- SMBC (Jersey City, NJ)
- …with relevant stakeholders, ensure internal procedures for the governance of issues management , ensuring that all relevant Compliance issues are tracked ... is meeting IAD expectations and timelines and provide consistent messaging to Compliance management . + Ad-hoc special projects as assigned by Compliance… more
- Citigroup (Jersey City, NJ)
- The Compliance Anti-Money Laundering (AML) Risk Management Director for US Retail Brokerage/Broker-Dealer and Consumer Wealth is a senior management ... of AML training + Develop and assist in the implementation of firm-wide AML risk management policy and strategic AML Compliance Risk Management direction as… more
- City of New York (New York, NY)
- …to ensure operational performance and contractual compliance . Collaborate with the Director of the Budget Management unit, in monitoring, tracking, and ... Administrative Staff Analyst NM I who will function as Director , Contract Monitoring and Compliance who will:...Review and Corrective Action Plans for the resolution of compliance issues in a timely fashion, by… more
- Capital One (New York, NY)
- …299 Park Avenue (22957), United States of America, New York, New York Audit Director , Financial Crimes Compliance (Hybrid) Capital One's Audit function is a ... candidate will focus on all aspects of financial crimes compliance across the bank. A Director on... Compliance Manager (CRCM) + Experience with consumer compliance , privacy and conduct risk management +… more
- Teva Pharmaceuticals (Parsippany, NJ)
- …a difference, and new people to make a difference with. **The opportunity** The Director Compliance & Ethics, Global R&D and Medical Affairs reports to the ... Director , Compliance & Ethics, Global R&D...are aligned with and supported by regional and local management . The Dir will maintain appropriate independence and objectivity… more
- KPMG (New York, NY)
- …and regulatory publications, writing professional articles, and speaking about current compliance issues at external seminars Qualifications: + Minimum of ... **Business Title:** Director , Consumer Compliance **Requisition Number:** 118205...and state regulators, and implementation and/or operation of risk management practices to prevent, detect, and/or remediate non- compliance… more
- ADP (Roseland, NJ)
- **ADP is hiring a** **Sr. Director ,** **Human Capital Management ** **Counsel/ Compliance ** ADP Legal's Human Capital Management (HCM) Team is responsible ... & Technology team and ADP's business units. The Senior Director will be an integral member of the HCM...support global payroll. + Provide advice and guidance regarding compliance issues that arise in the business… more
- Bristol Myers Squibb (Summit, NJ)
- …The Cell Therapy Compliance Leader reports directly to the Senior Director Compliance , with job responsibilities that include but are not limited ... . **Position Summary:** This position reports directly to the Senior Director , Cell Therapy Compliance and is responsible for working… more
- KPMG (New York, NY)
- **Business Title:** Director , Markets Compliance **Requisition Number:** 118215 - 68 **Function:** Advisory **Area of Interest:** **State:** NY **City:** New ... (https://advisory.kpmg.us/) practice. Responsibilities: + Develop frameworks and methodologies for compliance , supervisory, operational and regulatory risk- management programs… more
- CAMBA (Brooklyn, NY)
- … management agency, providing clients with personal care coordinators. Position: Compliance Director Reports Chief Legal Officer Location: 2244 Church Avenue ... Brooklyn, NY 11226 What The Compliance Director Does: + Oversee and monitor...of compliance matters and encourage reporting of compliance issues . + Monitor compliance … more
- S&P Global (New York, NY)
- …Solutions encompass comprehensive services that span client reference data collection and management , client lifecycle management , regulatory compliance , and ... document management . + **Regulatory Solutions** : Improves compliance and standardizes processes using advanced assets and outreach services that facilitate the… more
- Novo Nordisk (Plainsboro, NJ)
- …of Clinical, medical, Regulatory (CMR) Business Operations, the Associate Director (AD) is responsible for structuring facilitating and monitoring external-facing ... of Works (SOWs). The AD will be responsible for providing supplier management support and oversight to the North America CMR Organization. Additional… more
- City of New York (New York, NY)
- …efforts with the Agency divisions, other HR Units, and external partners on compliance issues , background checks and medical clearances. Keeping up to date ... The Bureau of Human Resources seeks to hire an Administrative Manager, NM/L-III (Senior Director , Office of Compliance Services). DUTIES WILL INCLUDE BUT NOT BE… more
- Citigroup (Jersey City, NJ)
- Serves as a senior compliance risk manager for Independent Compliance Risk Management (ICRM)'s Compliance Independent Assessment (CIA) Team responsible ... to assess the design and effectiveness of key controls designed to address compliance risk; reporting and escalating control issues and any violations of… more
- Ankura (New York, NY)
- …internal controls, and systems processes; + Prepare compliance reports for Compliance Officer, Senior Management , and/or Board; + Assist clients with ... + Serve as lead contact for Client engagements including delegation of duties and project management ; + Serve as Subject matter Expert in the fields of AML / BSA /… more
- Bowery Residents Committee (Manhattan, NY)
- Position Overview Reporting to the CFO, the Director of Audit Compliance performs various aspects of professional internal auditing work. Responsible for ... management instructions, policies and procedures, and regulatory authorities. The Director of Audit Compliance will manage internal and external financial,… more
- American Express (New York, NY)
- …define your own path. Find your place in risk and analytics on #TeamAmex. The Director of Consumer Practices Compliance is responsible for leading a team within ... assessments; the preparation, reporting and communication of testing findings to management and compliance committees; and demonstrating credible challenge on… more
- International Rescue Committee (New York, NY)
- Requisition ID: req55162 Job Title: Director Awards Management , West Africa Sector: Awards Management Employment Category: Regular Employment Type: Full-Time ... the arc of crisis, emergency, humanitarian, and development contexts. Purpose of the Role The Director of Awards Management is a member of both AMU and the West… more
- SMBC (New York, NY)
- … team serves as a regulatory advisory function and is responsible for overseeing the management of the broker dealer's compliance risk, and is represented by the ... or observer of various committees such as the New Product, Underwriting, Risk Management , Compliance , and Training committees. The Senior Compliance Officer… more
- City of New York (New York, NY)
- …e-Performance technical and qualitative issues . - Monitor and track compliance with performance management requirements and report on program effectiveness. ... NYC Department of Design and Construction seeks a Deputy Director , Office of Management and Budget (OMB)...of the Assistant Commissioner and works closely with the Director of Personnel to ensure compliance with… more