• Internal Securities Auditor

    Mizuho Corporate Bank (New York, NY)
    About the Team The Internal Audit Department Americas (IADA) provides internal audit services to the branches, representative offices and agencies of Mizuho ... Kong and Singapore, IADA reports to and composes the overseas arm of MHBK's Internal Audit Division (IAD). Job Summary Develop and execute a robust audit program of… more
    Mizuho Corporate Bank (11/14/24)
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  • Auditor - Compliance

    SMBC (New York, NY)
    …compliance audit experience in the banking & finance industry to work within the Internal Audit Department (IAD). The Senior Auditor will participate in the ... a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has...Skills** + Minimum of 3 - 5 years compliance internal audit experience in the banking and finance industry.… more
    SMBC (10/25/24)
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  • Market Risk Auditor

    Bank of America (New York, NY)
    Market Risk Auditor New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to help make financial lives better through the ... technologies and artificial intelligence. **Skills:** + Business Acumen + Audit Planning + Internal Audit Review + Critical Thinking + Risk Analytics + Risk Modeling… more
    Bank of America (09/12/24)
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  • Senior Auditor , Assistant Vice President

    MUFG (New York, NY)
    …will be subject matter expert reporting to the Director - Credit Risk within Internal Audit for the Americas (IAA). This role will include ownership and execution of ... within industry best practices, applicable standards and regulations, and internal and external professional practice expectations. + Actively participate to… more
    MUFG (11/14/24)
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  • Audit Manager - Global Markets Equities

    Bank of America (New York, NY)
    …Administration. + Chartered Financial Analyst (CFA), Financial Risk Manager (FRM), Certified Internal Auditor (CIA) or relevant securities licenses ... is responsible for overseeing assigned areas of audit work acting as an Auditor -in-Charge (AIC), and executing on the audit strategy for Lines of Business (LOBs).… more
    Bank of America (09/12/24)
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  • Internal Audit, Vice President - Market…

    MUFG (New York, NY)
    …of our recruitment team will provide more details. **Job Summary:** The Senior Auditor I role within Internal Audit is responsible for leading independent, ... process (eg planning, fieldwork testing, reporting, issues validation, etc.). The Senior Auditor I also establish direction for staff on more complex audit… more
    MUFG (10/26/24)
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  • Audit Manager - Credit Risk

    SMBC (Jersey City, NJ)
    …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
    SMBC (11/13/24)
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  • Sr. IT Risk Governance - VP

    MUFG (New York, NY)
    …updates. **Required Skills:** + 10 - 15+ years of experience in Information Securities Technology & Governance with a focus on technology risk management. + Strong ... and collaborate with various Business Lines as well as Internal Risk, Audit teams to develop Risk and Audit...history and knowledge in technology with experience in Technology auditor . + Preferably worked in the Broker-Dealer world and… more
    MUFG (09/29/24)
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  • Assistant Tax Counsel

    SMBC (New York, NY)
    …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
    SMBC (10/31/24)
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  • Analyst, Markets and Corporate Treasury Business…

    MUFG (New York, NY)
    …FX and FX Options, Interest Rate Derivatives, and secondary market securities Sales and Trading (ie, equities, credit, fixed income, securitized products). ... within the associated areas of operations, risk management, regulatory environment, or internal audit + BA/BS degree or equivalent experience in finance, business or… more
    MUFG (10/25/24)
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  • Cyber Security Governance, Risk, Compliance…

    MUFG (Jersey City, NJ)
    …Scope includes, but is not limited to: **Responsibilities:** + Interact with internal and external teams across various levels within the organization, Audit & ... IT Controls teams, internal risk committees, and external state and federal agencies...expectations. + Professional certifications such as Certified Information System Auditor (CISA), Certified in Risk and Information Systems Control… more
    MUFG (09/29/24)
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  • Corporate (Enterprise) Valuations & Analytics Vice…

    MUFG (New York, NY)
    …+ Apply valuation methodologies in line with MUFG's valuation policy + Respond to internal / external auditor inquiries and coordinate valuation reviews + Create ... Assist in the presentation of valuation results to various internal committees and external auditors + Work closely with...a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2)… more
    MUFG (11/03/24)
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  • Governance, Associate Vice President

    MUFG (Jersey City, NJ)
    …required; advanced degree a plus + PMP, Certified Information Systems Auditor (CISA) certification preferred; other information risk related certification (eg, ... skills based on PMBOK. + Experience with testing or internal audit. The typical base range for this role...a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2)… more
    MUFG (10/08/24)
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