- Robert Half Management Resources (New York, NY)
- Description We are in search of an AML Audit Manager to join our team in the Financial Services industry, based in New York. This role offers a contract ... financial services industry * Strong knowledge and experience in audit procedures and compliance and AML , OFAC,...experience in audit procedures and compliance and AML , OFAC, Sanctions and BSA regulations * Possess relevant… more
- Bank of America (New York, NY)
- Senior Audit Manager - BSA/ AML including Sanctions Charlotte, North Carolina;East Hartford, Connecticut; Plano, Texas; Boston, Massachusetts; Wilmington, ... of Business (LOBs) ranging in scale and scope. Key responsibilities include developing BSA/ AML and Sanctions audit plans, assessing issues for impact, assigning… more
- TD Bank (New York, NY)
- …+ 15+ years of relevant industry experience and proven leadership roles in AML , model management, or risk management + Significant exposure to common Transaction ... Deep knowledge of financial crime typologies, red flags, and AML regulations in the US + Knowledge and appreciation...levels + Experience creating documentation that meets regulatory and audit standards **Who We Are:** TD is one of… more
- TD Bank (New York, NY)
- …The team must ensure all of the Regulatory, Compliance, and Internal Audit obligations as identified by TD Securities Technology Risk Management/Information Security ... Capital Markets (Familiarity with Asset Classes and Products) + Compliance ( AML , Trade Surveillance and Supervision) **Technical knowledge and hands-on experience:**… more
- Capital One (New York, NY)
- …of the AML , Sanctions and Fraud risk profile of the audit universe. Responsibilities: + Lead and/or execute compliance related audits within Capital One, ... (22957), United States of America, New York, New York Audit Director, Financial Crimes Compliance (Hybrid) Capital One's ...a risk-based testing strategy to ensure the quality of AML , Sanctions and Fraud risk management is effective across… more
- City National Bank (New York, NY)
- …MANAGER OF AUDIT II- WEALTH MANAGEMENT** **WHAT IS THE OPPORTUNITY?** The Audit Manager II position is a leadership role as an auditor-in-charge to guide ... and effectively communicate audit results to the Audit Senior Manager /Director and senior management in...groups to effectively plan, integrate and execute audits.Understands fraud, BSA/ AML and general IT risks in order to identify… more
- TD Bank (New York, NY)
- …management regarding audit scope, status, and findings + Works at direction of Audit Manager + May perform testing procedures for more critical areas of ... discipline + Works independently but receives assistance/coaching from the audit manager + May be Auditor in... experience, especially in IT Infrastructure and Operating Systems. AML experience. **Who We Are:** TD is one of… more
- Fiserv (Berkeley Heights, NJ)
- …an impact on a global scale, come make a difference at Fiserv. **Job Title** Audit Advisory Services Manager **What does a successful Audit Advisory Services ... and recommendations to our business partners. As a successful Manager of Advisory Services in our Programs & Strategy...& Strategy initiatives. **What you will do:** + Conduct audit plan execution and audit issue governance… more
- JPMorgan Chase (Jersey City, NJ)
- The Corporate Functions Audit Team is seeking an experienced audit data analytics professional to join the team. As an Analytics Solutions, Vice President, you ... drive the data analytics agenda across the Corporate Functions Audit team, foster constant learning of new tools and...Must have knowledge of core corporate finance functions including AML , KYC, Finance, CCAR, CECL, Risk (credit, market, Ops)… more
- Robert Half Management Resources (Parsippany, NJ)
- …NJ is currently seeking an Internal Auditor to support their consumer compliance audit group on a contract to full-time basis. The Internal Auditor will primarily ... handle consumer compliance focussed audits, guide staff through typical audit procedures, execute on the internal audit plan, and drive regulatory compliance.… more
- Deloitte (Jersey City, NJ)
- …issues in the AML and Economic Trade Sanctions domain. As a Data Analytics Manager focusing on AML , you will have the opportunity to be on the forefront ... data analytics and solution development engagements in partnership with internal and external AML and financial crimes compliance, audit , IT, and business teams.… more
- TD Bank (New York, NY)
- … and KYC requirements and works with cross-functional units (Compliance, Technology, Business, Audit ) to support and help execute AML and KYC-related projects. ... responding to periodic exams/audits by regulatory bodies and Internal Audit , to determine level of BSA/ AML compliance...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- New York State Civil Service (New York, NY)
- …Anti-Money Laundering Specialists: Certified Anti-Money Laundering Specialist, Advanced AML Audit Certification, Advanced Financial Crimes Investigations ... Certified Anti-Money Laundering Specialists: Certified Anti-Money Laundering Specialist, Advanced AML Audit Certification, Advanced Financial Crimes Investigations… more
- TD Bank (New York, NY)
- …the ABAC program including governance, controls, risk assessment, training, and testing. The Manager , AML Financial Crime Risk Management role leads and develops ... role. **Line of Business:** Financial Crime Risk Management **Job Description:** The Manager , Anti-Bribery/Corruption (ABAC) Program role will report into the Sr. … more
- Bank of America (Jersey City, NJ)
- Quantitative Finance Manager Charlotte, North Carolina;Jersey City, New Jersey; New York, New York; Atlanta, Georgia **Job Description:** At Bank of America, we are ... areas and oversees stakeholder engagement, including team effort in preparation for audit and regulatory exams + Sets priorities related to quantitative modeling in… more
- Bank of America (New York, NY)
- Client Outreach Director Manager New York, New York;Miami, Florida; Fort Worth, Texas; Charlotte, North Carolina **Job Description:** **The Function** The Client ... requirements and guide clients as needed to comply + Represent Outreach on exam/ audit /regulatory management from a FLU perspective, where needed + Adhere to bank… more
- Scotiabank (New York, NY)
- Manager , First Line Operational Risk, SBUS Risk Assessments and New Initiatives **Requisition ID:** 209639 **Salary Range:** 85,700.00 - 159,100.00 _Please note that ... including First Line (FLSS), Second Line (Operational Risk Management), and Internal Audit , to confirm comprehensive and consistent practices are followed to allow… more
- Scotiabank (New York, NY)
- Manager , First Line Operational Risk & RCSA **Requisition ID:** 209641 **Salary Range:** 85,700.00 - 159,100.00 _Please note that the Salary Range shown is a ... CIB, etc.) + Serve as the First Line Risk Manager for operational risk and technology to design, develop,...RCSA technology universe. + Evaluate enterprise-wide assessments in TPRM, BSA/ AML , CRCA, Risk ID, operational resiliency, to tie critical… more
- Scotiabank (New York, NY)
- Senior Manager , Markets Compliance Officer **Requisition ID:** 204138 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a ... Identify and escalate compliance issues and execute action plans for Internal Audit and Compliance Testing findings assigned to Compliance to adequately address… more
- Scotiabank (New York, NY)
- Senior Manager , US Compliance Risk Assessment **Requisition ID:** 207309 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a ... We work together to drive ambition for every future! **Purpose** The Senior Manager , US Compliance Risk Assessment contributes to the overall success of the GBM&T… more