- HSBC (New York, NY)
- …and thematic reviews on issues, opportunities and/or strategic change. As our VP Risk and Compliance Assurance you will: + Utilice SME knowledge in ... investors, our communities and the planet we all share. Compliance Assurance Generalist roles act as an...the compliance risk environment to support the business… more
- American Express (New York, NY)
- …our firm, including credit cards and deposit services. As a key leader in the compliance organization, the Vice President will work closely with senior ... way together.** We are seeking an experienced and strategic Vice President of Governance to lead and...risk management activities, including the implementation of the Compliance Risk Management Framework, quality assurance… more
- American Express (New York, NY)
- …together. The Global Government Affairs group within the General Counsel's Organization seeks a Vice President ( VP ), US Regulatory Relations - Reporting and ... for interactions with supervisory personnel. The Reporting and Quality Assurance team within USRR is responsible for reporting on...the Regulatory Exam Lifecycle Management (RELM) team within Global Risk & Compliance and the Internal Audit… more
- JPMorgan Chase (New York, NY)
- …and skills** + Relevant Financial service experience in a controls, audit, quality assurance , risk management, compliance or model governance function + ... you! As a Quantitative Research Business Control Manager - Vice President within the Markets QR team,...You will collaborate with the Quantitative Research, Trading, Model Risk and Governance, and Technology teams to evaluate, design,… more
- Citigroup (Rutherford, NJ)
- …advantage for Citi. The ERM Technology Product Owner - SVP **,** (Senior Vice President ) will be responsible for **Program Management** coverage for the ... complexity, optimizing management of systems supporting global functions such as Compliance , Controls, Internal Audit and Risk , and introducing innovative… more
- JPMorgan Chase (New York, NY)
- …7 plus years of financial services experience in control management, audit, quality assurance , risk management, or compliance . + Superior project management, ... Analytics Office and Data & Analytics Product/Platforms. As a Vice President , Control Manager within the Chief...contributor to the effective management of the overall operational risk environment for CDAO. Control Management (CM) maintains a… more
- SMBC (New York, NY)
- …of experience working in Information Security or general IT areas related to risk management, controls assurance , compliance programs, cybersecurity and ... across the information security team to develop innovative methods for measuring risk and performance as well as support cross-functional reporting needs across the… more
- JPMorgan Chase (Jersey City, NJ)
- …Skills, and Capabilities:** + 7+ years of experience in controls, audit, quality assurance , risk management, compliance , or product management. + Experience ... **Job Summary:** As a Global Escrow Control Manager - Vice President , you will partner with the...+ Lead the end-to-end system of controls to mitigate risk through engagement, reviews, and analysis. + Identify and… more
- JPMorgan Chase (New York, NY)
- …experience in financial services industry with background in controls, audit, quality assurance , operational risk management, or compliance ; or equivalent ... **Job Summary** As a Control Management Vice President within our dedicated team,...of these issues. You will also assist in top-down risk analysis, real-time control issue detection, escalation, root cause… more
- MUFG (New York, NY)
- …observations that effectively convey significance and impact on risk and/or risk management practices. + Maintain compliance with audit methodology, while ... I role within Internal Audit is responsible for leading independent, objective assurance and consulting activities designed to evaluate and assess the effectiveness… more
- BlackRock (New York, NY)
- …operations, finance, and legal and compliance . BlackRock Internal Audit is seeking a Vice President in New York City or Atlanta for its Business Audit ... covering all BlackRock business units, including investment and asset management, risk management, operations, finance, and legal and compliance . **Technology… more
- JPMorgan Chase (Jersey City, NJ)
- …with background in governance, controls, regulatory, risk , audit, quality assurance , finance or compliance preferred JPMorganChase, one of the oldest ... activities across functional partners and ensures adherence to the firm's risk , controls, compliance , and regulatory requirements + Effectively manages… more
- SMBC (Jersey City, NJ)
- …+ Work with a variety of groups, including, but not limited to: Compliance Advisors, Business Control Officers, Risk Management, Operations, IT, and Legal; ... portfolio of benefits to its employees. **Role Description** The SMBC Compliance Department monitors the corporate banking, investment banking and broker dealer… more
- Citigroup (New York, NY)
- …role responsible for performing moderately complex audits and assessments of Citi's risk and control environments in coordination with the Audit team. The overall ... internal audit standards, policies, and regulations to provide timely audit assurance and influence audit scope + Develop effective line management relationships… more
- MUFG (New York, NY)
- …recruitment team will provide more details. Job Description: The Credit Policy Group, VP reports to the manager of the Credit Policy Group. Responsible for ... standards and procedures framework to facilitate MUFG business objectives and facilitate risk management of new and existing credit exposure. This includes the… more
- Citigroup (New York, NY)
- …CME) of the US broker dealers. The role's responsibilities include: Ensuring compliance with SEC Rules 15c3-1 (Net Capital) and 15c3-3 (Customer Reserve ... essential procedures are followed and contributes to defining standards. + Provides assurance and partners with audit team to monitor controls and accuracy of… more
- Morgan Stanley (New York, NY)
- …packages, and other Morgan Stanley sponsored benefit programs. **Job:** **Technology* **Title:** * VP - Governance, Risk & Compliance Project Manager* ... > Engage and work with Audit and 2nd Line Assurance following reviews, audits, assurance inputs Skills...of leading change as a Project Manager in a risk , controls, compliance or cyber environment. Morgan… more
- Citigroup (New York, NY)
- Job Description The Business Risk and Control Officer will have responsibility for overseeing the quality of documentation and artifacts which evidence the ... serve as the first line of defense for Quality Assurance and Control for Finance owned Issues and CAPs,...+ Completion criteria + Dependency evaluation + Sustainability + Risk reduction + Action plan quality + Liaise with… more
- Memorial Sloan-Kettering Cancer Center (New York, NY)
- …NYC + Schedule: Monday - Friday, 9 am - 5 pm + Reporting to the Vice President of Quality of Safety Pay Range: $109,300 - $174,800/annually Helpful Links : ... Assurance (QA) teams and MSK Legal, the Clinical Risk Manager leads the operation of the patient safety...team and MSK Legal. + In coordination with Corporate Compliance , proactively evaluates areas of organizational risk … more
- Compass Group, North America (New York, NY)
- Restaurant Associates Position Title: Corporate Quality Assurance Manager Pay 16 Reports To: VP , Operational Excellence Salary: $100,000 - $125,000 Other Forms ... This is R/A ! Job Summary The Corporate Quality Assurance Manager for Restaurant Associates is a key leader...the sector level. (Daily, Monthly, & Quarterly, & Annual Compliance Trainings). + Schedule and manage location site visits… more