- Citigroup (Jersey City, NJ)
- Serves as a compliance testing officer for Independent Compliance Risk Management (ICRM)'s Independent Assessment team responsible for assessing significant ... compliance risks and controls implemented by the first and...effectiveness testing, transactional access segregation of duties, transactional testing, surveillance systems, and reporting activities + Understanding of rules,… more
- Mizuho Corporate Bank (New York, NY)
- …and procedures to align with evolving regulations and best practices. Reporting to the Vice President of FCC Advisory, this role is responsible for executing ... About The teamWithin the Compliance Department, the Financial Crime Compliance ...review in the KYC system, escalating to the AML Officer any confirmed or suspected material negative information. +… more