- New York Times (New York, NY)
- …and other press releases, presentations, internal communications and other announcements. + Counsel the Treasury group on securities transactions, including debt ... has an opening for an attorney with 4 + years of broad corporate and securities experience, with a heavy concentration in securities laws matters, especially '34… more
- The Cigna Group (New York, NY)
- **Senior Counsel , Securities and Treasury** The Senior Counsel **, Securities and Treasury** will provide strategic legal guidance on securities law ... corporate responsibility reporting, insider trading, executive compensation disclosure matters, and governance matters. The role requires the individual to: + Be… more
- Wells Fargo (New York, NY)
- **About this role:** Wells Fargo is seeking a Senior Counsel in the Legal Department as part of the Corporate Governance section of the Public, Regulatory and ... and Annual Shareholders Meeting + Provide legal support and guidance to the Governance Committee of Wells Fargo & Company, including annual review of Governance… more
- SMBC (New York, NY)
- …Committees as well as to boards of related subsidiaries. + Provide advice and legal counsel on a range of corporate governance matters, including governance ... SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130… more
- Wells Fargo (New York, NY)
- **About this role:** Wells Fargo is seeking an Assistant General Counsel and Vice President in the Corporate & Investment Banking (CIB) Markets Section of the Legal ... trading businesses of Wells Fargo Bank and its affiliates, including Wells Fargo Securities , LLC. Also supports Wells Fargo's sales and trading desks on matters… more
- Novo Nordisk (Plainsboro, NJ)
- …hybrid role will sit in and support the Employment Law Team. Provide legal counsel to global healthcare company on relevant issues involving application of US law, ... regulations, and industry standards. Relationships Acts as counsel for particular customer group(s) and interacts with headquarters and other affiliates as required.… more
- MUFG (New York, NY)
- …remotely one day. A member of our recruitment team will provide more details. Regulatory Counsel , Vice President At MUFG, we share a vision for our future, we share ... the prudential regulation and operations of financial institutions. + Advise on governance matters for banking organizations. + Assist with internal audit and… more
- Citigroup (New York, NY)
- …bank, the private bank, liquidity management and payments, trade finance, securities services, as well as Citi's broker-dealer and swap-dealer businesses. ... including, for example, the US Department of Justice (DOJ), the US Securities and Exchange Commission (SEC), the US Commodity Futures Trade Commission (CFTC),… more
- S&P Global (New York, NY)
- …will also represent the Compliance & Risk function in data and technology governance forums and initiatives and assist the Data & Technology Organization in ... interactions with external stakeholders as needed (eg, Regulators, Outside Counsel ). **Responsibilities:** + Provide advice on business-as-usual (BAU) compliance and… more
- Citigroup (New York, NY)
- …Tax Compliance Act (FATCA), and Common Reporting Standard (CRS) regimes, Citi-wide governance , and US non-income tax including sales & use tax, personal property ... advisory matters including new/changes to exiting requirements. + Global Citi-wide governance and assurance of end-to-end activities that contribute to world-wide… more
- Scotiabank (New York, NY)
- …relationships, systems, and knowledge. + Provide day-to-day compliance support for equities securities trading and sales businesses by advising on the application of ... compliance policies and procedures as part of the internal review and governance process. Review written supervisory procedures to verify they reflect current… more
- Bank of America (New York, NY)
- …us! **Job Description:** Responsible for providing risk oversight and advice and counsel to the LOB. Establish risk management policies, limits, standards, controls, ... for the LOB. Establish and oversee the risk management governance structure for the LOB. May direct risk staff...rate risks, including price risk in the CFO managed securities portfolio. As the Chief Risk Officer (CRO) function… more
- Organon & Co. (Jersey City, NJ)
- …and litigation prevention advice on business development, cybersecurity, antitrust, securities , Environment, Social and Governance (ESG), and e-discovery ... Maintain up-to-date understanding of litigation and the law and proactively counsel business on legal developments potentially effecting company's legal and… more
- Citigroup (New York, NY)
- …Significant impact on the area through complex deliverables. Provides advice and counsel related to the technology or operations of the business. Work impacts ... Credit Risk, Audit, Finance in order to ensure appropriate governance and control infrastructure + Build a culture of...and the Plan of Supervision for Global Markets and Securities Services; and ensure that all team members understand… more