- Citigroup (New York, NY)
- … AML matters relevant to Wealth.** **Set, develop, and implement strategic AML compliance risk management direction for the Wealth group globally including ... and industry practices environment; provide up-to-date knowledge and expertise relevant to AML compliance and senior leaders.** **Liaise with US and foreign… more
- Federal Reserve Bank (New York, NY)
- …various BSA/ AML and sanctions risk management controls, including transaction monitoring /surveillance systems and screening/interdiction systems, is a plus. ... reviews of complex institutions to evaluate the quality and effectiveness of BSA/ AML compliance risk management practices and controls, including for financial… more
- SMBC (Jersey City, NJ)
- …design, implementation, and enhancement of BSA/ AML tools and systems, including AML transaction monitoring and sanctions screening systems. **Role ... submission to senior Branch management. + Apply data from BSA/ AML Compliance Department stakeholders to translate qualitative...periodic reviews is a plus. + Knowledge of vendor BSA/ AML /OFAC transaction monitoring and sanctions… more
- Bank of America (New York, NY)
- …+ Strong financial crimes background with focus on core BSA/ AML compliance program requirements including customer due diligence, transaction monitoring , ... Senior Audit Manager - BSA/ AML including Sanctions Charlotte, North Carolina;East Hartford, Connecticut;...in Financial Crimes related roles. + Audit, Risk or Compliance experience in Financial Institutions. + Strong understanding of… more
- Deloitte (Jersey City, NJ)
- …to properly delegate and meet deadlines. + Demonstrated experience related to AML , Know-Your-Customer (KYC), Transaction Monitoring , and Sanctions data, ... teams center around advanced solutions to test and validate sanction screening and transaction monitoring systems to ensure our financial clients can meet… more
- Ankura (New York, NY)
- …and broker-dealers. + Provide advice on technology implementation and enhancement including AML Transaction Monitoring (TM), Customer Risk Rating (CRR), ... KYC, policies, procedures, internal controls, and transaction monitoring and watchlist systems; + Draft written compliance... monitoring and watchlist systems; + Draft written compliance programs for AML , consumer compliance… more
- Motion Recruitment Partners (New York, NY)
- …Duration:** 5-Months **Required Skills & Experience** + Prior experience in transaction monitoring and screening within the financial services industry. ... + Developed or tuned Transaction Monitoring scenarios or configured Screening systems...scenarios or configured Screening systems + Strong knowledge of AML (Anti-Money Laundering) regulations and compliance requirements.… more
- Deloitte (New York, NY)
- …policies and procedures + Creating and delivering training modules + Conducting compliance assessments, + Performing transaction monitoring "look backs" ... institution compliance officers, and more. As an Anti-Money Laundering (" AML ") Project Associate (Senior Consultant), you will have the opportunity to help… more
- SMBC (Jersey City, NJ)
- …implementation, and enhancement of BSA/ AML tools and systems, including the AML transaction monitoring . **Role Objectives** + Collect, aggregate, ... submission to senior Branch management. + Apply data from BSA/ AML Compliance Department stakeholders to translate qualitative...due diligence, and/or periodic reviews. + Knowledge of vendor BSA/ AML transaction monitoring systems (eg,… more
- ManpowerGroup (New York, NY)
- …procedures, Management Information Systems, KYC files, OFAC Alerts, Transaction Monitoring Alerts and List Management updates. **BSA/ AML /OFAC Testing:** + ... Audit Consultant to assist with testing controls in : BSA/ AML /OFAC Compliance and Information Technology. Ideal candidates...Know Your Customer (KYC) files. + Analyze OFAC Alerts, Transaction Monitoring Alerts, and updates to List… more
- American Express (New York, NY)
- …monitored, and Anti-Money Laundering ( AML ) risks are mitigated through the transaction monitoring program. In addition, CMRC hosts the central product ... organizations. This role pertains to: + Credit and Model Risk Oversight, Transaction Monitoring & Risk Capabilities: provides independent challenge and ensures… more
- Tradeweb (New York, NY)
- …implementation of written supervisory procedures, policies, training, annual testing, transaction monitoring and AML compliance + Manage the Firms' FINRA ... efforts related to broker-dealer audits, inspections, reviews, and examinations, monitoring complaints and reporting as necessary + Manage all...as necessary + Manage all aspects of the Firm's AML compliance program, as outlined in FINRA… more
- KPMG (New York, NY)
- …and OFAC + Application and package experience in any of the following: Transaction Monitoring Vendor Solutions, KYC Vendor Solutions, and OFAC sanctions ... deficiencies) preferred + Strong involvement with vendor solutions, including KYC, Transaction Monitoring and Sanctions Screening + Strong interpersonal skills… more
- SMBC (Jersey City, NJ)
- …skills, and is able to learn new technologies quickly + Knowledge of vendor BSA/ AML transaction monitoring and sanctions screening systems (eg, Actimize, ... how emerging data and technology issues may impact the achievement of BSA/ AML Compliance Department's objectives. **Qualifications and Skills** + Bachelor's… more
- ManpowerGroup (New York, NY)
- …in-depth reviews of Know Your Customer (KYC) files. + Analyze OFAC Alerts, Transaction Monitoring Alerts, and updates to List Management. + Document findings ... to assist with testing controls in two critical areas: BSA/ AML /OFAC Compliance and Information Technology. The ideal...and industry best practices. + Familiarity with KYC, OFAC, Transaction Monitoring , and List Management processes. +… more
- MUFG (Jersey City, NJ)
- …for institutional client businesses. AML includes Know Your Customer (KYC), transaction filtering, transaction monitoring , case management, Currency ... Transaction Reports (CTR) and AML data analysis. **Major Responsibilities:** + Discuss compliance concerns with FCOA and advise on possible solutions. +… more
- Scotiabank (New York, NY)
- …day-to-day business controls to meet obligations with respect to operational risk, regulatory compliance risk, AML /ATF risk and conduct risk, including but not ... limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML /ATF Global Handbook and the… more
- Scotiabank (New York, NY)
- …of day-to-day business controls to meet obligations with respect to operational, compliance , AML /ATF/sanctions and conduct risk. + Leads a high performance ... in an inclusive and high-performing culture. **Position: Director, US Global Transaction Banking (GTB) Strategy & Business Management** Global Transaction … more
- SMBC (Jersey City, NJ)
- …is a plus. + Strong knowledge and experience with sanctions screening, AML transaction monitoring and other compliance functions. + Bachelor's Degree in ... Specialist supports the Fircosoft Sanctions screening systems and services within Compliance Technology division in SMBC. Sanction screening system ensure the bank… more
- Scotiabank (New York, NY)
- …of day-to-day business controls to meet obligations with respect to operational, compliance , AML /ATF/sanctions and conduct risk. What You'll Bring: + Strong ... in an inclusive and high-performing culture. Position: Senior Manager, US Global Transaction Banking (GTB) Strategic Support Global Transaction Banking (GTB) is… more