- Citigroup (Queens, NY)
- …are required, along with resourcefulness, out-of-the box thinking, and robust risk control acumen. Candidates must have experience in complex problem-solving as well ... channels and procedures + Assess AML prevention and detection control effectiveness, including direction to MCA/RCSA design and execution...the development of AML risk appetite + Source high quality AML risk related data that is complete, accurate… more
- Mizuho Corporate Bank (New York, NY)
- …liquidity, compliance, conduct, financial crime, technology, credit risk, market risk, regulatory reporting , know your customer ( KYC ) and client onboarding are ... management and/or leading the timely execution of audit planning, fieldwork, reporting and other administrative and management tasks pertaining to fixed income,… more
- Neuberger Berman (New York, NY)
- …lifecycle (ie, from sales/marketing, client data collection, client onboarding, AML/ KYC , SMA model management, trading/settlement, client reporting , escalation ... also driving immediate tactical changes to improve delivery scalability and quality . Cross-Neuberger partnership will be critical to ensure Neuberger's Intermediary… more
- Scotiabank (New York, NY)
- …day-to-day operations by partnering with GTB and key support and control functions + Onboard/offboard employees - seating plan, equipment needs, coordination, ... of ad-hoc requests from internal and external stakeholders + Contribute to reporting and expense management, partnering closely with Finance + Own and execute… more
- TD Bank (New York, NY)
- …configuration changes prior to production release. + Develop KPI's and management level reporting to define and measure service quality and provide transparency. ... + Interact and communicate with key stakeholders, including front office ( KYC ) and back-office groups including settlements, margin and compliance to ensure… more