- KPMG (New York, NY)
- …+ Plan and execute client engagements focusing on Regulatory Compliance , Supervision Surveillance , Conduct Risk, Operational Risk, Operational Resilience, ... **Business Title:** Director , Markets Compliance **Requisition Number:** 118215...quality of the team's deliverables and providing recommendations to client senior leadership Additional Responsibilities for Director :… more
- S&P Global (New York, NY)
- …end-to-end rating process, research, cash flow, credit, and structural analytics, and client -facing activities for new issue ratings and surveillance of Esoteric ... internal use):** 12 **The Team:** S&P Global Ratings is seeking an Associate Director to join its Structured Finance practice, which provides credit ratings and… more
- Pixalate, Inc. (New York, NY)
- …ratings, risk assessment, compliance , and fraud prevention technology. The Ad-Tech Sales Director will be based in New York, and will pursue new business growth, ... Ad-Tech Sales Director Employment Type: Full-Time Location: New York Minimum...used to unearth multiple high profile criminal and illegal surveillance cases including: + Gizmodo: An iCloud Feature Is… more
- MUFG (New York, NY)
- …the globe, we're 120,000 colleagues, striving to make a difference for every client , organization, and community we serve. We stand for our values, building ... selected colleague will work at an MUFG office or client sites four days per week and work remotely...and maintain operational resilience governance, systems and tools, and surveillance and monitoring. + Coordinates and leads the responses… more
- Scotiabank (New York, NY)
- …to work as part of the team and assist the Senior Managers and/or Director , US Internal Control & Global Wholesale Operations Audit to provide audit services to ... Control governance framework is preferred including understanding of Supervision, Surveillance & Monitoring, Trade Floor Supervision, Risk and Control Library… more