- Grant Thornton LLP (New York, NY)
- As a Banking Compliance Risk Senior Associate, you will get the opportunity to grow and contribute to our banking clients' business needs by providing ... institutions of various types and sizes + Practical work experience involving compliance testing /monitoring, compliance audits, compliance training,… more
- Wells Fargo (New York, NY)
- …& Business Banking content, online resource center, customer journeys, A/B Testing , Make an Appointment flow, and online conversion rates. The individual will ... **About this role:** Wells Fargo is seeking a Marketing Senior Manager that oversees several functions for the Small...that oversees several functions for the Small & Business Banking (SBB) Marketing Team. The role is responsible for… more
- City National Bank (New York, NY)
- …and compliance monitoring and testing . The Manager of Commercial Banking Compliance will research regulatory issues, monitor compliance with ... **MGR COMMERCIAL BANKING COMPLIANCE ** **WHAT IS THE OPPORTUNITY?**...aggregate front line risk assessments and report results/recommendations to senior management. + Serve as liaison with regulators during… more
- KPMG (New York, NY)
- **Business Title:** Senior Manager, NYFS Banking and Capital Markets **Requisition Number:** 116858 - 68 **Function:** Tax Services **Area of Interest:** ... stand for as a firm KPMG is currently seeking a Senior Manager to join our Business Tax Services (https://tax.kpmg.us/content/tax/en/index.html) practice.… more
- KPMG (New York, NY)
- **Business Title:** Senior Associate, NYFS Global Banking Tax Services **Requisition Number:** 115468 - 68 **Function:** Tax Services **Area of Interest:** ... stand for as a firm KPMG is currently seeking a Senior Associate to join our Business Tax Services (https://tax.kpmg.us/content/tax/en/index.html) practice.… more
- SMBC (Jersey City, NJ)
- …Americas Division is seeking a Vice President of Banking (Americas Team) Compliance Monitoring and Testing . The Vice President is responsible for execution ... under review. **Qualifications and Skills** + 10+ years of Banking and Compliance Experience + Bilingual in...management. + CRCM Certification (A Plus) + Has a Compliance Testing , Bank Regulatory or Internal Audit… more
- Bank of America (New York, NY)
- Audit Manager - Global Corporate and Investment Banking New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to help make ... This role is for the Global Corporate and Investment Banking audit team. We cover audits for businesses such...manner + Acts as Auditor-in-Charge (AIC) by overseeing audit testing and ensuring it is executed in a timely… more
- Mizuho Corporate Bank (New York, NY)
- …for both greenfield and acquisition financing. The team is integrated within Investment Banking and supported by a full ecosystem across Mizuho to provide full ... with support of Analyst and Associates and oversight by Senior Bankers + Cultivate relationships with top-tier and emerging...pitches and mandates + Work in partnership with Investment Banking and the Financial Sponsors Group to originate new… more
- TD Bank (New York, NY)
- …challenge over first line testing activities to ensure that first line testing effectively meets standards for coverage of compliance risks + Advise, review ... should be tracked + Utilize the Firm's in-house system, Merlin, for TDS US Compliance monitoring and testing activities + Provide review and challenge for rules… more
- TD Bank (New York, NY)
- …Core Compliance program as needed. **Depth and Scope:** + Execute the annual Compliance testing and monitoring plan + Lead testing engagements, sometimes ... approach and the overall results and findings of the compliance testing review. + Build relationships with...judgment and ability to closely partner with and advise senior and line managers and other stakeholders on regulatory… more
- KPMG (New York, NY)
- **Business Title:** Manager, Workday Suppliers/ Banking /Expenses Lead **Requisition Number:** 112681 - 68 **Function:** Advisory **Area of Interest:** **State:** NY ... in Advisory. KPMG is currently seeking a Manager, Workday Suppliers/ Banking /Expenses Lead in Enterprise Solutions for our Consulting (https://advisory.kpmg.us/)… more
- Citizens (New York, NY)
- Description Citizens is currently recruiting for a Commercial Senior Credit Offer to cover the New York Metro Region for the Middle Market organization. This role is ... a strong control environment and culture, with a key focus on regulatory compliance & relations. + Credit Approval: Review, approve or decline or recommend to… more
- American Express (New York, NY)
- …Lounge network, our Global Dining and Resy businesses, US Consumer Banking , and best-in-class marketing programs across customer, prospect, and partner channels. ... for marketing to acquire new Checking account holders. This Senior Analyst will play a central role in the...marketing campaigns in partnership with teams across Marketing, Product, Compliance , and Analytics teams to bring these strategies to… more
- Capital One (New York, NY)
- NYC 299 Park Avenue (22957), United States of America, New York, New York Compliance Advisor Senior Manager The Compliance Advisor Senior Manager will ... & Co., TripleTree, LLC. (collectively "Commercial Broker Dealers" or "CBDs"). The Compliance Advisor Senior Manager will work independently from the CBD… more
- Insight Global (New York, NY)
- Job Description Insight Global is seeking a Compliance Testing Analyst for a major financial services client in NYC. The role requires a proactive, ... individual with a positive attitude. The key responsibilities include conducting detailed compliance testing to ensure adherence to regulations and firm… more
- Kyndryl (New York, NY)
- …+ Knowledge of available compliance and transaction reports to be used for compliance testing and validation support. + Skills to identify elements of risk ... our employees, our customers and our communities. **The Role** Senior Lead, SOX IT Controls, will direct activities and...Lead, SOX IT Controls, will direct activities and oversee compliance for areas within the Kyndryl SOX IT … more
- Citigroup (New York, NY)
- …and oversee a significant book of work, guide and influence partners and senior leaders, and coach and develop other experienced researchers working in a highly ... written and oral form to partners, including peers and senior leaders. + As part of the Research and...and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to… more
- Scotiabank (New York, NY)
- …+ At least 7-8 years of experience in a trading and/ or Internal Audit, Compliance Testing or operational risk management role in a Financial Services Firm or ... in the businesses. + Execute the GBM first line testing team to ensure compliance with the...in the GBM business lines. + Arrange and discuss testing results with key stakeholders, including GBM Senior… more
- Scotiabank (New York, NY)
- …for internal and third-party testing of the businesses, including audit reviews, compliance testing reviews, first line testing , and other ad-hoc ... Senior Manager, First Line Supervision & Support (FLSS),...8+ years' experience in Corporate Banking , Investment Banking , ECM and/or DCM front office, Compliance … more
- Scotiabank (New York, NY)
- …in OpenPages system to reflect impact of internal audit findings, regulatory findings, compliance testing results and any other self-identified issues. + Work ... Senior Manager, Controls Inventory Governance and Management, US...Bring** + At least 7-10 years of experience in Compliance Advisory, a testing and/ or operational… more