- Citigroup (New York, NY)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, ... risk governance framework. + Monitoring adherence to Citi's Compliance Risk Policies and measuring compliance...to influence and lead people across cultures at a senior level + Experience in managing regulatory exams and… more
- Citigroup (New York, NY)
- Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, ... complex comparative data, preparing and presenting regional and global reports related to compliance risk assessments, and monitoring of compliance related… more
- Citigroup (Jersey City, NJ)
- Serves as a risk officer for Independent Compliance Risk Management (ICRM)'s Exam Management and Regulatory Liaison Office responsible for the promotion, ... Citigroup senior management, front line, second line (including independent risk , finance, HR, and Legal), Internal Audit to obtain information / documentation… more
- Citigroup (New York, NY)
- Serves as a risk officer for Independent Compliance Risk Management (ICRM)'s Exam Management and Regulatory Liaison Office responsible for the promotion, ... Citigroup senior management, front line, second line (including independent risk , finance, HR, and Legal), Internal Audit to obtain information / documentation… more
- Citigroup (Jersey City, NJ)
- Serves as a senior CitiDirect & CitiConnect product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for ... consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors, providing day-to-day Compliance advice… more
- Citigroup (Jersey City, NJ)
- Serves as a compliance risk officer for...to influence and lead people across cultures at a senior level + Experience in managing regulatory exams and ... Surveillance Intelligence Unit (SIU) within Independent Compliance Risk Management (ICRM)'s Surveillance and Employee Compliance team responsible for the… more
- Citigroup (Jersey City, NJ)
- Serves as a senior function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for reviewing ... expert guidance on function/business/product regulations on a real-time basis to manage compliance risk . + Staying abreast of relevant changes to… more
- Citigroup (New York, NY)
- Serves as a senior product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal ... consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors, providing day-to-day Compliance advice… more
- SMBC (Jersey City, NJ)
- …its employees. **Role Description** SMBC Group is seeking a Vice President for the Compliance Risk Assessment team ("CRA team") within the Compliance ... of Risk and Control Assessment. As a Compliance Risk Assessment ("CRA") Vice President, this...methodology and interpreting results. + Present CRA results to senior 1LOD and 2LOD management, including an overview of… more
- JPMorgan Chase (New York, NY)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You help ... real-world challenges that impact our company, customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box,… more
- Bank of America (New York, NY)
- …address regulatory requirements + Oversees independent risk management reporting to Global Compliance and Operational Risk senior leaders and FLU and CF ... Security-Based Swap (SBS) Enterprise Area of Coverage (EAC) Global Compliance & Operational Risk (GCOR) Officer...management reporting for the Boards of Directors and other senior stakeholders at the Company; * Advise the FLU… more
- Citigroup (Jersey City, NJ)
- **Job Description** Serves as a compliance risk officer for the Control Room within Independent Compliance Risk Management (ICRM) responsible for ... manner consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors and providing day-to-day Compliance … more
- Citigroup (New York, NY)
- Serves as a senior function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for ... senior leaders + Significant knowledge and expertise of Compliance laws, rules, regulations, risks and appropriate controls +...Group:** Compliance and Control **Job Family:** Product Compliance Risk Management **Time Type:** Full time… more
- Wells Fargo (New York, NY)
- **About this role:** Wells Fargo is seeking a **Lead Compliance Officer ** in Corporate Risk as part of **Corporate & Investment Banking (CIB) Compliance ... areas and business divisions at wellsfargojobs.com . This Lead Compliance Officer will conduct monitoring activities of...oversight and monitoring of business group risk -based compliance programs + Maintain compliance risk… more
- Amazon (New York, NY)
- …2LoD Risk Function. The successful candidate will already be operating at Chief Risk Officer level at a financial services regulated company. They will have ... programs to deliver data driven insights that balance risk management and compliance concerns with supporting...and budgeting. Basic Qualifications - Already operating at Chief Risk Officer level / previously approved for… more
- Citigroup (New York, NY)
- …of enterprise Human Capital Risk issues. The Global HR Human Capital Risk Senior Officer is a strategic professional who directly supports ... risks. + Works closely with colleagues in the Business/Functions, other areas of Risk Management, Finance, IA and Compliance to ensure appropriate management of… more
- Bank of America (New York, NY)
- Leasing Credit Sr Officer /Leasing Credit Officer II-Large Corporates Chicago, Illinois;New York, New York; Boston, Massachusetts; Providence, Rhode Island; ... quality and the approval process through their interaction with Risk Management Officers and Senior Management. **Job...experience in commercial banking related role for Leasing Credit Sr Officer , 5 + yrs experience for… more
- Citigroup (New York, NY)
- Serves as a senior Research, Marketing, and Content Compliance Officer for Independent Compliance Risk Management (ICRM) responsible for establishing ... consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors, providing day-to-day Compliance advice… more
- Bank of America (New York, NY)
- Leasing Credit Sr Officer /Leasing Credit Officer II Chicago, Illinois;New York, New York; San Francisco, California; Boston, Massachusetts; Providence, Rhode ... + 7+ years experience in commercial banking related role for Leasing Credit Sr Officer , 5+ years experience in commercial banking related role for… more
- Bank of America (New York, NY)
- Credit Sr . Officer Dallas, Texas;New York, New... strategies and coaching and leading team members. The Senior Credit Officer will be responsible for ... job is responsible for managing, monitoring, and documenting credit risk for a portfolio of clients. Key responsibilities include...senior bank debt and related credit products. The Senior Credit Officer will be expected to… more