank (New York, NY)
- …as determine when full KYC Onboarding is required versus streamlined KYC Onboarding is required + Ensure client packages adhere to internal audit ... Responsibilities: Support direct team manager for all onboarding processes: + Compose KYC packages and perform...and review Dodd Frank regulatory information provided by the client and determine if sufficient based on regulation +… more
- JPMorgan Chase (New York, NY)
- …activities that touch prospective or existing clients. **Job responsibilities:** + Own the client onboarding and account maintenance for new and existing clients ... customize solutions tailored to clients' specific needs. As a Client Associate in JP Morgan Advisors , you...and procedures + Interface directly with clients and Financial Advisors to make investment recommendations, propose firm… more
- Neuberger Berman (New York, NY)
- …**Primary Responsibilities:** + Partner with internal teams to identify onboarding requirements (Product Management, Marketing, Portfolio Management, Client ... **Position Overview** The Fund Onboarding Team is responsible for managing the implementation...2,900 employees in total-united in their commitment to delivering client outcomes and investment excellence. It is… more
- JPMorgan Chase (New York, NY)
- …types and investment wrappers. You will collaborate with portfolio managers, client advisors , and many internal teams, including RFP, Marketing, Product ... development, distribution management, and portfolio management. + Oversee the end-to-end client onboarding process, including negotiating investment … more
- BlackRock (New York, NY)
- …traded funds, retail mutual funds, business development companies, institutional collective investment funds and separately managed accounts. This in-house role is ... tax support and strategic advice across a range of investment products and fund structures, with a specific focus...letters, purchase agreements, credit agreements) with legal and tax advisors . Business Support + Provide technical tax support to… more
- BlackRock (New York, NY)
- …for the firm's Municipal products, and ensuring the team provides high-quality, investment -focused client service. As the candidate progresses in this role, ... preeminent asset management firms and a premier provider of global investment management, risk management and advisory services to institutional, intermediary, and… more
- Publicis Groupe (New York, NY)
- …just media metrics, that will have a measurable effect on our clients' business. Every investment we make has an ROI mindset-not just for our clients, but for our ... aspects of implementation. **Responsibilities** + Assist with planning and implementation for client accounts across digital and print for clients in the Technology… more
- Neuberger Berman (New York, NY)
- …and improved client experiences. + Assess technology solutions to enhance client onboarding /offboarding experiences. + Serve as a partner to Product ... be responsible for overseeing operational and change-management aspects of our client lifecycle from onboarding , transition management, offboarding, and overall… more
- Robert Half Technology (New York, NY)
- …Addepar and related systems. * Collaborate with cross-functional teams, including Investment Operations, Technology, Compliance, and Advisors , to support ... and a culture of continuous improvement. * Oversee the onboarding process for new clients and entities, ensuring seamless...* A minimum of 10 years of experience in investment operations, data management, or client reporting… more
- TD Bank (New York, NY)
- …regulatory regimes. The Financial Advisors , Relationship Managers, and Investment Advisors who are part of the client -facing Distribution teams are both ... of TD Bank, NA encompassing banking, custom credit, asset management, securities, investment advisory and insurance) through multiple legal entities (TD Bank NA, TD… more
- Thrivent Financial (Edison, NJ)
- …financial advisors and professionals. Only individuals who are financial advisors are credentialed to provide investment advisory services. Visit ... contracts), Series 7 and 66 registrations, and complete Thrivent's comprehensive advisor onboarding program. After onboarding , you'll have control over the… more
- Thrivent Financial (Newark, NJ)
- …financial advisors and professionals. Only individuals who are financial advisors are credentialed to provide investment advisory services. Visit ... contracts), Series 7 and 66 registrations, and complete Thrivent's comprehensive advisor onboarding program. After onboarding , you'll have control over the… more
- Citigroup (New York, NY)
- … investment offerings. + Conduct training sessions and follow ups for bankers, investment counselors, and financial advisors for newly launched investment ... preferred. + 8-10 years relevant experience in real estate, private equity, or investment management. + Prior experience with the onboarding and distribution of… more
- KeyBank (New York, NY)
- …client and external advisors to resolve. + Collaborates with external client advisors (attorneys, accountants, etc.) to deliver advice. **Growth- Book of ... is primarily responsible for fulfilling the fiduciary responsibilities of KeyBank by providing client advisory services to Ultra High Net Worth (UHNW) clients with a… more
- TD Bank (New York, NY)
- …and complex needs of TD Wealth clients by reviewing financial goals and making investment recommendations aligned to their client 's goals. The role will serve as ... a three-year program with a forgivable draw, for financial advisors or planners who will be providing financial planning...who will be providing financial planning guidance & selling investment management solutions. A FA will need to leverage… more
- TD Bank (Brooklyn, NY)
- …Mass Affluent (MA) segment by identifying needs, reviewing financial goals and making investment recommendations aligned to their client 's goals. The role will ... is a three-year program with a draw, for financial advisors or planners who will be providing financial planning...who will be providing financial planning guidance & selling investment management solutions. A Transitional FA will need to… more
- JPMorgan Chase (New York, NY)
- …reviewing information for underwriting, and collaborating with internal teams to complete onboarding , including Know Your Client ("KYC") due diligence. + Partner ... across four business segments including Asset & Wealth Management, Corporate and Investment Banking, Commercial Banking and Consumer and Community Banking. JP Morgan… more
- Neuberger Berman (New York, NY)
- …and more than 2,900 employees in total-united in their commitment to delivering client outcomes and investment excellence. It is our people who define ... optimization, and cross-functional coordination, contributing to the delivery of high-quality client and operational outcomes. This role is ideal for a… more
- JPMorgan Chase (New York, NY)
- With over $200 billion of client capital invested across hedge funds, private equity, private credit, real estate and direct investments/co-investments, the Global ... Alternatives Investment Solutions capability brings "best of class" sourcing and...improve the day-to-day business for portfolio managers, clients, and advisors , and enable the broader scalability goals of the… more
- Neuberger Berman (New York, NY)
- …Qualifications:** + 2-5 years of experience in financial services, product operations, client onboarding , or project coordination + Bachelor's degree required; ... and more than 2,900 employees in total-united in their commitment to delivering client outcomes and investment excellence. It is our people who define… more