- Fidelity TalentSource LLC (Jersey City, NJ)
- …risk committee(s), and developing a new product governance framework.Develop and track business unit key risk indicators to monitor operational risk ... and senior leadership on operational risks and risk mitigation strategies. Support business units to build a robust control environment.Proactively lead risk… more
- (EDO) Entertainment Data Oracle, Inc. (New York, NY)
- …and supporting processes provide profitability analyses that can be drilled down to the business unit to assess direct, indirect, and fully burdened. Oversee the ... clean energy by 2040. With the backing of Manulife Investment Management and The Carlyle Group - two of...inclusion values in its team culture, as well as business practices and community engagement. Job Summary In this… more
- JPMorgan Chase (Flushing, NY)
- …including Know Your Customer procedures, Account Reviews and Inquires + Support business unit operational procedures and compliance requirements (eg completion ... maintaining a strong commitment to diversity and inclusion. Using a broad investment product and thought leadership platform along with cutting edge digital… more
- Santander US (New York, NY)
- CLO Warehouse (Securitization) Credit Risk 2nd Line of Defense- Corporate & Investment Banking New York, United States of America The individual is responsible for ... risk related to the **CLO Warehouse Lending** and Securitization business . The individual will provide review and challenge of...to support and improve efficiency, and effectiveness of the unit . Key skills required are as follows: + Experience… more
- Morgan Stanley (New York, NY)
- …employer committed to diversifying its workforce (M/F/Disability/Vet)./ **Job:** ** Investment Banking/Sales/Trading/Research* **Title:** *ISG Business Unit ... *Position Description:* The ISG Cross-Divisional Governance group within ISG Business Unit Risk Management is a 1st... risk management teams partner with internal and external control groups to understand business needs and… more
- Scotiabank (New York, NY)
- …and Markets** Global Banking and Markets (GBM) is a leading Canadian Capital Markets and Investment Banking business with a growing platform in the US and Latin ... by the Scotiabank Group. Be part of an innovative, Global Capital Markets and Investment Banking business with a unique geographic footprint that puts capital to… more
- Wells Fargo (New York, NY)
- …and escalation, as well as making sound risk decisions commensurate with the business unit 's risk appetite and all risk and compliance program requirements. ... Control Management Officer to join our Wealth and Investment Management (WIM) Control Team. This role...Control Management functional area + Monitor moderately complex business specific programs, and provide risk management consulting to… more
- Morgan Stanley (New York, NY)
- …for the controllership and business advisory. It works closely with the Business Unit to understand new deals' economics and ensure they are correctly ... Corporate Lending Finance team is part of the overall Investment Banking/Global Capital Markets Product Control team....IT and different Finance teams. - Work closely with Business Unit , Risk Management, Technology, Operations, and… more
- SMBC (Jersey City, NJ)
- …its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It connects ... portfolio of benefits to its employees. **Role Description** The Financial Intelligence Unit (FIU) Analyst is responsible for the completion of more complex… more
- JPMorgan Chase (Jersey City, NJ)
- JPMorgan Payments, a business unit within Corporate & Investment Banking, is the world's largest payment network. The business combines Liquidity/cash ... control functions + Execution and implementation of business control priorities and strategy - driving...200 years and today we are a leader in investment banking, consumer and small business banking,… more
- Bank of America (New York, NY)
- …line of defense compliance and operational risk oversight for a Front Line Unit , Control Function, and/or Third Parties. Key responsibilities include ensuring ... Management + Written Communications **Job Description Summary** The Global Control Room (GCR) has a business -critical role...Investment Banking Legal. + Manage day to day Control Room processes. + Assist AMRS manager in Quality… more
- Citigroup (New York, NY)
- …revenue generating product unit within the Securities Services line of business , with a footprint spanning over 100 markets, including 63 proprietary Citi ... branches. It provides settlement, custody, asset servicing, collective investment schemes and FX for two core business lines, Global Custody and Direct Custody,… more
- ThermoFisher Scientific (Fair Lawn, NJ)
- …NJ site, and will support our Laboratory Chemicals Division (LCD Operations) business unit of Thermo Fisher Scientific. Champion the divisional controls ... + Adhering to regulatory and industry standards while designing and implementing electronic control systems + Implement an investment program to standardize and… more
- TD Bank (New York, NY)
- …(eg, Expenses, Revenue, and Volumes) or on complete results for a single line of business + Makes trade and CRA investment decisions on a monthly basis + ... : United States of America **Hours:** 40 **Line of Business :** Finance **Pay Detail:** $60,000 - $135,00 USD TD...looking for a broker-dealer accountant to join its Product Control division in New York City. Associate - TDS… more
- AECOM (Jamaica, NY)
- …according to EEO guidelines. **ReqID:** J10114587 ** Business Line:** CM Management ** Business Group:** CS **Strategic Business Unit :** CM **Career ... better time to be at AECOM. With accelerating infrastructure investment worldwide, our services are in great demand. We...and in conformance with contract. + Work with document control systems, project management systems and other software or… more
- TD Bank (New York, NY)
- …own area of expertise and participate in knowledge transfer within the team and business unit + Keeps current on emerging trends/ developments and grows ... rules / regulations + Actively manages relationships within and across various business lines/ corporate and/or control functions and ensure alignment with… more
- CIBC (New York, NY)
- …To learn more about CIBC, please visit CIBC.com (https://www.cibc.com/en/about-cibc.html) **Strategic Business Unit Description** In support of CIBC's core ... about Compliance matters; + **Collaborating** on inter-departmental projects with business unit partners. + **Representing** CIBC on industry/regulatory… more
- CIBC (New York, NY)
- …position. The successful candidate may be eligible to participate in the relevant business unit 's incentive compensation plan, which also may include a ... Sales and Trading, Debt Capital Markets and Corporate and Investment Banking. The group's primary role is to assist...Business Management also strives to ensure a sound control environment and provides financial advice to support the… more
- Wells Fargo (New York, NY)
- …and escalation, as well as making sound risk decisions commensurate with the business unit 's risk appetite and all risk and compliance program requirements. ... At Wells Fargo, we are committed to a strong business - control infrastructure to protect the business...supply solutions with acceptable third-party risk. + Corporate & Investment Banking Chief Operating Office (CIB-COO) is focused on… more
- Bank of America (New York, NY)
- …services industry + Working knowledge of Anti-Money Laundering or Global Corporate Investment Banking lines of business preferred + Understand big picture ... GCIB / GM KYC Business Support Manager VP New York, New York;Fort...Function** The Client Outreach team are the front line unit who work with clients as part of meeting… more
