- Fidelity TalentSource LLC (Jersey City, NJ)
- …knowledge, reasoning and relationships The Team This team reports to the Chief Compliance Officer for Fidelity Digital Assets, a full-service, enterprise grade ... Job Description:RoleFidelity Internal Information Senior Compliance Advisor, FDAS Compliance The Role As a member of the Fidelity Digital Asset Services, LLC… more
- Tandym Group (New York, NY)
- …an experienced Finance professional to join their staff as their new Chief Financial Officer (CFO). In this role, the Chief Financial Officer (CFO) will be ... This role is fully remote based. Responsibilities The Chief Financial Officer (CFO) will: Drive strategic growth through meticulous monitoring of economic… more
- Argo AI (New York, NY)
- …strategy. Comply with all statutory laws, regulations and protocols. Ensure compliance with all reinsurance treaties. Manage and control facultative reinsurance ... financial and strategic goals. Effectively represent Rockwood with key customers. Compliance with all regulatory entities and internal controls. Perform work in… more
- Prove (New York, NY)
- …and accuracy of the filings. Responsible for all local and state tax compliance including sales, property, franchise or any other requirements as required. Providing ... etc). Other duties as assigned by the Chief Accounting Officer or Chief Financial Officer . Education and Experience Bachelor's degree in Accounting with CPA… more
- MultiPlan (New York, NY)
- JOB REPORTS TO: The Chief Information Security Officer (CISO) JOB SUMMARY: The Director of Information Security - Identity and Access Management (IAM) provides ... and the ability to drive cross-functional strategic initiatives while ensuring compliance and security best practices. JOB ROLES AND RESPONSIBILITIES: The Director… more
- Columbia University (New York, NY)
- Job Type: Officer of Administration Regular/Temporary: Regular Hours Per Week: 35 Salary Range: $120,000 - $135,000 The salary of the finalist selected for this role ... Position Summary Reporting to the Executive Director of Recruitment and HR Compliance , the Director of Talent Management will serve as a hands-on, mission-driven,… more
- Advanced Dermatology PC (New Hyde Park, NY)
- …Dermatology, PC / MD Alliance Solutions, LLC is seeking a seasoned Chief Financial Officer to join our company.As the Chief Financial Officer , you will have ... responsible for ensuring the company's financial health, profitability reporting, and compliance with financial and tax regulations. This position requires a strong… more
- All Techautomotive (Rumson, NJ)
- CHIEF MUNICIPAL FINANCIAL OFFICER (CMFO) - RUMSON BOROUGH Join one of the best municipal operations in New Jersey. Under the direction of the Finance and ... Municipal Tax Collector, Qualified Purchasing Agent, Certified Municipal Finance Officer (CMFO). Responsibilities: Assist the Governing Body with preparation of… more
- All Techautomotive (Rumson, NJ)
- …you can purchase the listing for the duration you specified.CHIEF MUNICIPAL FINANCIAL OFFICER (CMFO) - RUMSON BOROUGH.Join one of the best municipal operations in ... Municipal Tax Collector, Qualified Purchasing Agent, Certified Municipal Finance Officer (CMFO). Oversees Payroll Process. Responsibilities: Include but not limited… more
- Family and Children's Association (Mineola, NY)
- Compliance Officer The Opportunity FCA is excited to announce an opportunity for the position of Compliance Officer . As we continue to grow and evolve, ... review and evaluate compliance issues/concerns within FCA. The ideal Compliance Officer will ensure FCA complies with the rules and regulations of regulatory… more
- Wells Fargo (New York, NY)
- **About this role:** Wells Fargo is seeking a Senior Lead Compliance Officer to perform as the Senior Lead Business Line Compliance Officer for Public ... will act as team lead directing the day-to-day activities of one Lead Compliance Officer **In this role, you will:** + Provide oversight and governance of the… more
- Akumin (New York, NY)
- …and its subsidiaries and affiliates. Reporting to General Counsel, the Chief Compliance Officer is responsible for all aspects of development, implementation, ... Privacy Compliance (CHPC), Certified Fraud Examiner (CFE), Certified Professional Compliance Officer (CPCO), or Certified Professional Coder (CPC) **Physical… more
- Wellington (New York, NY)
- …aligns our perspectives with those of our clients. **About the Role** The Compliance Officer will support Wellington Management's compliance program, ... against these growth initiatives and implementing enhancements where necessary. The Compliance Officer will be a member of the Legal, Compliance … more
- Robert Half Legal (New York, NY)
- …excellent PTO and sick time are also offered. Requirements * Proven experience as a Compliance Officer or similar role within the non-profit sector for a minimum ... and assisting with projects of the Assistant Vice President, Compliance Liaison & Privacy Officer and attorneys...Assistant Vice President, Compliance Liaison & Privacy Officer and attorneys responsible for our pension, health, and… more
- City of New York (New York, NY)
- …add staff to fulfill critical functions. Position Summary The Assistant General Counsel and Compliance Officer reports directly to the General Counsel and is a ... Trust's legal and compliance department. The Assistant General Counsel and Compliance Officer will assist in managing the Trust's legal matters, focusing on … more
- City of New York (New York, NY)
- …external audit, financial reporting and programmatic fiscal processes to serve as Chief Compliance Officer . The selected candidate for this position will use an ... matters related to fiscal oversight or of agency-wide significance, the Chief Compliance Officer duties and responsibilities will include but not be limited to:… more
- Wells Fargo (New York, NY)
- **About this role:** Wells Fargo is seeking a Senior Lead Compliance Officer to support the business aligned compliance functions on the Fixed Income Sales & ... Income Sales & Trading Compliance Team is the Business Aligned Compliance Officer (BACO) for the Structured Products Group Sales & Trading Business. The BACO… more
- City National Bank (New York, NY)
- ** COMPLIANCE OFFICER SENIOR** **WHAT IS THE OPPORTUNITY?** The Senior Compliance Officer is responsible for managing and maintaining assigned areas of ... the compliance program including monitoring business area compliance with applicable laws and regulations, ensuring controls are in place to mitigate … more
- SMBC (New York, NY)
- …of the broker dealer's compliance risk, and is represented by the Chief Compliance Officer as either a member or observer of various committees such as ... Underwriting, Risk Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage area or process with a large… more
- Neuberger Berman (New York, NY)
- Chief Compliance Officer for over $55 billion complex of funds registered under the Investment Company Act of 1940, covering multiple asset classes and ... least five years' experience in role of senior lawyer with compliance responsibilities, or senior compliance officer (or CCO) for registered funds + Strong… more
