- SMBC (New York, NY)
- …an aggressive growth strategy inclusive of striving to attain primary dealer status. Securities Operations within Nikko America is responsible for the timely and ... Securities and processes. In addition to building out the Nikko Securities Operations team to support this growth agenda the individual will also be required… more
- TD Bank (New York, NY)
- …Location** : United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $150,000 - $200,000 USD TD is committed to providing fair ... TDS Treasury is part of Global Markets in TD Securities , and manages the dealer's liquidity, funding and non-trading...positions. The position liaises closely with the Bank's other operations in Canada, Europe, and the US to assist… more
- Citigroup (New York, NY)
- …streamline processes and drive strategy across our industry. **Job Purpose** The Nam Syndicate Operations Head will report to the Global Syndicate Operations ... investing in a multi-year Tech Transformation, the Nam Syndicate Operations Head will be tasked executing the...strong risk management and control mindset. **Job Family Group:** Operations - Transaction Services **Job Family:** Securities … more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK,...in liquidity management. This role will report into the head of cash management for the US. **Role Objectives:… more
- MUFG (New York, NY)
- …day. A member of our recruitment team will provide more details. The Global Head of AML Advisory is a senior manager responsible for providing Subject matter level ... products, or client related matters. + Partner with GFCD Operations on Vendor Tool Evaluation of products intended to...a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2)… more
- SMBC (New York, NY)
- …of Functions Control Officer with an indirect reporting line into the Americas Division Operations Head of Business Administration. The AD Ops FCO is responsible ... a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has...of benefits to its employees. **Job Summary** The AD Operations Function Control Officer (FCO) is a leader, change… more
- SMBC (New York, NY)
- …(SMBC) will work within the Legal Department, reporting to the Executive Director and Head of the Technology, Operations and Procurement (TOP) Legal team. **Role ... SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130… more
- SMBC (New York, NY)
- …advisory compliance experience at a broker dealer. + A solid foundation in US securities laws and regulations and broker dealer operations . + Ability to ... planning within area of expertise. Reports directly to the Head of Private Side Compliance Advisory for SMBC Nikko...communicate this knowledge and applicability to SMBC Nikko Securities Inc. and affiliate operations . + Understanding… more
- Citigroup (New York, NY)
- …functions within the centralized Tax Information Reporting (TIR) team in Core Operations within Citi's Chief Operating Office and partner with the Global ... Head to drive the strategic agenda for Tax Information...required tax technical guidance to Citi's business and TIR Operations on significant advisory matters including new/changes to exiting… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC Rail Services LLC, Manufacturers… more
- SMBC (Jersey City, NJ)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- Nuveen Investments (New York, NY)
- …record, keeping, monitoring, and reporting capabilities. + Coordinate with the firm's investment operations team. + Position will report into head of Structured ... **Key Responsibilities and Duties** + Analyzes research on specific organizations, securities , financial products, and the overall economic environment to optimize… more
- Raymond James Financial, Inc. (New York, NY)
- …equity sales & sales trading. * Principles of banking and finance and securities industry operations . * Financial markets and products. * Canadian Capital ... on investment opportunities and recommending buying and selling of securities . Regular contact with internal and external customers is...views on US equities, coordinate those requests with the head of sales before communicating with US clients. *… more
- S&P Global (New York, NY)
- …markets, geographies and emerging risks. The role will report into the MD and Head of Global Commercial Strategy. **The Team:** The role sits within the Global ... will work most closely with and report into the Head and MD of Global Commercial Strategy, Product, &... and MD of Global Commercial Strategy, Product, & Operations . **Responsibilities:** + Monitor market trends, competition, customer feedback… more
- SMBC (Jersey City, NJ)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- SMBC (Jersey City, NJ)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK,...AD ESG Sustainability data with timely data feeds to Head Office - Tokyo, as required + Reduce impact… more
- JPMorgan Chase (New York, NY)
- …global leader across investment banking, wholesale payments, markets, and securities services. The world's most important corporations, governments, and institutions ... will play a critical role in supporting the global head of strategy for the Commercial & Investment Bank...in finance, business management, project management, human resources, and/or operations in a large corporate environment. + High proficiency… more
- Citigroup (New York, NY)
- …report to the Global Payments Business Management and Core Modernization Head and will require strong management skills, leadership abilities, exceptional ... priorities. More specifically, responsibilities include: **Responsibilities:** + Assist the head of Payments business management in shaping and executing… more
- TD Bank (New York, NY)
- …Location** : United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** 150,000 - 200,000 USD TD is committed to providing fair ... positions. The position liaises closely with the Bank's other operations in Canada, Europe, and the US to assist...Communicates bank policy information and strategy between the product head and relevant trading personnel + Fully informed on… more