- Citigroup (Jersey City, NJ)
- Serves as a function/business/ product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal ... **Job Family Group:** Compliance and Control **Job Family:** Product Compliance Risk Management **Time Type:** Full time **Primary Location:** Jersey City… more
- Citigroup (New York, NY)
- Serves as a function/business/ product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal ... Knowledge of Compliance laws, rules, regulations, risks and typologies + Compliance product coverage for Cash Sales Trading and Equities Trading + Must be a… more
- Citigroup (Jersey City, NJ)
- …preferred **Job Family Group:** Compliance and Control **Job Family:** Product Compliance Risk Management **Time Type:** Full time **Primary Location:** ... Serves as a compliance risk officer for the Control...products. + Assisting in the development and administration of Compliance training for the supported function/business/ product . +… more
- SMBC (New York, NY)
- …Summary** The Nikko Securities America, Inc. middle/back office Business Control Officer is a business-aligned change agent and risk management individual ... Business Unit interaction with 2nd LoD functions including Risk Management and Compliance . **Scope** The Nikko Securities America, Inc. Midback Business Control … more
- MUFG (New York, NY)
- …engaging and closely collaborating with Corporate Banking clients, Relationship Managers, Product Groups, Onboarding Unit, Quality Control, AML Advisory and other ... stakeholders + Partner with Relationship Managers/ Product Groups to enable more enriched... Groups to enable more enriched discussions on risk/AML/Sanctions compliance issues, while managing the progress of KYCs from… more
- SMBC (New York, NY)
- …, Underwriting, Risk Management, Compliance , IT Risk and Training committees. The Compliance Advisory Vice President role assists in managing a coverage ... Inc. serves as a regulatory advisory function to the President and is responsible for overseeing the management of...compliance risk and is represented by the Chief Compliance Officer as either a member or… more
- Citigroup (New York, NY)
- …and closing gaps across all stages of the lifecycles. The third party risk officer will work with Product and Cluster teams to ensure appropriate execution ... This role will also be the Third Party Risk Officer (TPO) for TTS FMIs and agent banks aligned...of third party controls and drive compliance with all applicable regulations, policies, and law in… more
- MUFG (New York, NY)
- …customers** + Responsible for the management of a portfolio as a credit officer + Perform due diligence and regularly scheduled reviews + Analyze credit risk ... and directly to various related parties throughout the bank, business line, product groups and credit divisions + Maintain direct communication with assigned… more
- JPMorgan Chase (New York, NY)
- …Client Office and Compliance teams in region to meet local or product specific KYC and AML requirements for Clients and transactions. Coordinate the launch and ... Global Investment Bank (GIB) and Global Corporate Bank (GCB) Product and Coverage teams to support the execution of...of successfully managing large/diverse teams Final Job Grade and officer title will be determined at time of offer… more
- AIG (New York, NY)
- VP , Underwriting & Referral Officer - Group Captives Who we are American International Group, Inc. (AIG) is a leading global insurance organization. Building on ... in cross-functional teams ensuring high-quality underwriting, adequate pricing, innovative product development, sensible business processes and regulatory compliance… more
- Citigroup (New York, NY)
- …Institutional Credit Management Counterparty Credit Risk - Funds Underwriting Credit Officer , Asset Management Companies, VP ** **Description** Citi's Commercial ... the ICM CCR Funds UW Team and will based in NYC. The Funds UW Credit Officer facilitates the end-to-end lending process and is essential for the delivery of a wide… more
- Morgan Stanley (New York, NY)
- …Stanley's various businesses and its senior management team. Job Description Summary As a Vice President , you will report to the Global Head of Market Risk ... other resource consumption > Strategic Partner with various Finance groups ie Product Line Controllers, Legal Entity Controllers, Treasury, Compliance , Risk and… more
- ADP (Roseland, NJ)
- …counsel, partners, vendors and lobbyists. **GENERAL RESPONSIBILITES:** + Provide day-to-day legal and compliance guidance to ensure product compliance in the ... **ADP is hiring a** ** VP Counsel, Payments and US Money Movement** The...+ This individual also will support the ADP AML Officer with respect to compliance with ADP's… more
- Raymond James Financial, Inc. (New York, NY)
- **Description** **Job Summary** The Senior Vice President , Chief Risk Officer for the Private Client and Asset Management business reports to the Chief Risk ... Officer of Raymond James Financial and is responsible for...risk context. * Reports risk-related data including risk exposure, compliance to risk policies, and effectiveness of current risk… more
- the Vitamin Shoppe (Secaucus, NJ)
- …the work of outside counsel. **Responsibilities** 1. **Serve as the Company's Compliance Officer ** , monitor case law, regulatory matters, proposed legislation ... guidance and leadership, in partnership with the Chief People Officer , on all Federal and State labor law policies...and Regulatory Affairs on regulatory issues related to both product and procedures, including label safety, use of third… more
- Citigroup (New York, NY)
- Serves as a risk officer for the Client organization's Exam Management and Regulatory Liaison Office responsible for the promotion, support, monitoring and reporting ... and managing supervisory examinations, globally. **Responsibilities:** + Engage with the Client product and function coverage teams, in order to partner to develop… more
- Citigroup (New York, NY)
- The Model/Anlys/Valid Officer is a strategic professional who stays abreast of developments within own field and contributes to directional strategy by considering ... expected results. + Assists in the development of analytic engines for business product lines. + Communicates results to diverse audiences. + Conducts analysis and… more
- CUNY (Brooklyn, NY)
- …communication, professionalism, and empathy. Reporting to the Chief Information Officer / Vice President of IT (CIO/ VP ), the User Services Manager ... Manager is a trusted and experienced advisor to the CIO/ VP and will manage and direct all activities in...CUNY CIS and other campuses. + Participate in various compliance , discovery and audit activities pertaining to IT User… more
- Hackensack Meridian Health (Red Bank, NJ)
- …an effective Pride in Caring program. Serves in the absence of the Vice President /Patient Care Services/Chief Nursing Officer , performs duties and ... programs and services. Assesses opportunities to use technology to accomplish product line objectives. Presents recommendations and works to effectively implement… more
- The Cigna Group (Morris Plains, NJ)
- …dotted line to the SVP/Chief Innovation Officer , and will serve alongside the VP , Product Analytics as a member of the Innovation Senior Leadership Team ... data strategies and initiatives. + Lead efforts to ensure data quality and compliance with relevant regulations (eg, HIPAA, GDPR). Implement processes to monitor and… more