- JPMorgan Chase (Jersey City, NJ)
- Business Transformation Office (BTO) - Regulatory drives and executes critical regulatory change initiatives that create tangible value for clients and ... as well as feedback from auditors, regulators, and the business . As the Associate Project Manager, you...understand current state + Develop detailed operating model for business changes + Demonstrate understanding of client … more
- S&P Global (New York, NY)
- …**Grade Level (for internal use):** 12 **_The_** **_Role:_** **_Regional Commercial Associate Director - Regulatory Compliance_** **The Team:** This commercial ... services that span client reference data collection and management, client lifecycle management, regulatory compliance, and document management. + **… more
- SMBC (Jersey City, NJ)
- …US regulatory reporting requirements. Reporting to the Vice President, Regulatory Reporting Controller, the Associate is responsible for ensuring a ... other regulatory agencies. This role will interact with various business areas, understanding process and workflows at various stages, ensuring exceptions are… more
- SMBC (Jersey City, NJ)
- …Description** SMBC is seeking a self-motivated and diligent professional for the associate position within the Controllers - Regulatory Reporting Analysis Group. ... of regulatory reports into Axiom. + Assist in defining business requirements for report enhancements and its documentation **Qualifications and Skills** +… more
- SMBC (Jersey City, NJ)
- …corrective action plans to validate remediation efforts. + Stays abreast of changing regulatory requirements and SMBC's business model to maintain a solid ... to its corporate, institutional, and municipal clients. It connects a diverse client base to local markets and the organization's extensive global network. The… more
- SMBC (New York, NY)
- …to its corporate, institutional, and municipal clients. It connects a diverse client base to local markets and the organization's extensive global network. The ... as well as the heads of US Compliance verticals to build a bank regulatory compliance program covering US state and federal banking rules applicable to SMBC… more
- SMBC (Jersey City, NJ)
- …to its corporate, institutional, and municipal clients. It connects a diverse client base to local markets and the organization's extensive global network. The ... multiple reporting entities. The role will interact with various business areas, Identifying the variances for each asset class,...to ensure the data is fit for purpose for regulatory reporting. The role will also support the … more
- SMBC (Jersey City, NJ)
- …Holding's Regulatory Reporting. The role will interact with various business areas, understanding process and workflows at various stages, ensuring exceptions ... to its corporate, institutional, and municipal clients. It connects a diverse client base to local markets and the organization's extensive global network. The… more
- TD Bank (New York, NY)
- …+ Ensures documentation that is prepared / completed is accurate and properly reflects client / business intentions and is consistent with relevant rules / ... : New York, New York, United States of America **Hours:** 40 **Line of Business :** EPOCH LLC **Pay Detail:** $64,400 - $93,600 USD TD is committed to providing… more
- WTW (New York, NY)
- …clients by supporting new business efforts. The primary responsibility of the Associate Client Advocate is to provide an exceptional client experience, ... **Description** The Associate Client Advocate (ACA) client...needs. The ACA has a strong connection to the client 's business with a fundamental understanding of… more
- WTW (Millburn, NJ)
- …clients by supporting new business efforts. The primary responsibility of the Associate Client Advocate is to provide an exceptional client experience, ... **Description** The Associate Client Advocate (ACA) client...needs. The ACA has a strong connection to the client 's business with a fundamental understanding of… more
- JPMorgan Chase (New York, NY)
- …scope allow us to customize solutions tailored to clients' specific needs. As a Client Associate in JP Morgan Advisors, you will provide dedicated business ... based clients and their advisors the personalized service of a dedicated wealth management business and the global resources of one of the largest and most respected… more
- JPMorgan Chase (Jersey City, NJ)
- …expand your knowledge, skills, and abilities. You have found the right team. As a Client Operations Associate II within the Client Account Services (CAS) ... internal partners involved in the market entry process to ensure seamless client delivery and identify opportunities for process improvement, with a strong emphasis… more
- HSBC (New York, NY)
- …our investors, our communities and the planet we all share. The Client Experience Associate supports retail operational, service, accounting and ... the center team to support these efforts As our Client Experience Associate you will: + Greet...compliance, operational risk controls in accordance with HSBC or regulatory standards and policies; and optimize relations with regulators… more
- M&T Bank (New York, NY)
- **Overview:** Supports servicing and related sales enablement activities to drive new client relationships and retain and deepen existing High Net Worth (HNW) and ... Ultra-High Net Worth (UHNW) client relationships in Wealth Management. Delivers on the ...daily interactions with clients, Wealth Management team, and internal business partners to contribute to the development of new… more
- Mizuho Corporate Bank (New York, NY)
- …and innovation to our processes and methods. Job Description: As a Client Tax Documentation Operations Analyst, you will be responsible for the verification ... Income Tax withholding. You will be responsible for the validation of various regulatory documents submitted by customers, to ensure that all requests are completed… more
- SMBC (New York, NY)
- …Managing Director, Associate General Counsel. **Role Objectives** + Provide US bank regulatory advice to business and control functions of the bank and its ... to its corporate, institutional, and municipal clients. It connects a diverse client base to local markets and the organization's extensive global network. The… more
- City of New York (New York, NY)
- Job Description The New York City Department of Small Business Services (SBS) is a dynamic, client -centered agency whose mission is to serve New York's small ... focus on its employees. The Director will manage the Regulatory Reform team within the Division of Business...work of more than moderate difficulty; or 2. An associate degree or 60 semester credits from an accredited… more
- Morgan Stanley (New York, NY)
- …position is an Associate or Vice President level position within the Business Control Unit, specifically within the Fixed Income Division and focused on Credit ... in various risk management projects . Assisting with the coordination of regulatory exams and inquiries, Internal Audit, and business reviews *Required… more
- Broadridge Financial Solutions (Newark, NJ)
- …a modern, scalable, and agile platform that meets the evolving needs of our regulatory communication business . The leader will bring a depth of experience ... developing software solutions towards business objectives. S/he will take a low-ego, roll up...idea that success is mutual, directly connecting employee engagement, client satisfaction, and the creation of stockholder value. We… more