- JPMorgan Chase (New York, NY)
- **Job Summary** As a Control Management Vice President within our dedicated team, you will be tasked with maintaining a sustainable and disciplined end-to-end ... control environment for the line of business. Your responsibilities...capabilities, and skills** + Basic understanding of trade-life cycle, equity & markets + Prior front office exposure preferred… more
- TD Bank (New York, NY)
- …In 2023, we acquired Cowen Inc., offering our clients access to a premier US equities business and highly-diverse equity research franchise, while growing ... **Work Location** : Charlotte, North Carolina, United States of America **Hours:** 40...positions and metrics + Ensures the compliance of the Non- Trading Market Risk processes with US regulations.… more
- Scotiabank (New York, NY)
- …of internal controls relating to wholesale bank and trading operations and internal control within the US This Manager's role will focus on Internal ... Manager, US Internal Control and Global Wholesale...family, financial, physical, mental, and social health needs. Location(s): United States : New York : New… more
- Bank of America (New York, NY)
- …loan and other structured equity financing products. Familiarity with US equity market regulations, exchanges/execution venues, clearing and settlement ... , Futures and Options, and Research. Products include cash equities (high touch and low touch electronic trading...+ Critical Thinking + Technical Documentation **Shift:** 1st shift ( United States of America) **Hours Per Week:**… more
- Bank of America (New York, NY)
- …Degree; Additional Desired Qualifications: Experience covering equity derivatives sales and trading **Shift:** 1st shift ( United States of America) ... along with the power to make a difference. Join us ! **Job Description:** This job is responsible for executing...Strong oral and written communication skills + Knowledge of equities and equity derivatives market structures +… more
- TD Bank (New York, NY)
- …In 2023, we acquired Cowen Inc., offering our clients access to a premier US equities business and highly-diverse equity research franchise, while growing ... **Work Location** : Charlotte, North Carolina, United States of America **Hours:** 40...positions and metrics + Ensures the compliance of the Non- Trading Market Risk processes with US regulations.… more
- Bank of America (New York, NY)
- …of electronic trading regulatory trends and future requirements **Shift:** 1st shift ( United States of America) **Hours Per Week:** 40 Bank of America and ... along with the power to make a difference. Join us ! **Job Description:** This job is responsible for executing...Communications **Job Description Summary:** Coordinated risk oversight of electronic trading for FICC, Equities and/or Futures and… more
- Bank of America (Jersey City, NJ)
- …Education Requirement:** Bachelor Degree or equivalent working experience **Shift:** 1st shift ( United States of America) **Hours Per Week:** 40 Bank of ... along with the power to make a difference. Join us ! **Job Description:** This job is responsible for building...+ FINRA Series 57 licensed + Deep knowledge of Equities /Futures/Options/FX asset classes and algorithmic trading of… more
- JPMorgan Chase (Jersey City, NJ)
- …and execution at a large financial institution + Experience internationally outside the United States is a plus JPMorganChase, one of the oldest financial ... risk and control environment & manage projects and initiatives on trading risk & controls (eg lessons learned, trainings, etc.) + Present regular updates… more
- JPMorgan Chase (New York, NY)
- …business has been a longstanding fixture of the JPMorgan Sales and Trading franchise and has historically provided liquidity in exotic options based notes ... and derivative structures. The Americas Rates trading business supports senior traders, primarily in the USD...of financial instruments and markets, implementation of a strict control environment, and ability to work in a team… more
- TD Bank (New York, NY)
- …legendary customer experiences to over 27 million households and businesses in Canada, the United States and around the world. More than 95,000 TD colleagues ... a wide range of TD Securities business lines including equity derivatives, fixed income, credit derivatives, commodities, foreign exchange,...and the financial guardian of the TDS sales and trading activities. + Ensure overall Product Control … more
- Citigroup (Jersey City, NJ)
- …Program Management **Time Type:** Full time **Primary Location:** Jersey City New Jersey United States **Primary Location Full Time Salary Range:** $163,600.00 - ... activity across CCPs spanning data, controls, regulatory, reporting and it crosses trading , operations and product control processes. The second stream will… more
- Scotiabank (New York, NY)
- …**Purpose** Contributes to the overall success of the Equities Sales and Trading businesses in the US ensuring specific individual goals, plans, initiatives ... equity financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income...family, financial, physical, mental, and social health needs. Location(s): United States : New York : New… more
- Citigroup (New York, NY)
- …Market Risk **Time Type:** Full time **Primary Location:** New York New York United States **Primary Location Full Time Salary Range:** $176,720.00 - $265,080.00 ... Markets and oversees market risk coverage of the Global Equities desks. The Equity Market Risk team...long-term basis for various financial products traded in Global Equities . Individuals monitor trading limits and are… more
- Scotiabank (New York, NY)
- …to help support your unique family, financial, physical, mental, and social health needs. Location(s): United States : New York : New York City || United ... Manager, US Internal Control - E-Communication Surveillance...equity financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income… more
- SMBC (New York, NY)
- …SMFG) stock exchanges. In the Americas, SMBC Group has a presence in the US , Canada, Mexico, Brazil, Chile, Colombia, and Peru. Backed by the capital strength of ... **Job Summary** The Nikko Securities America, Inc. middle/back office Business Control Officer is a business-aligned change agent and risk management individual… more
- Bank of America (New York, NY)
- …+ Strong time-management skills. + Ability to meet deadlines **Shift:** 1st shift ( United States of America) **Hours Per Week:** 40 Bank of America ... along with the power to make a difference. Join us ! **Job Description:** This job is responsible for executing...and operational risk oversight for a Front Line Unit, Control Function, and/or Third Parties. Key responsibilities include ensuring… more
- Citigroup (New York, NY)
- … Trading **Time Type:** Full time **Primary Location:** New York New York United States **Primary Location Full Time Salary Range:** $200,000.00 - $300,000.00 ... a Single Stock Flow Trader to join its NAM Equity Derivatives Trading team. Citigroup's Flow desks...* Collaborate with quants, market risk management, and product control to maintain and improve the firm's infrastructure around… more
- Citigroup (New York, NY)
- …the Equity Funding desk. By joining this desk, you will be responsible for trading Equity Swaps, repos, stock loan, FX swaps and interest rate swaps. The ... the continued growth of the wider Prime, D1 & Equities business at Citi. You will also be expected...Type:** Full time **Primary Location:** New York New York United States **Primary Location Full Time Salary… more
- Scotiabank (New York, NY)
- …to help support your unique family, financial, physical, mental, and social health needs. Location(s): United States : New York : New York City || United ... Communication Specialist, US Information Security & Control **Requisition...equity financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income… more