- Scotiabank (New York, NY)
- Senior Manager , Conduct Compliance Officer **Requisition ID:** 210173 **Salary Range:** 117,400.00 - 224,700.00 _Please note that the Salary Range shown ... We work together to drive ambition for every future! **Purpose** The Conduct Compliance Officer coordinates tracking, measurement, and management for … more
- MTA (New York, NY)
- …Office of the Chief Counsel Date Posted: Nov 7, 2024 Description JOB TITLE: Senior Compliance Manager SALARY RANGE: $97,000 ‐ $109,000 HAY POINTS: ... after their effective date of hire. * SUMMARY: The Senior Compliance Manager is responsible...training, communications, employee counseling, activity approvals and management of ethics/ compliance issues; + Conduct research into Ethics… more
- City of New York (New York, NY)
- …for independent decision and action, the Senior Manager of Policy Compliance will direct research, conduct high level analysis, and manage the drafting ... reports utilizing research methods and program evaluation techniques. The Senior Manager of Policy Compliance ...policy and research briefs and memoranda as appropriate and conduct briefings for senior leadership. Leads and/or… more
- Scotiabank (New York, NY)
- Senior Manager , US Compliance Risk Assessment **Requisition ID:** 207309 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown ... together to drive ambition for every future! **Purpose** The Senior Manager , US Compliance Risk...business controls to meet obligations with respect to operational, compliance , AML/ATF/sanctions and conduct risk. + Champion… more
- TD Bank (New York, NY)
- …role. **Line of Business:** Financial Crime Risk Management **Job Description:** The Senior Manager , Financial Crime Risk Management role leads, develops and ... to provide necessary documentation and support during audits and examinations. The Sr. Manager , Anti-Boycott Compliance (US) will be responsible for building out… more
- Scotiabank (New York, NY)
- Senior Manager , Head of Volcker Compliance **Requisition ID:** 206763 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a ... for Volcker breaches and ensure valid breaches are promptly remediated and senior management is informed. + Execute Enterprise Compliance requirements such… more
- Scotiabank (New York, NY)
- Senior Manager , Markets Compliance Officer **Requisition ID:** 204138 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a ... of US compliance procedures. + Coordinate with Internal Control on compliance risk assessments, independently conduct the effective challenge of … more
- Scotiabank (New York, NY)
- Senior Audit Manager , Compliance ...Knowledge of regulatory frameworks related to market abuse and conduct (eg FINRA, CFTC, SEC, FCA) + Strong analytical ... future! **Purpose** Seeking a detail-oriented Senior Audit Manager who is seasoned Compliance Auditor with...Senior Audit Manager who is seasoned Compliance Auditor with significant experience in Trade Surveillance audits,… more
- AIG (Parsippany, NJ)
- …affiliated insurance companies, through internal and external managers The Investments Compliance team provides compliance and regulatory support to AIG's ... focus on US domiciled insurance companies and will work closely with the Chief Compliance Officer in the day-to-day execution of the compliance program. + Review… more
- Scotiabank (New York, NY)
- Senior Manager , Financial Institutions - Securitizations, Global Risk Management **Requisition ID:** 202378 **Salary Range:** 117,400.00 - 224,700.00 _Please ... Director, while operating in a team based environment, the Senior Manager is responsible for the maintenance...applications. + Ensure all proposed credit exposures are in compliance with the established guidelines and limits, and provide… more
- TD Bank (New York, NY)
- …to the Risk Assessment Methodology and processes. The FCRM US Risk Assessment ABAC Senior Manager will lead the execution of the ABAC risk assessments through ... both 1LoD and 2LoD functions, and business lines. The Senior Manager , Financial Crime Risk Oversight oversees...+ Contributes to the development and implementation of AML/ATF/Sanctions/ABAC Compliance programs + Works with senior business… more
- TD Bank (New York, NY)
- …details for this role. **Line of Business:** Product Management **Job Description:** The Senior Product Group Manager will support TD's US Bankcard credit card ... and aligning with business objectives without compromising safety and soundness. The Senior Product Group Manager oversees, leads and provides strategic… more
- Mount Sinai Health System (New York, NY)
- …Diversity** Ground breaking science. Advancing medicine. Healing made personal. **Job Title: Senior Clinical Risk Manager - Mount Sinai West** **Job Summary:** ... The Senior Clinical Risk Manager serves as a resource to staff to enhance...staff on how best to review risk management data, conduct Root Cause Analysis, and comply with risk management… more
- Mount Sinai Health System (New York, NY)
- **Job Description** Senior Clinical Risk Manager The Senior Clinical Risk Manager serves as a resource to staff to enhance patient safety, promote ... loss to protect the assets of the facility. The Senior Risk Manager supports the Risk Management...staff on how best to review risk management data, conduct Root Cause Analysis, and comply with risk management… more
- Scotiabank (New York, NY)
- …processes, and units or participates as a team member under the direction of the OIC. Senior Manager may act as Audit Principal in some low to medium complexity ... Senior Audit Manager , US Loan Review...business controls to meet obligations with respect to operational, compliance , AML/ATF/sanctions and conduct risk. + Champions/Builds… more
- Deloitte (New York, NY)
- …& Public Services (GPS) Risk Management Team is currently seeking a full-time dedicated Senior Risk Manager / Senior Negotiator with a primary focus on State, ... for this role: Government & Public Services SLHE Risk Manager : The GPS SLHE Senior Risk ...strategies, contract formation and contract management + Facilitate internal compliance with contract terms, risk management policies and procedures,… more
- SMBC (New York, NY)
- …the New Product, Underwriting, Risk Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage area or process ... of benefits to its employees. **Role Description** The Advisory Compliance team serves as a regulatory advisory function and...advice to business units, identify and provide training and conduct monitoring of the broker dealers public side sales… more
- Scotiabank (New York, NY)
- Senior Manager , US GTB Business Management Requisition ID: 205644 Join a purpose driven winning team, committed to results, in an inclusive and high-performing ... culture. Position: Senior Manager , US Global Transaction Banking (GTB)...business controls to meet obligations with respect to operational, compliance , AML/ATF/sanctions and conduct risk. What You'll… more
- Robert Half (New York, NY)
- JOB REQUISITION Business Platform Transformation S/4HANA Pre-Sales Architect - Senior Manager LOCATION NEW YORK CITY ADDITIONAL LOCATION(S) JOB DESCRIPTION You ... Need You Protiviti is looking for a Technology Consulting Senior Manager to join our growing SAP...SAP alliance team to establish standards in licensing + Conduct regular meetings with SAP to discuss opportunities +… more
- Scotiabank (New York, NY)
- Senior Manager , US GTB Strategic Support **Requisition ID:** 205643 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a ... team, committed to results, in an inclusive and high-performing culture. Position: Senior Manager , US Global Transaction Banking (GTB) Strategic Support Global… more