- Mizuho Corporate Bank (New York, NY)
- …risks Summary ACD seeks a Vice President, Compliance Monitoring within the Compliance Risk Management team to support the Compliance ... Monitoring Program. This role is ideal for seasoned Compliance , Risk Management , or Audit...skills. This role reports directly to the Head of Compliance Risk Management . Principal Duties… more
- SMBC (New York, NY)
- …with leading three key functions: Compliance Risk Assessment, Monitoring and Testing, and Regulatory Change Management . Additionally, the position ... of the Compliance Risk Assessment, Monitoring and Testing, and Regulatory Change Management ...management , regulators, and the business to advise on compliance risk management strategies and… more
- JPMorgan Chase (New York, NY)
- …outside the box, challenging the status quo and striving to be best-in-class. As a Compliance Risk Management Lead within the JP Morgan Wealth Management ... Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you...controls and training + Conduct on-going challenge to business risk assessment, administer monitoring , maintain Compliance… more
- American Express (New York, NY)
- …Risk & Compliance Organization ("GRC") independently oversees the company's risk -taking and risk management activities, including the comprehensive ... We create and maintain the overall risk management framework while ensuring legal and regulatory compliance... monitoring and testing across processes, strengthening AXP's risk management practices, and monitoring … more
- Citigroup (New York, NY)
- Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, ... preparing and presenting regional and global reports related to compliance risk assessments, and monitoring ...Family Group:** Compliance and Control **Job Family:** Compliance Risk Management **Time Type:**… more
- Citigroup (New York, NY)
- Serves as a risk officer for Independent Compliance Risk Management (ICRM)'s Exam Management and Regulatory Liaison Office responsible for the ... promotion, support, monitoring and reporting on Citi's interactions with its regulators,...law, rule, or regulation and designing and delivering a risk management framework that maintains risk… more
- Citigroup (Jersey City, NJ)
- Serves as a risk officer for Independent Compliance Risk Management (ICRM)'s Exam Management and Regulatory Liaison Office responsible for the ... promotion, support, monitoring and reporting on Citi's interactions with its regulators,...law, rule, or regulation and design and deliver a risk management framework that maintains risk… more
- JPMorgan Chase (New York, NY)
- …outside the box, challenging the status quo and striving to be best-in-class. As a Compliance Risk Management Lead within the JP Morgan Wealth Management ... Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you...to business risk and controls assessment, administer monitoring , maintain Compliance policies, provide marketing and… more
- American Express (New York, NY)
- …Risk & Compliance Organization ("GRC") independently oversee the company's risk -taking and risk management activities, including the comprehensive ... We create and maintain the overall risk management framework while ensuring legal and regulatory compliance...organizations. This role pertains to: + Credit and Model Risk Oversight, Transaction Monitoring & Risk… more
- Bank of America (New York, NY)
- …responsible for overseeing the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy and the Compliance and ... or amended to address regulatory requirements + Oversees independent risk management reporting to Global Compliance...established governance and management routines + Oversees risk coverage plans, execution of monitoring , testing… more
- Bank of America (New York, NY)
- …team work. **Skills:** + Advisory + Monitoring , Surveillance, and Testing + Regulatory Compliance + Reporting + Risk Management + Critical Thinking + ... the Global Compliance Enterprise Policy, the Operational Risk Management Enterprise Policy (collectively "the Policies"),...existing Monitoring and Testing items for the Compliance and Operational Risk Program from a… more
- Federal Reserve Bank (New York, NY)
- …primary responsibility for examinations, continuous monitoring , and evaluation of the compliance risk management and control frameworks of Institutions ... + Leading or participating in firm specific examinations that may include firms' compliance risk management practices, including compliance with… more
- Bank of America (New York, NY)
- …team work. **Skills:** + Advisory + Monitoring , Surveillance, and Testing + Regulatory Compliance + Reporting + Risk Management + Critical Thinking + ... requirements of the Global Compliance Enterprise Policy, the Operational Risk Management Enterprise Policy (collectively "the Policies"), the Compliance… more
- Bank of America (New York, NY)
- …of coverage **Skills:** + Advisory + Monitoring , Surveillance, and Testing + Regulatory Compliance + Reporting + Risk Management + Critical Thinking + ... requirements of the Global Compliance Enterprise Policy, the Operational Risk Management Enterprise Policy (collectively "the Policies"), the Compliance… more
- Amazon (New York, NY)
- …controls, monitoring , and reporting with the goal of improving operations, compliance policies, and risk management . * Communicate project issues ... global 'Audit and Monitoring ' strategy across Operations Risk & Compliance (ORC) enabling program standardization...to sr. leadership Basic Qualifications - 6+ years of compliance , audit or risk management … more
- Deloitte (New York, NY)
- …, issue tracking and reporting + Contribute to delivery of innovative solutions to risk management that transcend the compliance organization and deliver ... client engagements, be involved in the development, assessment and/or monitoring of services and other activities as needed +... of services and other activities as needed + Compliance & Risk Management : Provide… more
- SMBC (Jersey City, NJ)
- …President will have direct management oversight of a small team of compliance professionals to support monitoring and testing engagements to validate the ... is seeking a Vice President of Banking (Americas Team) Compliance Monitoring and Testing. The Vice President...Canada and Mexico and senior management in CPAD. The Vice… more
- SMBC (Jersey City, NJ)
- …to senior 1LOD and 2LOD management , including an overview of the level of compliance risk and the strength of relevant controls. + Develop risk ... The results of the CRA are utilized to drive monitoring and testing activities and to prioritize Compliance...required). + Minimum of 10 years of prior regulatory, compliance , and/or risk management experience.… more
- Citigroup (New York, NY)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, ... established within the risk governance framework. + Monitoring adherence to Citi's Compliance Risk...Family Group:** Compliance and Control **Job Family:** Compliance Risk Management **Time Type:**… more
- Meta (New York, NY)
- …security OR in a role associated with data protection, regulatory response, operational risk management , compliance , audit and implementation of control ... & exception management , and governance & reporting. **Required Skills:** Privacy Risk and Compliance Manager Responsibilities: 1. Provide guidance and second… more