- SMBC (New York, NY)
- …as well as the heads of US Compliance verticals to build a bank regulatory compliance program covering US state and federal banking rules ... Bank Advisory team in building and maintaining a bank regulatory compliance program to...Regulation W, Regulation D, Anti-Tying, Permissible investments/activities, Regulation Y, US Bank Holding Company Act, etc.). +… more
- SMBC (Jersey City, NJ)
- …of Banking and Compliance Experience. + CRCM certification a plus. + Has a Compliance Testing, Bank Regulatory or Internal Audit background. + Able to ... and executing of monitoring and testing engagements to validate the efficacy of regulatory compliance internal controls. This role will have coverage for SMBC's… more
- Citigroup (New York, NY)
- …regulatory advice and guidance regarding products and services; provide guidance relating to US bank regulatory compliance and institutional and ... ("BRL") Group. In this role, this attorney will provide US bank regulatory legal advice...Type:** Full time **Primary Location:** New York New York United States **Primary Location Full Time Salary… more
- SMBC (Jersey City, NJ)
- …effectively and escalate to senior management. + CRCM Certification (A Plus) + Has a Compliance Testing, Bank Regulatory or Internal Audit Background + Able ... to support monitoring and testing engagements to validate the efficacy of regulatory compliance internal controls. The candidate should have functional knowledge… more
- Scotiabank (New York, NY)
- …the team's business strategies and objectives. Serves as Compliance Officer within Bank Regulatory Compliance of the US operation of The Bank of ... members of the Bank Regulatory Compliance team to support the US and...family, financial, physical, mental, and social health needs. Location(s): United States : New York : New… more
- Citigroup (New York, NY)
- …regulatory advice and guidance regarding products and services; provide guidance relating to bank compliance and consumer regulatory matters + Manage one ... and control functions, domestic and foreign + Advise on bank regulatory aspects of Citi's acquisitions, divestitures...Type:** Full time **Primary Location:** New York New York United States **Primary Location Full Time Salary… more
- US Bank (New York, NY)
- … US Department of Homeland Security E-Verify program in all facilities located in the United States and certain US territories. The E-Verify program is an ... At US Bank , we're on a journey...At US Bank , we're on a journey to do our...Regulatory Group, the Law Division, Risk Management and Compliance , Audit, Finance, and Government Relations when providing legal… more
- City National Bank (New York, NY)
- …for liquidity stress scenarios and standalone reporting needs when City National Bank ("CNB") surpasses regulatory compliance thresholds. Also encompasses ... research and analytical support on liquidity risks relating to the bank 's business activities, regulatory requirements and enterprise governance framework.… more
- Bank of America (Jersey City, NJ)
- …managed cloud controls to specific regulatory requirements. + Enable the Bank 's Cloud Strategy while maintaining compliance with policies, controls, and ... Senior Delivery Lead - Cloud Regulatory Compliance Atlanta, Georgia;Richmond, Virginia; Charlotte,...Solution Design + Technical Strategy Development **Shift:** 1st shift ( United States of America) **Hours Per Week:**… more
- Scotiabank (New York, NY)
- …success of the US Legal Department with responsibility for a wide range of US bank regulatory matters, and providing legal advice, services and counsel ... to other members US Legal to provide US bank regulatory perspective. +...family, financial, physical, mental, and social health needs. Location(s): United States : New York : New… more
- Bank of America (New York, NY)
- …+ Critical Thinking + Issue Management + Quality Assurance + Regulatory Compliance **Shift:** 1st shift ( United States of America) **Hours Per ... New York, New York;Charlotte, North Carolina **Job Description:** At Bank of America, we are guided by a common...along with the power to make a difference. Join us ! The Regulatory Relations Manager is responsible… more
- Bank of America (New York, NY)
- …Focus + Prioritization + Result Orientation + Written Communications **Shift:** 1st shift ( United States of America) **Hours Per Week:** 40 **Pay Transparency ... Non-Financial Regulatory Reporting - Governance LATAM / AMRS -...Charlotte, North Carolina;New York, New York **Job Description:** At Bank of America, we are guided by a common… more
- TD Bank (New York, NY)
- **Work Location** : United States of America **Hours:** 40 **Line of Business:** Business Management, Strategy & Support **Pay Detail:** $175,000 - $200,000 USD ... manner. + Vet and coordinate First Line responses to regulatory inquiries in coordination with Compliance , Front...accommodations to complete the application process, email the TD Bank US Workplace Accommodations Program at ###@td.com… more
- Mizuho Corporate Bank (New York, NY)
- Join the Mizuho team as the Regulatory & Compliance Integration Lead! In this role you will support our organization's growth and technological advancement. You ... understanding of current technology trends and future directions - Familiarity with compliance technology and regulatory requirements - Experience in scaling… more
- TD Bank (New York, NY)
- **Work Location** : United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $115,000 - $190,000 USD TD is committed to ... a disability and need accommodations to complete the application process, email the TD Bank US Workplace Accommodations Program at ###@td.com . Include your full… more
- Federal Reserve Bank (New York, NY)
- …**Job Exempt (Yes / No)** Yes **Job Category** Analytical **Work Shift** First ( United States of America) _The Federal Reserve Banks believe that diversity ... **Company** Federal Reserve Bank of New York Working at the Federal...quality assurance and analysis of TIC data received from US financial institutions. **Your role as Regulatory … more
- TD Bank (New York, NY)
- **Work Location** : New York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $140,000 - $190,000 USD TD is ... details for this role. **Job Description:** The TD Securities US Regulatory Management & Remediation team is...accommodations to complete the application process, email the TD Bank US Workplace Accommodations Program at ###@td.com… more
- Mizuho Corporate Bank (New York, NY)
- …Regulatory Reporting Associate About the Team The Regulatory Reporting Unit files regulatory reports for Mizuho Bank , Ltd. - New York Branch, Mizuho ... in an accurate and timely manner in accordance with US GAAP and instructions from regulatory authorities....the following activities: + Compute Risk Weighted Asset in compliance to US Basel III at both… more
- Bank of America (New York, NY)
- … regulatory changes applicable to area(s) of coverage **Skills:** + Advisory + Regulatory Compliance + Reporting + Risk Management + Written Communications + ... metrics for risk appetite and limits, reporting violations of compliance or regulatory activities + Analyzes and...role or a highly regulated domain. **Shift:** 1st shift ( United States of America) **Hours Per Week:**… more
- Bank of America (New York, NY)
- …delegating team work. **Skills:** + Advisory + Monitoring, Surveillance, and Testing + Regulatory Compliance + Reporting + Risk Management + Critical Thinking + ... metrics for risk appetite and limits, reporting violations of compliance or regulatory activities + Assists in...experience are advantageous, but not required **Shift:** 1st shift ( United States of America) **Hours Per Week:**… more